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  5. MAXWELL-KATES, INC.

MAXWELL-KATES, INC.

Company Details

Name: MAXWELL-KATES, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 01 Apr 1986 (39 years ago)
Entity Number: 1070335
ZIP code: 10005
County: New York
Place of Formation: New York
Principal Address: 9 EAST 38 ST, NEW YORK, NY, United States, 10016
Address: 28 LIBERTY STREET, NEW YORK, NY, United States, 10005

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
MAXWELL-KATES, INC. 401(K) PLAN 2023 133340383 2024-07-02 MAXWELL-KATES, INC. 93
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 531310
Sponsor’s telephone number 2126848282
Plan sponsor’s address 9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of
Role Plan administrator
Date 2024-07-02
Name of individual signing RITA PATEL
Role Employer/plan sponsor
Date 2024-07-02
Name of individual signing RITA PATEL
MAXWELL-KATES, INC. 401(K) PLAN 2022 133340383 2023-05-01 MAXWELL-KATES, INC. 80
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 531310
Sponsor’s telephone number 2126848282
Plan sponsor’s address 9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of
Role Plan administrator
Date 2023-05-01
Name of individual signing RITA PATEL
Role Employer/plan sponsor
Date 2023-05-01
Name of individual signing RITA PATEL
MAXWELL-KATES, INC. 401(K) PLAN 2021 133340383 2022-07-07 MAXWELL-KATES, INC. 65
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 531310
Sponsor’s telephone number 2126848282
Plan sponsor’s address 9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of
Role Plan administrator
Date 2022-07-07
Name of individual signing RITA PATEL
Role Employer/plan sponsor
Date 2022-07-07
Name of individual signing RITA PATEL
MAXWELL-KATES, INC. 401(K) PLAN 2020 133340383 2021-07-09 MAXWELL-KATES, INC. 76
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 531310
Sponsor’s telephone number 2126848282
Plan sponsor’s address 9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of
Role Plan administrator
Date 2021-07-09
Name of individual signing RITA PATEL
Role Employer/plan sponsor
Date 2021-07-09
Name of individual signing RITA PATEL
MAXWELL-KATES, INC. 401(K) PLAN 2019 133340383 2020-07-14 MAXWELL-KATES, INC. 79
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 531310
Sponsor’s telephone number 2126848282
Plan sponsor’s address 9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of
Role Plan administrator
Date 2020-07-14
Name of individual signing RITA PATEL
Role Employer/plan sponsor
Date 2020-07-14
Name of individual signing RITA PATEL
MAXWELL-KATES, INC. 401(K) PLAN 2018 133340383 2019-07-01 MAXWELL-KATES, INC. 78
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 531310
Sponsor’s telephone number 2126848282
Plan sponsor’s address 9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of
Role Plan administrator
Date 2019-07-01
Name of individual signing RITA PATEL
Role Employer/plan sponsor
Date 2019-07-01
Name of individual signing RITA PATEL
MAXWELL-KATES, INC. 401(K) PLAN 2017 133340383 2018-07-19 MAXWELL-KATES, INC. 74
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 531310
Sponsor’s telephone number 2126848282
Plan sponsor’s address 9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of
Role Plan administrator
Date 2018-07-19
Name of individual signing RITA PATEL
Role Employer/plan sponsor
Date 2018-07-19
Name of individual signing RITA PATEL
MAXWELL-KATES, INC. 401(K) PLAN 2016 133340383 2017-06-12 MAXWELL-KATES, INC. 70
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 531310
Sponsor’s telephone number 2126848282
Plan sponsor’s address 9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of
Role Plan administrator
Date 2017-06-12
Name of individual signing RITA PATEL
Role Employer/plan sponsor
Date 2017-06-12
Name of individual signing RITA PATEL
MAXWELL-KATES, INC. 401(K) PLAN 2015 133340383 2016-04-11 MAXWELL-KATES, INC. 74
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 531310
Sponsor’s telephone number 2126848282
Plan sponsor’s address 9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of
Role Plan administrator
Date 2016-04-11
Name of individual signing RITA PATEL
Role Employer/plan sponsor
Date 2016-04-11
Name of individual signing RITA PATEL
MAXWELL-KATES, INC. 401(K) PLAN 2014 133340383 2015-07-22 MAXWELL-KATES, INC. 67
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 531310
Sponsor’s telephone number 2126848282
Plan sponsor’s address 9 EAST 38TH ST, NEW YORK, NY, 100160003

Signature of
Role Plan administrator
Date 2015-07-22
Name of individual signing RITA PATEL
Role Employer/plan sponsor
Date 2015-07-22
Name of individual signing RITA PATEL

DOS Process Agent

Name Role Address
C T CORPORATION SYSTEM DOS Process Agent 28 LIBERTY STREET, NEW YORK, NY, United States, 10005

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY STREET, NEW YORK, NY, 10005

Chief Executive Officer

Name Role Address
MAX G. FREEDMAN Chief Executive Officer 9 E 38TH ST 6TH FLR, NEW YORK, NY, United States, 10016

Licenses

Number Type End date
10301216983 ASSOCIATE BROKER 2025-01-04
10301203085 ASSOCIATE BROKER 2026-06-29
30DE1053454 ASSOCIATE BROKER 2025-11-23
10311208661 CORPORATE BROKER 2026-02-02
109937966 REAL ESTATE PRINCIPAL OFFICE No data
10401300600 REAL ESTATE SALESPERSON 2025-02-17
40CH1147541 REAL ESTATE SALESPERSON 2025-03-02
40DE1064849 REAL ESTATE SALESPERSON 2025-04-21
10401290102 REAL ESTATE SALESPERSON 2026-05-15
40LA0883038 REAL ESTATE SALESPERSON 2025-01-05

History

Start date End date Type Value
2025-01-06 2025-01-06 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-12-31 2025-01-06 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-11-09 2024-12-31 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-10-03 2024-11-09 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-08-23 2024-10-03 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-07-02 2024-07-02 Address 9 E 38TH ST 6TH FLR, NEW YORK, NY, 10016, USA (Type of address: Chief Executive Officer)
2024-06-13 2024-08-23 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-05-08 2024-06-13 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-04-29 2024-05-08 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2024-04-17 2024-07-02 Address 17 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Registered Agent)

Filings

Filing Number Date Filed Type Effective Date
240702004054 2024-06-13 CERTIFICATE OF CHANGE BY ENTITY 2024-06-13
240417003429 2024-04-16 CERTIFICATE OF CHANGE BY ENTITY 2024-04-16
240123001975 2024-01-23 BIENNIAL STATEMENT 2024-01-23
200415060276 2020-04-15 BIENNIAL STATEMENT 2020-04-01
190905000012 2019-09-05 CERTIFICATE OF CHANGE 2019-09-05
190228060245 2019-02-28 BIENNIAL STATEMENT 2018-04-01
140610002228 2014-06-10 BIENNIAL STATEMENT 2014-04-01
120514002365 2012-05-14 BIENNIAL STATEMENT 2012-04-01
100416003639 2010-04-16 BIENNIAL STATEMENT 2010-04-01
080409002402 2008-04-09 BIENNIAL STATEMENT 2008-04-01

Inspections

Date Inspection Object Address Grade Type Institution Desctiption
2017-06-13 No data 517 W 46TH ST, Manhattan, NEW YORK, NY, 10036 Violation Issued Inspectorate of the Department of Consumer and Workers' Rights Protection Department of Consumer and Worker Protection No data

Fine And Fees

Fee Sequence Id Fee type Status Date Amount Description
2644141 SL VIO INVOICED 2017-07-19 1704 SL - Sick Leave Violation

Related by officers

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Related by address

28 LIBERTY STREET, NEW YORK, NY, United States, 10005

+42 W 35TH HOLDINGS LLC 0511 BLUM CHARLTON, LLC 1 BAY BLVD HOLDINGS, LLC 1 DANIEL LORD ROAD LLC 1 DEARBORN TACOS LLC 1 HOTEL BROOKLYN BRIDGE, L.L.C. 1 HOTEL CENTRAL PARK, L.L.C. 1 KAKIAT COURT LLC 1 MILL ROAD APARTMENTS INVESTORS RHPI, LLC 1 RAYMOND ST LLC

Date of last update: 23 Jan 2025

Sources: New York Secretary of State

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