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ROBERT FLEMING INC.

Company Details

Name: ROBERT FLEMING INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Inactive
Date of registration: 02 Oct 1985 (40 years ago)
Date of dissolution: 20 Feb 2004
Entity Number: 1029646
ZIP code: 10011
County: New York
Place of Formation: Delaware
Principal Address: 320 PARK AVE, NEW YORK, NY, United States, 10022
Address: 111 EIGHTH AVENUE, NEW YORK, NY, United States, 10011

Agent

Name Role
REGISTERED AGENT REVOKED Agent

Chief Executive Officer

Name Role Address
ARTHUR A LEVY Chief Executive Officer 320 PARK AVE, NEW YORK, NY, United States, 10022

DOS Process Agent

Name Role Address
C/O C T CORPORATION SYSTEM DOS Process Agent 111 EIGHTH AVENUE, NEW YORK, NY, United States, 10011

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001257208

Latest Filings

Form type:
40-APP
File number:
812-12991-05
Filing date:
2003-07-28
File:

History

Start date End date Type Value
1993-11-16 2000-01-06 Address 1285 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer)
1993-11-16 2000-01-06 Address 1285 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019, USA (Type of address: Principal Executive Office)
1993-01-11 1993-11-16 Address 1285 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY, 10019, USA (Type of address: Principal Executive Office)
1993-01-11 1993-11-16 Address 1285 AVE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer)
1990-12-21 1999-09-24 Address 1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Registered Agent)

Filings

Filing Number Date Filed Type Effective Date
040220000778 2004-02-20 CERTIFICATE OF TERMINATION 2004-02-20
000106002090 2000-01-06 BIENNIAL STATEMENT 1999-10-01
990924001083 1999-09-24 CERTIFICATE OF CHANGE 1999-09-24
931116003163 1993-11-16 BIENNIAL STATEMENT 1993-10-01
930111002315 1993-01-11 BIENNIAL STATEMENT 1992-10-01

USAspending Awards / Financial Assistance

Date:
2020-07-01
Awarding Agency Name:
Small Business Administration
Transaction Description:
ECONOMIC INJURY DISASTER GRANT
Obligated Amount:
3000.00
Face Value Of Loan:
0.00
Total Face Value Of Loan:
0.00

Trademarks Section

Serial Number:
75896225
Mark:
STRATEGY PUZZLE
Status:
CANCELLED - SECTION 8
Mark Type:
TRADEMARK
Application Filing Date:
2000-01-13
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
STRATEGY PUZZLE

Goods And Services

For:
PUBLICATIONS, NAMELY PAMPHLETS, BROCHURES, NEWSLETTERS, JOURNALS AND MAGAZINES RELATING TO LATIN AMERICAN ECONOMICS
International Classes:
016 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
75896028
Mark:
MACRO PUZZLE
Status:
CANCELLED - SECTION 8
Mark Type:
TRADEMARK
Application Filing Date:
2000-01-13
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
MACRO PUZZLE

Goods And Services

For:
PUBLICATIONS, NAMELY, PAMPHLETS, BROCHURES, NEWSLETTERS, JOURNALS AND MAGAZINES RELATING TO LATIN AMERICAN ECONOMICS
International Classes:
016 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
75815851
Mark:
FLEMING ASSET MANAGEMENT USA
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
SERVICE MARK
Application Filing Date:
1999-10-05
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
FLEMING ASSET MANAGEMENT USA

Goods And Services

For:
CASH MANAGEMENT, FINANCIAL MANAGEMENT AND INVESTMENT ADVICE
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
75552094
Mark:
LAT STAT
Status:
CANCELLED - SECTION 8
Mark Type:
TRADEMARK, SERVICE MARK
Application Filing Date:
1998-09-10
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
LAT STAT

Goods And Services

For:
PUBLICATIONS, NAMELY, STOCK BROKERAGE REPORTS
First Use:
1998-03-12
International Classes:
016 - Primary Class
Class Status:
Sec. 8 – Entire Registration
For:
PREPARATION AND DISSEMINATION OF STOCK BROKERAGE RESEARCH REPORTS
First Use:
1998-03-12
International Classes:
035 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
73777374
Mark:
FLEMINGS
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
1989-01-30
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
FLEMINGS

Goods And Services

For:
INVESTMENT, BANKING, INVESTMENT BROKERAGE, AND INVESTMENT MANAGEMENT SERVICES
International Classes:
036 - Primary Class
Class Status:
Abandoned

Motor Carrier Census

Carrier Operation:
Intrastate Non-Hazmat
Add Date:
2006-04-10
Operation Classification:
Private(Property)
power Units:
2
Drivers:
1
Inspections:
0
FMCSA Link:

Date of last update: 16 Mar 2025

Sources: New York Secretary of State