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MAXWELL-KATES, INC.

MAXWELL-KATES, INC.

Company Details

Name:	MAXWELL-KATES, INC.
Jurisdiction:	New York
Legal type:	DOMESTIC BUSINESS CORPORATION
Status:	Active
Date of registration:	01 Apr 1986 (39 years ago)
Entity Number:	1070335
ZIP code:	10005
County:	New York
Place of Formation:	New York
Principal Address:	9 EAST 38 ST, NEW YORK, NY, United States, 10016
Address:	28 LIBERTY STREET, NEW YORK, NY, United States, 10005

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

form 5500

Plan Name

Plan Year

EIN/PN

Received

Sponsor

Total number of participants

MAXWELL-KATES, INC. 401(K) PLAN

2023

133340383

2024-07-02

MAXWELL-KATES, INC.

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1993-01-01
Business code	531310
Sponsor’s telephone number	2126848282
Plan sponsor’s address	9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of

Role	Plan administrator
Date	2024-07-02
Name of individual signing	RITA PATEL

Role	Employer/plan sponsor
Date	2024-07-02
Name of individual signing	RITA PATEL

MAXWELL-KATES, INC. 401(K) PLAN

2022

133340383

2023-05-01

MAXWELL-KATES, INC.

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1993-01-01
Business code	531310
Sponsor’s telephone number	2126848282
Plan sponsor’s address	9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of

Role	Plan administrator
Date	2023-05-01
Name of individual signing	RITA PATEL

Role	Employer/plan sponsor
Date	2023-05-01
Name of individual signing	RITA PATEL

MAXWELL-KATES, INC. 401(K) PLAN

2021

133340383

2022-07-07

MAXWELL-KATES, INC.

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1993-01-01
Business code	531310
Sponsor’s telephone number	2126848282
Plan sponsor’s address	9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of

Role	Plan administrator
Date	2022-07-07
Name of individual signing	RITA PATEL

Role	Employer/plan sponsor
Date	2022-07-07
Name of individual signing	RITA PATEL

MAXWELL-KATES, INC. 401(K) PLAN

2020

133340383

2021-07-09

MAXWELL-KATES, INC.

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1993-01-01
Business code	531310
Sponsor’s telephone number	2126848282
Plan sponsor’s address	9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of

Role	Plan administrator
Date	2021-07-09
Name of individual signing	RITA PATEL

Role	Employer/plan sponsor
Date	2021-07-09
Name of individual signing	RITA PATEL

MAXWELL-KATES, INC. 401(K) PLAN

2019

133340383

2020-07-14

MAXWELL-KATES, INC.

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1993-01-01
Business code	531310
Sponsor’s telephone number	2126848282
Plan sponsor’s address	9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of

Role	Plan administrator
Date	2020-07-14
Name of individual signing	RITA PATEL

Role	Employer/plan sponsor
Date	2020-07-14
Name of individual signing	RITA PATEL

MAXWELL-KATES, INC. 401(K) PLAN

2018

133340383

2019-07-01

MAXWELL-KATES, INC.

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1993-01-01
Business code	531310
Sponsor’s telephone number	2126848282
Plan sponsor’s address	9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of

Role	Plan administrator
Date	2019-07-01
Name of individual signing	RITA PATEL

Role	Employer/plan sponsor
Date	2019-07-01
Name of individual signing	RITA PATEL

MAXWELL-KATES, INC. 401(K) PLAN

2017

133340383

2018-07-19

MAXWELL-KATES, INC.

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1993-01-01
Business code	531310
Sponsor’s telephone number	2126848282
Plan sponsor’s address	9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of

Role	Plan administrator
Date	2018-07-19
Name of individual signing	RITA PATEL

Role	Employer/plan sponsor
Date	2018-07-19
Name of individual signing	RITA PATEL

MAXWELL-KATES, INC. 401(K) PLAN

2016

133340383

2017-06-12

MAXWELL-KATES, INC.

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1993-01-01
Business code	531310
Sponsor’s telephone number	2126848282
Plan sponsor’s address	9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of

Role	Plan administrator
Date	2017-06-12
Name of individual signing	RITA PATEL

Role	Employer/plan sponsor
Date	2017-06-12
Name of individual signing	RITA PATEL

MAXWELL-KATES, INC. 401(K) PLAN

2015

133340383

2016-04-11

MAXWELL-KATES, INC.

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1993-01-01
Business code	531310
Sponsor’s telephone number	2126848282
Plan sponsor’s address	9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of

Role	Plan administrator
Date	2016-04-11
Name of individual signing	RITA PATEL

Role	Employer/plan sponsor
Date	2016-04-11
Name of individual signing	RITA PATEL

MAXWELL-KATES, INC. 401(K) PLAN

2014

133340383

2015-07-22

MAXWELL-KATES, INC.

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1993-01-01
Business code	531310
Sponsor’s telephone number	2126848282
Plan sponsor’s address	9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of

Role	Plan administrator
Date	2015-07-22
Name of individual signing	RITA PATEL

Role	Employer/plan sponsor
Date	2015-07-22
Name of individual signing	RITA PATEL

DOS Process Agent

Name	Role	Address
C T CORPORATION SYSTEM	DOS Process Agent	28 LIBERTY STREET, NEW YORK, NY, United States, 10005

Agent

Name	Role	Address
C T CORPORATION SYSTEM	Agent	28 LIBERTY STREET, NEW YORK, NY, 10005

Chief Executive Officer

Name	Role	Address
MAX G. FREEDMAN	Chief Executive Officer	9 E 38TH ST 6TH FLR, NEW YORK, NY, United States, 10016

Licenses

Number	Type	End date
10301216983	ASSOCIATE BROKER	2025-01-04
10301203085	ASSOCIATE BROKER	2026-06-29
30DE1053454	ASSOCIATE BROKER	2025-11-23
10311208661	CORPORATE BROKER	2026-02-02
109937966	REAL ESTATE PRINCIPAL OFFICE	No data
10401300600	REAL ESTATE SALESPERSON	2025-02-17
40CH1147541	REAL ESTATE SALESPERSON	2025-03-02
40DE1064849	REAL ESTATE SALESPERSON	2025-04-21
10401290102	REAL ESTATE SALESPERSON	2026-05-15
40LA0883038	REAL ESTATE SALESPERSON	2025-01-05
10401228815	REAL ESTATE SALESPERSON	2025-03-21

History

Start date	End date	Type	Value
2025-02-21	2025-04-10	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2025-02-20	2025-02-21	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2025-01-30	2025-02-20	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2025-01-06	2025-01-06	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2025-01-06	2025-01-30	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-12-31	2025-01-06	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-11-09	2024-12-31	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-10-03	2024-11-09	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-08-23	2024-10-03	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-07-02	2024-07-02	Address	9 E 38TH ST 6TH FLR, NEW YORK, NY, 10016, USA (Type of address: Chief Executive Officer)
2024-06-13	2024-08-23	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-05-08	2024-06-13	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-04-29	2024-05-08	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-04-17	2024-07-02	Address	75 south greeley avenue, suite 206, CHAPPAQUA, NY, 10514, USA (Type of address: Service of Process)
2024-04-17	2024-07-02	Address	17 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Registered Agent)
2024-04-17	2024-07-02	Address	9 E 38TH ST 6TH FLR, NEW YORK, NY, 10016, USA (Type of address: Chief Executive Officer)
2024-04-17	2024-04-17	Address	9 E 38TH ST 6TH FLR, NEW YORK, NY, 10016, USA (Type of address: Chief Executive Officer)
2024-04-16	2024-04-16	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-04-16	2024-04-29	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-03-14	2024-04-16	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-02-23	2024-03-14	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-02-15	2024-02-23	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-01-23	2024-02-15	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-01-23	2024-04-17	Address	150 EAST 58TH ST, SUITE 1201, NEW YORK, NY, 10155, USA (Type of address: Service of Process)
2024-01-23	2024-04-17	Address	17 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Registered Agent)
2024-01-23	2024-04-17	Address	9 E 38TH ST 6TH FLR, NEW YORK, NY, 10016, USA (Type of address: Chief Executive Officer)
2024-01-23	2024-01-23	Address	9 E 38TH ST 6TH FLR, NEW YORK, NY, 10016, USA (Type of address: Chief Executive Officer)
2024-01-18	2024-01-23	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-01-10	2024-01-18	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2023-12-22	2024-01-10	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2023-11-14	2023-12-22	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2023-11-02	2023-11-14	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2023-10-19	2023-11-02	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2023-07-12	2023-10-19	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2023-06-21	2023-07-12	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2023-06-15	2023-06-21	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2023-06-14	2023-06-15	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2023-06-12	2023-06-14	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2023-06-07	2023-06-12	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2023-06-05	2023-06-07	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2023-05-24	2023-06-05	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2023-03-07	2023-05-24	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2023-03-07	2023-03-07	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2022-12-19	2023-03-07	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2022-12-16	2022-12-19	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2022-10-05	2022-12-16	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2022-08-03	2022-10-05	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2022-05-16	2022-08-03	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2022-05-16	2022-05-16	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2022-05-11	2022-05-16	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2022-04-27	2022-05-11	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2022-04-27	2022-04-27	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2022-04-09	2022-04-27	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2022-03-18	2022-03-18	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2022-03-18	2022-04-09	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2021-09-15	2021-09-15	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2021-09-15	2022-03-18	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2021-07-12	2021-09-15	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2021-06-30	2021-07-12	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2021-06-29	2021-06-30	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2020-04-15	2024-01-23	Address	9 E 38TH ST 6TH FLR, NEW YORK, NY, 10016, USA (Type of address: Chief Executive Officer)
2019-09-05	2024-01-23	Address	17 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Registered Agent)
2019-02-28	2024-01-23	Address	150 EAST 58TH ST, SUITE 1201, NEW YORK, NY, 10155, USA (Type of address: Service of Process)
2012-05-14	2020-04-15	Address	9 E 38TH ST 6TH FLR, NEW YORK, NY, 10016, USA (Type of address: Chief Executive Officer)
2004-04-16	2012-05-14	Address	9 E 38TH ST / 6TH FL, NEW YORK, NY, 10016, USA (Type of address: Chief Executive Officer)
1993-02-16	2004-04-16	Address	9 EAST 38 ST, NEW YORK, NY, 10016, USA (Type of address: Chief Executive Officer)
1986-04-01	2019-02-28	Address	150 EAST 58TH ST, SUITE 2310, NEW YORK, NY, 10155, USA (Type of address: Service of Process)
1986-04-01	2021-06-29	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0

Filings

Filing Number	Date Filed	Type	Effective Date
240702004054	2024-06-13	CERTIFICATE OF CHANGE BY ENTITY	2024-06-13
240417003429	2024-04-16	CERTIFICATE OF CHANGE BY ENTITY	2024-04-16
240123001975	2024-01-23	BIENNIAL STATEMENT	2024-01-23
200415060276	2020-04-15	BIENNIAL STATEMENT	2020-04-01
190905000012	2019-09-05	CERTIFICATE OF CHANGE	2019-09-05
190228060245	2019-02-28	BIENNIAL STATEMENT	2018-04-01
140610002228	2014-06-10	BIENNIAL STATEMENT	2014-04-01
120514002365	2012-05-14	BIENNIAL STATEMENT	2012-04-01
100416003639	2010-04-16	BIENNIAL STATEMENT	2010-04-01
080409002402	2008-04-09	BIENNIAL STATEMENT	2008-04-01
060417003184	2006-04-17	BIENNIAL STATEMENT	2006-04-01
040416002074	2004-04-16	BIENNIAL STATEMENT	2004-04-01
020322002746	2002-03-22	BIENNIAL STATEMENT	2002-04-01
000412002319	2000-04-12	BIENNIAL STATEMENT	2000-04-01
980414002669	1998-04-14	BIENNIAL STATEMENT	1998-04-01
960422002528	1996-04-22	BIENNIAL STATEMENT	1996-04-01
000042002910	1993-08-18	BIENNIAL STATEMENT	1993-04-01
930216002795	1993-02-16	BIENNIAL STATEMENT	1992-04-01
B341108-3	1986-04-01	CERTIFICATE OF INCORPORATION	1986-04-01

Inspections

Date	Inspection Object	Address	Grade	Type	Institution	Desctiption
2017-06-13	No data	517 W 46TH ST, Manhattan, NEW YORK, NY, 10036	Violation Issued	Inspectorate of the Department of Consumer and Workers' Rights Protection	Department of Consumer and Worker Protection	No data

Fine And Fees

Fee Sequence Id	Fee type	Status	Date	Amount	Description
2644141	SL VIO	INVOICED	2017-07-19	1704	SL - Sick Leave Violation

OSHA's Inspections within Industry

Inspection Nr

Report ID

Date Opened

Site Address

302939764

0215000

2000-01-21

155 EAST 34TH STREET, NEW YORK, NY, 10016

Inspection Type	Accident
Scope	Partial
Safety/Health	Safety
Close Conference	2000-01-24
Emphasis	L: FALL
Case Closed	2000-01-24

Related Activity

Type	Accident
Activity Nr	100850759

Court Cases

Docket Number

Nature of Suit

Filing Date

Disposition

1902436

Fair Labor Standards Act

2019-04-26

settled

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Plaintiff demands jury
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	pretrial conference held
Nature Of Judgment	no monetary award
Judgement	missing
Arbitration On Termination	Missing
Office	1
Filing Date	2019-04-26
Termination Date	2020-05-08
Date Issue Joined	2019-08-12
Section	0201
Sub Section	FL
Status	Terminated

Parties

Name	MEKULOVIC
Role	Plaintiff

Name	MAXWELL-KATES, INC.
Role	Defendant

9802428

Insurance

1998-04-06

motion before trial

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	diversity of citizenship
Jury Demand	Missing
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	judgement on motion
Nature Of Judgment	no monetary award
Judgement	defendant
Arbitration On Termination	Missing
Office	1
Filing Date	1998-04-06
Termination Date	1999-08-06
Date Issue Joined	1998-04-27
Pretrial Conference Date	1998-07-10
Section	1441

Parties

Name	MAXWELL-KATES, INC.
Role	Plaintiff

Name	FEDERAL INSURANCE CO
Role	Defendant

Date of last update: 16 Mar 2025

Sources: New York Secretary of State

MAXWELL-KATES, INC.

Company Details

form 5500

DOS Process Agent

Agent

Chief Executive Officer

Licenses

History

Filings

Inspections

Fine And Fees

OSHA's Inspections within Industry

Court Cases

Related by officers

Related by address