|
BARON CAPITAL INC.
|
2017
|
133107580
|
2018-07-26
|
BARON CAPITAL INC.
|
148
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
501
|
| Effective date of plan |
2012-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2125832000
|
| Plan sponsor’s mailing address |
767 5TH AVE 49TH FL, NEW YORK, NY, 101530023
|
| Plan sponsor’s
address |
767 5TH AVE 49TH FL, NEW YORK, NY, 101530023
|
Number of participants as of the end of the plan year
Signature of
| Role |
Plan administrator |
| Date |
2018-07-26 |
| Name of individual signing |
PEGGY WONG |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
BARON CAPITAL INC.
|
2016
|
133107580
|
2017-08-16
|
BARON CAPITAL INC.
|
145
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
501
|
| Effective date of plan |
2012-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2125832000
|
| Plan sponsor’s mailing address |
767 5TH AVE 49TH FL, NEW YORK, NY, 101530023
|
| Plan sponsor’s
address |
767 5TH AVE 49TH FL, NEW YORK, NY, 101530023
|
Number of participants as of the end of the plan year
Signature of
| Role |
Plan administrator |
| Date |
2017-08-15 |
| Name of individual signing |
PEGGY WONG |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
BARON CAPITAL INC.
|
2015
|
133107580
|
2016-10-26
|
BARON CAPITAL INC.
|
133
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
501
|
| Effective date of plan |
2012-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2125832000
|
| Plan sponsor’s mailing address |
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY, 10153
|
| Plan sponsor’s
address |
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY, 10153
|
Number of participants as of the end of the plan year
| Active participants |
145 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2016-10-26 |
| Name of individual signing |
PEGGY WONG |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
BARON CAPITAL INC.
|
2014
|
133107580
|
2015-06-18
|
BARON CAPITAL INC.
|
117
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
501
|
| Effective date of plan |
2012-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2125832000
|
| Plan sponsor’s mailing address |
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY, 10153
|
| Plan sponsor’s
address |
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY, 10153
|
Number of participants as of the end of the plan year
| Active participants |
133 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2015-06-18 |
| Name of individual signing |
PEGGY WONG |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2015-06-18 |
| Name of individual signing |
PEGGY WONG |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
BARON CAPITAL INC.
|
2013
|
133107580
|
2014-05-05
|
BARON CAPITAL INC.
|
115
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
501
|
| Effective date of plan |
2012-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2125832000
|
| Plan sponsor’s mailing address |
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY, 10153
|
| Plan sponsor’s
address |
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY, 10153
|
Number of participants as of the end of the plan year
| Active participants |
117 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-05-02 |
| Name of individual signing |
PEGGY WONG |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
BARON CAPITAL, INC. 401(K) PROFIT SHARING PLAN
|
2013
|
133107580
|
2014-12-03
|
BARON CAPITAL, INC.
|
119
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1982-05-23
|
| Business code |
523900
|
| Sponsor’s telephone number |
2125832000
|
| Plan sponsor’s
address |
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY, 10153
|
Signature of
| Role |
Plan administrator |
| Date |
2014-12-03 |
| Name of individual signing |
RONALD BARON |
|
|
|
BARON CAPITAL INC.
|
2012
|
133107580
|
2013-06-19
|
BARON CAPITAL INC.
|
108
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
501
|
| Effective date of plan |
2012-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2125832000
|
| Plan sponsor’s mailing address |
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY, 10153
|
| Plan sponsor’s
address |
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY, 10153
|
Number of participants as of the end of the plan year
| Active participants |
115 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Employer/plan sponsor |
| Date |
2013-06-19 |
| Name of individual signing |
PEGGY WONG |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
BARON CAPITAL, INC. PROFIT SHARING PLAN
|
2012
|
133107580
|
2013-12-12
|
BARON CAPITAL, INC.
|
116
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1982-05-23
|
| Business code |
523900
|
| Sponsor’s telephone number |
2125832000
|
| Plan sponsor’s
address |
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY, 10153
|
Signature of
| Role |
Plan administrator |
| Date |
2013-12-12 |
| Name of individual signing |
RONALD BARON |
|
|
|
BARON CAPITAL, INC. PROFIT SHARING PLAN
|
2011
|
133107580
|
2012-11-27
|
BARON CAPITAL, INC.
|
107
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1982-05-23
|
| Business code |
523900
|
| Sponsor’s telephone number |
2125832000
|
| Plan sponsor’s
address |
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY, 10153
|
Plan administrator’s name and address
| Administrator’s EIN |
133107580 |
| Plan administrator’s name |
BARON CAPITAL, INC. |
| Plan administrator’s
address |
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY, 10153 |
| Administrator’s telephone number |
2125832000 |
Signature of
| Role |
Plan administrator |
| Date |
2012-11-27 |
| Name of individual signing |
RONALD BARON |
|
|
|
BARON CAPITAL, INC. PROFIT SHARING PLAN
|
2010
|
133107580
|
2011-12-13
|
BARON CAPITAL, INC.
|
107
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1982-05-23
|
| Business code |
523900
|
| Sponsor’s telephone number |
2125832000
|
| Plan sponsor’s
address |
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY, 10153
|
Plan administrator’s name and address
| Administrator’s EIN |
133107580 |
| Plan administrator’s name |
BARON CAPITAL, INC. |
| Plan administrator’s
address |
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY, 10153 |
| Administrator’s telephone number |
2125832000 |
Signature of
| Role |
Plan administrator |
| Date |
2011-12-13 |
| Name of individual signing |
RONALD BARON |
|
|
