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NOMURA RESEARCH INSTITUTE AMERICA, INC.

NOMURA RESEARCH INSTITUTE AMERICA, INC.

Headquarter

Company Details

Name:	NOMURA RESEARCH INSTITUTE AMERICA, INC.
Jurisdiction:	New York
Legal type:	DOMESTIC BUSINESS CORPORATION
Status:	Active
Date of registration:	05 Aug 1986 (38 years ago)
Entity Number:	1102313
ZIP code:	10019
County:	New York
Place of Formation:	New York
Address:	810 SEVENTH AVENUE, 25TH FLOOR, NEW YORK, NY, United States, 10019

Shares Details

Shares issued 1000

Share Par Value 0

Type NO PAR VALUE

Links between entities

Type	Company Name	Company Number	State
Headquarter of	NOMURA RESEARCH INSTITUTE AMERICA, INC., ILLINOIS	CORP_74154255	ILLINOIS

form 5500

Plan Name

Plan Year

EIN/PN

Received

Sponsor

Total number of participants

NOMURA RESEARCH INSTITUTE AMERICA, INC. RETIREMENT INVESTMENT PLAN

2015

133367142

2016-07-20

NOMURA RESEARCH INSTITUTE AMERICA, INC.

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	1994-10-01
Business code	541990
Sponsor’s telephone number	2126360500
Plan sponsor’s mailing address	810 SEVENTH AVENUE, 25TH FLOOR, NEW YORK, NY, 10019
Plan sponsor’s address	810 SEVENTH AVENUE, 25TH FLOOR, NEW YORK, NY, 10019

Number of participants as of the end of the plan year

Active participants	30
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	22
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	51
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2016-07-20
Name of individual signing	MAKI WATANABE
Valid signature	Filed with authorized/valid electronic signature

NOMURA RESEARCH INSTITUTE AMERICA, INC. RETIREMENT INVESTMENT PLAN

2014

133367142

2015-09-04

NOMURA RESEARCH INSTITUTE AMERICA, INC.

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	1994-10-01
Business code	541990
Sponsor’s telephone number	2126360500
Plan sponsor’s mailing address	810 SEVENTH AVENUE, 1100C, NEW YORK, NY, 10019
Plan sponsor’s address	810 SEVENTH AVENUE, 1100C, NEW YORK, NY, 10019

Plan administrator’s name and address

Administrator’s EIN	133367142
Plan administrator’s name	NOMURA RESEARCH INSTITUTE AMERICA, INC.
Plan administrator’s address	810 SEVENTH AVENUE, 1100C, NEW YORK, NY, 10019
Administrator’s telephone number	2126360500

Number of participants as of the end of the plan year

Active participants	20
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	23
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	42
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2015-09-04
Name of individual signing	MAKI WATANABE
Valid signature	Filed with authorized/valid electronic signature

NOMURA RESEARCH INSTITUTE AMERICA, INC. RETIREMENT INVESTMENT PLAN

2013

133367142

2014-12-17

NOMURA RESEARCH INSTITUTE AMERICA, INC.

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	1994-10-01
Business code	541990
Sponsor’s telephone number	2126360500
Plan sponsor’s mailing address	810 SEVENTH AVENUE, 1100C, NEW YORK, NY, 10019
Plan sponsor’s address	810 SEVENTH AVENUE, 1100C, NEW YORK, NY, 10019

Plan administrator’s name and address

Administrator’s EIN	133367142
Plan administrator’s name	NOMURA RESEARCH INSTITUTE AMERICA, INC.
Plan administrator’s address	810 SEVENTH AVENUE, 1100C, NEW YORK, NY, 10019
Administrator’s telephone number	2126360500

Number of participants as of the end of the plan year

Active participants	19
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	21
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	38
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2014-12-17
Name of individual signing	AI IWASAKI
Valid signature	Filed with authorized/valid electronic signature

NOMURA RESEARCH INSTITUTE AMERICA, INC. RETIREMENT INVESTMENT PLAN

2012

133367142

2013-10-23

NOMURA RESEARCH INSTITUTE AMERICA, INC.

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	1994-10-01
Business code	541990
Sponsor’s telephone number	2126360500
Plan sponsor’s mailing address	810 SEVENTH AVENUE, 1100C, NEW YORK, NY, 10019
Plan sponsor’s address	810 SEVENTH AVENUE, 1100C, NEW YORK, NY, 10019

Plan administrator’s name and address

Administrator’s EIN	133367142
Plan administrator’s name	NOMURA RESEARCH INSTITUTE AMERICA, INC.
Plan administrator’s address	810 SEVENTH AVENUE, 1100C, NEW YORK, NY, 10019
Administrator’s telephone number	2126360500

Number of participants as of the end of the plan year

Active participants	15
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	21
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	35
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	1

Signature of

Role	Plan administrator
Date	2013-10-23
Name of individual signing	JUNICHI INOUE
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2013-10-23
Name of individual signing	JUNICHI INOUE
Valid signature	Filed with authorized/valid electronic signature

NOMURA RESEARCH INSTITUTE AMERICA, INC. RETIREMENT INVESTMENT PLAN

2011

133367142

2013-11-15

NOMURA RESEARCH INSTITUTE AMERICA, INC.

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	1994-10-01
Business code	541990
Sponsor’s telephone number	2126671670
Plan sponsor’s mailing address	2 WORLD FINANCIAL CENTER, BLDG B, 18TH FLOOR, NEW YORK, NY, 10281
Plan sponsor’s address	2 WORLD FINANCIAL CENTER, BLDG B, 18TH FLOOR, NEW YORK, NY, 10281

Plan administrator’s name and address

Administrator’s EIN	133367142
Plan administrator’s name	NOMURA RESEARCH INSTITUTE AMERICA, INC.
Plan administrator’s address	2 WORLD FINANCIAL CENTER, BLDG B, 18TH FLOOR, NEW YORK, NY, 10281
Administrator’s telephone number	2126671670

Number of participants as of the end of the plan year

Active participants	13
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	21
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	33
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2013-11-15
Name of individual signing	JUNICHI INOUE
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2013-11-15
Name of individual signing	JUNICHI INOUE
Valid signature	Filed with authorized/valid electronic signature

NOMURA RESEARCH INSTITUTE AMERICA, INC. RETIREMENT INVESTMENT PLAN

2011

133367142

2012-08-06

NOMURA RESEARCH INSTITUTE AMERICA, INC.

Three-digit plan number (PN)	002
Effective date of plan	1994-10-01
Business code	541990
Sponsor’s telephone number	2126671670
Plan sponsor’s mailing address	2 WORLD FINANCIAL CENTER, BLDG B, 18TH FLOOR, NEW YORK, NY, 10281
Plan sponsor’s address	2 WORLD FINANCIAL CENTER, BLDG B, 18TH FLOOR, NEW YORK, NY, 10281

Plan administrator’s name and address

Administrator’s EIN	133367142
Plan administrator’s name	NOMURA RESEARCH INSTITUTE AMERICA, INC.
Plan administrator’s address	2 WORLD FINANCIAL CENTER, BLDG B, 18TH FLOOR, NEW YORK, NY, 10281
Administrator’s telephone number	2126671670

Number of participants as of the end of the plan year

Active participants	13
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	21
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	33
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2012-08-06
Name of individual signing	JUNICHI INOUE
Valid signature	Filed with authorized/valid electronic signature

NOMURA RESEARCH INSTITUTE AMERICA, INC. RETIREMENT INVESTMENT PLAN

2010

133367142

2013-11-15

NOMURA RESEARCH INSTITUTE AMERICA, INC.

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	1994-10-01
Business code	541990
Sponsor’s telephone number	2126671670
Plan sponsor’s mailing address	2 WORLD FINANCIAL CENTER, BLDG B, 19TH FLOOR, NEW YORK, NY, 10281
Plan sponsor’s address	2 WORLD FINANCIAL CENTER, BLDG B, 19TH FLOOR, NEW YORK, NY, 10281

Plan administrator’s name and address

Administrator’s EIN	133367142
Plan administrator’s name	NOMURA RESEARCH INSTITUTE AMERICA, INC.
Plan administrator’s address	2 WORLD FINANCIAL CENTER, BLDG B, 19TH FLOOR, NEW YORK, NY, 10281
Administrator’s telephone number	2126671670

Number of participants as of the end of the plan year

Active participants	13
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	23
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	36
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2013-11-15
Name of individual signing	JUNICHI INOUE
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2013-11-15
Name of individual signing	JUNICHI INOUE
Valid signature	Filed with authorized/valid electronic signature

NOMURA RESEARCH INSTITUTE AMERICA, INC. RETIREMENT INVESTMENT PLAN

2010

133367142

2011-10-14

NOMURA RESEARCH INSTITUTE AMERICA, INC.

Three-digit plan number (PN)	002
Effective date of plan	1994-10-01
Business code	541990
Sponsor’s telephone number	2126671670
Plan sponsor’s mailing address	2 WORLD FINANCIAL CENTER, BLDG B, 19TH FLOOR, NEW YORK, NY, 10281
Plan sponsor’s address	2 WORLD FINANCIAL CENTER, BLDG B, 19TH FLOOR, NEW YORK, NY, 10281

Plan administrator’s name and address

Administrator’s EIN	133367142
Plan administrator’s name	NOMURA RESEARCH INSTITUTE AMERICA, INC.
Plan administrator’s address	2 WORLD FINANCIAL CENTER, BLDG B, 19TH FLOOR, NEW YORK, NY, 10281
Administrator’s telephone number	2126671670

Number of participants as of the end of the plan year

Active participants	13
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	23
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	36
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2011-10-14
Name of individual signing	JUNICHI INOUE
Valid signature	Filed with authorized/valid electronic signature

NOMURA RESEARCH INSTITUTE AMERICA, INC. RETIREMENT INVESTMENT PLAN

2010

133367142

2011-09-12

NOMURA RESEARCH INSTITUTE AMERICA, INC.

Three-digit plan number (PN)	002
Effective date of plan	1994-10-01
Business code	541990
Sponsor’s telephone number	2126671670
Plan sponsor’s mailing address	2 WORLD FINANCIAL CENTER, BLDG B, 19TH FLOOR, NEW YORK, NY, 10281
Plan sponsor’s address	2 WORLD FINANCIAL CENTER, BLDG B, 19TH FLOOR, NEW YORK, NY, 10281

Plan administrator’s name and address

Administrator’s EIN	133367142
Plan administrator’s name	NOMURA RESEARCH INSTITUTE AMERICA, INC.
Plan administrator’s address	2 WORLD FINANCIAL CENTER, BLDG B, 19TH FLOOR, NEW YORK, NY, 10281
Administrator’s telephone number	2126671670

Number of participants as of the end of the plan year

Active participants	13
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	22
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	35
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2011-09-12
Name of individual signing	JUNICHI INOUE
Valid signature	Filed with authorized/valid electronic signature

NOMURA RESEARCH INSTITUTE AMERICA, INC. RETIREMENT INVESTMENT PLAN

2009

133367142

2013-11-15

NOMURA RESEARCH INSTITUTE AMERICA, INC.

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	1994-10-01
Business code	541990
Sponsor’s telephone number	2126671670
Plan sponsor’s mailing address	2 WORLD FINANCIAL CENTER, BLDG B, 19TH FLOOR, NEW YORK, NY, 102811198
Plan sponsor’s address	2 WORLD FINANCIAL CENTER, BLDG B, 19TH FLOOR, NEW YORK, NY, 102811198

Plan administrator’s name and address

Administrator’s EIN	133367142
Plan administrator’s name	NOMURA RESEARCH INSTITUTE AMERICA, INC.
Plan administrator’s address	2 WORLD FINANCIAL CENTER, BLDG B, 19TH FLOOR, NEW YORK, NY, 102811198
Administrator’s telephone number	2126671670

Number of participants as of the end of the plan year

Active participants	15
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	24
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	38
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2013-11-15
Name of individual signing	JUNICHI INOUE
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2013-11-15
Name of individual signing	JUNICHI INOUE
Valid signature	Filed with authorized/valid electronic signature

DOS Process Agent

Name	Role	Address
NOMURA RESEARCH INSTITUTE AMERICA, INC.	DOS Process Agent	810 SEVENTH AVENUE, 25TH FLOOR, NEW YORK, NY, United States, 10019

Chief Executive Officer

Name	Role	Address
MR. YUJIRO TAKI	Chief Executive Officer	810 SEVENTH AVENUE, 25TH FLOOR, NEW YORK, NY, United States, 10019

Agent

Name	Role	Address
CORPORATION SERVICE COMPANY	Agent	80 STATE STREET, ALBANY, NY, 12207

History

Start date	End date	Type	Value
2024-08-02	2024-08-02	Address	810 SEVENTH AVENUE, 25TH FLOOR, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer)
2023-07-25	2024-08-02	Shares	Share type: PAR VALUE, Number of shares: 25000000, Par value: 1
2020-08-03	2024-08-02	Address	810 SEVENTH AVENUE, 25TH FLOOR, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer)
2018-08-01	2020-08-03	Address	810 SEVENTH AVENUE, 25TH FLOOR, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer)
2016-08-03	2018-08-01	Address	810 SEVENTH AVENUE, 25TH FLOOR, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer)
2016-08-03	2024-08-02	Address	810 SEVENTH AVENUE, 25TH FLOOR, NEW YORK, NY, 10019, USA (Type of address: Service of Process)
2014-08-14	2016-08-03	Address	810 SEVENTH AVENUE, 1100C, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer)
2014-08-14	2016-08-03	Address	810 SEVENTH AVENUE, 1100C, NEW YORK, NY, 10019, USA (Type of address: Principal Executive Office)
2013-09-27	2016-08-03	Address	810 SEVENTH AVENUE, 1100C, NEW YORK, NY, 10019, USA (Type of address: Service of Process)
2013-08-13	2024-08-02	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2013-08-13	2013-09-27	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2011-10-27	2014-08-14	Address	2 WORLD FINANCIAL CENTER, BLDG B, 18TH FLOOR, NEW YORK, NY, 10281, USA (Type of address: Principal Executive Office)
2011-10-27	2014-08-14	Address	2 WORLD FINANCIAL CENTER, BLDG B, 18TH FLOOR, NEW YORK, NY, 10281, USA (Type of address: Chief Executive Officer)
2004-09-17	2011-10-27	Address	40 WALL ST / 334TH FL, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2003-04-07	2004-09-17	Address	40 WALL STREET 34TH FLR, NEW YORK, NY, 10005, 1301, USA (Type of address: Chief Executive Officer)
2000-08-22	2003-04-07	Address	40 WALL STREET, 34TH FLOOR, NEW YORK, NY, 10005, 1301, USA (Type of address: Chief Executive Officer)
1999-11-03	2011-10-27	Address	40 WALL STREET, 34TH FLOOR, NEW YORK, NY, 10005, 1301, USA (Type of address: Principal Executive Office)
1999-11-03	2000-08-22	Address	40 WALL STREET, 34TH FLOOR, NEW YORK, NY, 10005, 1301, USA (Type of address: Chief Executive Officer)
1999-09-15	2013-08-13	Address	111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
1999-09-15	2013-08-13	Address	111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
1993-08-23	1999-11-03	Address	%DAI-2 EDOBASHI BUILDING, 10-1 NIHONBASHI 1-CHOME, CHUO-KU, TOKYO, 00000, JPN (Type of address: Chief Executive Officer)
1993-08-23	1999-11-03	Address	2 WORLD FINANCIAL CENTER, BUILDING B, NEW YORK, NY, 10281, 1197, USA (Type of address: Principal Executive Office)
1990-03-28	2023-07-25	Shares	Share type: PAR VALUE, Number of shares: 25000000, Par value: 1
1986-08-05	1999-09-15	Address	1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Service of Process)
1986-08-05	1999-09-15	Address	1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Registered Agent)

Filings

Filing Number	Date Filed	Type	Effective Date
240802001153	2024-08-02	BIENNIAL STATEMENT	2024-08-02
220803000354	2022-08-03	BIENNIAL STATEMENT	2022-08-01
200803060462	2020-08-03	BIENNIAL STATEMENT	2020-08-01
180801007565	2018-08-01	BIENNIAL STATEMENT	2018-08-01
160803006351	2016-08-03	BIENNIAL STATEMENT	2016-08-01
140814006439	2014-08-14	BIENNIAL STATEMENT	2014-08-01
130927000045	2013-09-27	CERTIFICATE OF CHANGE	2013-09-27
130813001053	2013-08-13	CERTIFICATE OF CHANGE	2013-08-13
120821002022	2012-08-21	BIENNIAL STATEMENT	2012-08-01
111027002622	2011-10-27	BIENNIAL STATEMENT	2010-08-01
070330000574	2007-03-30	CERTIFICATE OF MERGER	2007-03-30
070328000627	2007-03-28	CERTIFICATE OF MERGER	2007-03-28
040917002111	2004-09-17	BIENNIAL STATEMENT	2004-08-01
030407002730	2003-04-07	BIENNIAL STATEMENT	2002-08-01
011203000158	2001-12-03	CERTIFICATE OF AMENDMENT	2001-12-03
000822002563	2000-08-22	BIENNIAL STATEMENT	2000-08-01
991103002381	1999-11-03	BIENNIAL STATEMENT	1998-08-01
990915001164	1999-09-15	CERTIFICATE OF CHANGE	1999-09-15
950606002400	1995-06-06	BIENNIAL STATEMENT	1993-08-01
930823002654	1993-08-23	BIENNIAL STATEMENT	1992-08-01
C123878-8	1990-03-28	CERTIFICATE OF MERGER	1990-04-01
B387347-5	1986-08-05	CERTIFICATE OF INCORPORATION	1986-08-05

Date of last update: 23 Jan 2025

Sources: New York Secretary of State

NOMURA RESEARCH INSTITUTE AMERICA, INC.

Company Details

Links between entities

form 5500

DOS Process Agent

Chief Executive Officer

Agent

History

Filings

Related by officers

Related by address