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  5. BABCOCK UTILITIES, INC.

BABCOCK UTILITIES, INC.

Company Details

Name: BABCOCK UTILITIES, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 25 Nov 1986 (38 years ago)
Entity Number: 1126944
ZIP code: 14012
County: Niagara
Place of Formation: New York
Address: 8709 MAIN STREET, BARKER, NY, United States, 14012

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
BABCOCK UTILITIES, INC. 401(K) PLAN 2020 161305748 2021-06-28 BABCOCK UTILITIES, INC. 22
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 238900
Sponsor’s telephone number 7167725064
Plan sponsor’s address PO BOX 237, BARKER, NY, 14012

Plan administrator’s name and address
Administrator’s EIN 161389816
Plan administrator’s name THOMAS D. HYZY, CPA
Plan administrator’s address 5695 MAIN STREET, WILLIAMSVILLE, NY, 14221
Administrator’s telephone number 7166320606

Signature of
Role Plan administrator
Date 2021-05-19
Name of individual signing THOMAS D HYZY
BABCOCK UTILITIES, INC. 401(K) PLAN 2019 161305748 2020-07-28 BABCOCK UTILITIES, INC. 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 238900
Sponsor’s telephone number 7167725064
Plan sponsor’s address PO BOX 237, BARKER, NY, 14012

Plan administrator’s name and address
Administrator’s EIN 161389816
Plan administrator’s name THOMAS D. HYZY, CPA
Plan administrator’s address 5695 MAIN STREET, WILLIAMSVILLE, NY, 14221
Administrator’s telephone number 7166320606

Signature of
Role Plan administrator
Date 2020-06-29
Name of individual signing THOMAS D HYZY
BABCOCK UTILITIES, INC. 401(K) PLAN 2018 161305748 2019-05-29 BABCOCK UTILITIES, INC. 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 238900
Sponsor’s telephone number 7167725064
Plan sponsor’s address 7637 CANAL ROAD, GASPORT, NY, 14067

Plan administrator’s name and address
Administrator’s EIN 161389816
Plan administrator’s name THOMAS D. HYZY, CPA
Plan administrator’s address 5695 MAIN STREET, WILLIAMSVILLE, NY, 14221
Administrator’s telephone number 7166320606

Signature of
Role Plan administrator
Date 2019-03-18
Name of individual signing THOMAS D HYZY
Role Employer/plan sponsor
Date 2019-05-20
Name of individual signing ANTHONY MAJKA
BABCOCK UTILITIES, INC. 401(K) PLAN 2017 161305748 2018-05-10 BABCOCK UTILITIES, INC. 26
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 238900
Sponsor’s telephone number 7167725064
Plan sponsor’s address 7637 CANAL ROAD, GASPORT, NY, 14067

Plan administrator’s name and address
Administrator’s EIN 161389816
Plan administrator’s name THOMAS D. HYZY, CPA
Plan administrator’s address 5695 MAIN STREET, WILLIAMSVILLE, NY, 14221
Administrator’s telephone number 7166320606

Signature of
Role Plan administrator
Date 2018-02-22
Name of individual signing THOMAS D HYZY
Role Employer/plan sponsor
Date 2018-05-10
Name of individual signing ANTHONY MAJKA
BABCOCK UTILITIES, INC. 401(K) PLAN 2016 161305748 2017-06-26 BABCOCK UTILITIES, INC. 26
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 238900
Sponsor’s telephone number 7167725064
Plan sponsor’s address 7637 CANAL ROAD, GASPORT, NY, 14067

Plan administrator’s name and address
Administrator’s EIN 161389816
Plan administrator’s name THOMAS D. HYZY, CPA
Plan administrator’s address 5695 MAIN STREET, WILLIAMSVILLE, NY, 14221
Administrator’s telephone number 7166320606

Signature of
Role Plan administrator
Date 2017-05-15
Name of individual signing THOMAS D HYZY
Role Employer/plan sponsor
Date 2017-06-26
Name of individual signing ANTHONY MAJKA
BABCOCK UTILITIES, INC. 401(K) PLAN 2015 161305748 2016-03-07 BABCOCK UTILITIES, INC. 22
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 238900
Sponsor’s telephone number 7167725064
Plan sponsor’s address 7637 CANAL ROAD, GASPORT, NY, 14067

Plan administrator’s name and address
Administrator’s EIN 161389816
Plan administrator’s name THOMAS D. HYZY, CPA
Plan administrator’s address 5695 MAIN STREET, WILLIAMSVILLE, NY, 14221
Administrator’s telephone number 7166320606

Signature of
Role Plan administrator
Date 2016-02-25
Name of individual signing THOMAS D HYZY
Role Employer/plan sponsor
Date 2016-03-07
Name of individual signing ANTHONY MAJKA
BABCOCK UTILITIES, INC. 401(K) PLAN 2014 161305748 2015-05-20 BABCOCK UTILITIES, INC. 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 238900
Sponsor’s telephone number 7167725064
Plan sponsor’s address 7637 CANAL ROAD, GASPORT, NY, 14067

Plan administrator’s name and address
Administrator’s EIN 161389816
Plan administrator’s name THOMAS D. HYZY, CPA
Plan administrator’s address 5695 MAIN STREET, WILLIAMSVILLE, NY, 14221
Administrator’s telephone number 7166320606

Signature of
Role Plan administrator
Date 2015-03-25
Name of individual signing THOMAS D HYZY
Role Employer/plan sponsor
Date 2015-05-20
Name of individual signing ANTHONY MAJKA
BABCOCK UTILITIES, INC. 401(K) PLAN 2013 161305748 2014-06-16 BABCOCK UTILITIES, INC. 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 238900
Sponsor’s telephone number 7167725064
Plan sponsor’s address 7637 CANAL ROAD, GASPORT, NY, 14067

Plan administrator’s name and address
Administrator’s EIN 161389816
Plan administrator’s name THOMAS D. HYZY, CPA
Plan administrator’s address 5695 MAIN STREET, WILLIAMSVILLE, NY, 14221
Administrator’s telephone number 7166320606

Signature of
Role Plan administrator
Date 2014-03-03
Name of individual signing THOMAS D HYZY
Role Employer/plan sponsor
Date 2014-06-10
Name of individual signing ANTHONY MAJKA
BABCOCK UTILITIES, INC. 401(K) PLAN 2012 161305748 2013-05-29 BABCOCK UTILITIES, INC. 22
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 238900
Sponsor’s telephone number 7167725064
Plan sponsor’s address 7637 CANAL ROAD, GASPORT, NY, 14067

Plan administrator’s name and address
Administrator’s EIN 161389816
Plan administrator’s name THOMAS D. HYZY, CPA
Plan administrator’s address 5695 MAIN STREET, WILLIAMSVILLE, NY, 14221
Administrator’s telephone number 7166320606

Signature of
Role Plan administrator
Date 2013-03-11
Name of individual signing THOMAS D HYZY
Role Employer/plan sponsor
Date 2013-05-02
Name of individual signing ANTHONY MAJKA
BABCOCK UTILITIES, INC. 401(K) PLAN 2011 161305748 2012-03-19 BABCOCK UTILITIES, INC. 24
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1993-01-01
Business code 238900
Sponsor’s telephone number 7167725064
Plan sponsor’s address 7637 CANAL ROAD, GASPORT, NY, 14067

Plan administrator’s name and address
Administrator’s EIN 161305748
Plan administrator’s name BABCOCK UTILITIES, INC.
Plan administrator’s address 7637 CANAL ROAD, GASPORT, NY, 14067
Administrator’s telephone number 7167725064

Signature of
Role Plan administrator
Date 2012-03-12
Name of individual signing THOMAS D HYZY
Role Employer/plan sponsor
Date 2012-03-19
Name of individual signing ANTHONY MAJKA

Chief Executive Officer

Name Role Address
JOEL I BABCOCK Chief Executive Officer 8709 MAIN STREET, BARKER, NY, United States, 14012

DOS Process Agent

Name Role Address
JOEL I BABCOCK DOS Process Agent 8709 MAIN STREET, BARKER, NY, United States, 14012

History

Start date End date Type Value
2024-11-06 2024-11-06 Address 7637 CANAL ROAD, GASPORT, NY, 14067, USA (Type of address: Chief Executive Officer)
2024-11-06 2024-11-06 Address 8709 MAIN STREET, BARKER, NY, 14012, USA (Type of address: Chief Executive Officer)
2010-11-03 2024-11-06 Address 7637 CANAL ROAD, GASPORT, NY, 14067, USA (Type of address: Chief Executive Officer)
2010-11-03 2024-11-06 Address 7637 CANAL ROAD, GASPORT, NY, 14067, USA (Type of address: Service of Process)
2006-11-09 2010-11-03 Address 7637 CANAL RD, GASPORT, NY, 14067, USA (Type of address: Service of Process)
2006-11-09 2010-11-03 Address 7637 CANAL RD, GASPORT, NY, 14067, USA (Type of address: Principal Executive Office)
2006-11-09 2010-11-03 Address 7637 CANAL RD, GASPORT, NY, 14067, USA (Type of address: Chief Executive Officer)
1996-11-20 2006-11-09 Address 7712 ROCHESTER RD, GASPORT, NY, 14067, USA (Type of address: Chief Executive Officer)
1996-11-20 2006-11-09 Address 7712 ROCHESTER RD, GASPORT, NY, 14067, USA (Type of address: Service of Process)
1996-11-20 2006-11-09 Address 7712 ROCHESTER RD, GASPORT, NY, 14067, USA (Type of address: Principal Executive Office)

Filings

Filing Number Date Filed Type Effective Date
241106003239 2024-11-06 BIENNIAL STATEMENT 2024-11-06
181102006021 2018-11-02 BIENNIAL STATEMENT 2018-11-01
161101006038 2016-11-01 BIENNIAL STATEMENT 2016-11-01
141105006026 2014-11-05 BIENNIAL STATEMENT 2014-11-01
121109006013 2012-11-09 BIENNIAL STATEMENT 2012-11-01
101103002237 2010-11-03 BIENNIAL STATEMENT 2010-11-01
081028002780 2008-10-28 BIENNIAL STATEMENT 2008-11-01
061109002446 2006-11-09 BIENNIAL STATEMENT 2006-11-01
050113002381 2005-01-13 BIENNIAL STATEMENT 2003-11-01
021113002298 2002-11-13 BIENNIAL STATEMENT 2002-11-01

USAspending Awards. Financial Assistance

FAIN Awarding Agency Assistance Listings Start Date End Date Description
4558075009 Small Business Administration 59.012 - 7(A) LOAN GUARANTEES No data No data TO AID SMALL BUSINESSES WHICH ARE UNABLE TO OBTAIN FINANCING IN THE PRIVATE CREDIT MARKETPLACE
Recipient BABCOCK UTILITIES, INC
Recipient Name Raw BABCOCK UTILITIES, INC
Recipient Address 7637 CANAL ROAD, GASPORT, NIAGARA, NEW YORK, 14067-0000, UNITED STATES
Obligated Amount 0.00
Non-Federal Funding 0.00
Original Subsidy Cost 6790.00
Face Value of Direct Loan 700000.00
Link View Page
4558095004 Small Business Administration 59.012 - 7(A) LOAN GUARANTEES No data No data TO AID SMALL BUSINESSES WHICH ARE UNABLE TO OBTAIN FINANCING IN THE PRIVATE CREDIT MARKETPLACE
Recipient BABCOCK UTILITIES, INC
Recipient Name Raw BABCOCK UTILITIES, INC
Recipient Address 7637 CANAL ROAD, GASPORT, NIAGARA, NEW YORK, 14067-0000, UNITED STATES
Obligated Amount 0.00
Non-Federal Funding 0.00
Original Subsidy Cost 4511.00
Face Value of Direct Loan 465000.00
Link View Page
4196375007 Small Business Administration 59.012 - 7(A) LOAN GUARANTEES No data No data TO AID SMALL BUSINESSES WHICH ARE UNABLE TO OBTAIN FINANCING IN THE PRIVATE CREDIT MARKETPLACE
Recipient BABCOCK UTILITIES, INC
Recipient Name Raw BABCOCK UTILITIES INC.
Recipient DUNS 181414954
Recipient Address 7637 CANAL RD, GASPORT, NIAGARA, NEW YORK, 14067-0000, UNITED STATES
Obligated Amount 0.00
Non-Federal Funding 0.00
Original Subsidy Cost 2300.00
Face Value of Direct Loan 500000.00
Link View Page
4056585009 Small Business Administration 59.012 - 7(A) LOAN GUARANTEES No data No data TO AID SMALL BUSINESSES WHICH ARE UNABLE TO OBTAIN FINANCING IN THE PRIVATE CREDIT MARKETPLACE
Recipient BABCOCK UTILITIES, INC
Recipient Name Raw BABCOCK UTILITIES INC.
Recipient DUNS 181414954
Recipient Address 7637 CANAL ROAD, GASPORT, NIAGARA, NEW YORK, 14067-0000, UNITED STATES
Obligated Amount 0.00
Non-Federal Funding 0.00
Original Subsidy Cost 6345.00
Face Value of Direct Loan 150000.00
Link View Page
2390195006 Small Business Administration 59.012 - 7(A) LOAN GUARANTEES No data No data TO AID SMALL BUSINESSES WHICH ARE UNABLE TO OBTAIN FINANCING IN THE PRIVATE CREDIT MARKETPLACE
Recipient BABCOCK UTILITIES, INC
Recipient Name Raw BABCOCK UTILITIES, INC.
Recipient DUNS 181414954
Recipient Address 7637 CANAL ROAD, GASPORT, NIAGARA, NEW YORK, 14067-0000, UNITED STATES
Obligated Amount 0.00
Non-Federal Funding 0.00
Original Subsidy Cost 0.00
Face Value of Direct Loan 350000.00
Link View Page

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
305232795 0213600 2002-07-25 2390 KENMORE AVENUE, TONAWANDA, NY, 14150
Inspection Type Referral
Scope Partial
Safety/Health Safety
Close Conference 2002-07-30
Emphasis N: TRENCH, S: CONSTRUCTION
Case Closed 2002-08-26

Related Activity
Type Referral
Activity Nr 201333580
Safety Yes
304972250 0213600 2002-01-23 2390 KENMORE AVENUE, TONAWANDA, NY, 14150
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 2002-01-23
Emphasis S: CONSTRUCTION, N: TRENCH
Case Closed 2002-03-22

Violation Items
Citation ID 01001
Citaton Type Serious
Standard Cited 19260651 K02
Issuance Date 2002-02-25
Abatement Due Date 2002-02-28
Current Penalty 700.0
Initial Penalty 1000.0
Nr Instances 1
Nr Exposed 3
Gravity 02
Citation ID 01002
Citaton Type Serious
Standard Cited 19260652 A01
Issuance Date 2002-02-25
Abatement Due Date 2002-02-28
Current Penalty 700.0
Initial Penalty 1000.0
Nr Instances 1
Nr Exposed 3
Gravity 02

Motor Carrier Census

USDOT Number Carrier Operation MCS-150 Form Date MCS-150 Mileage MCS-150 Year Power Units Drivers Operation Classification
1198140 Intrastate Non-Hazmat 2018-10-19 66632 2017 15 8 Private(Property)
Legal Name BABCOCK UTILITIES INC
DBA Name -
Physical Address 7637 CANAL RD, GASPORT, NY, 14067, US
Mailing Address 7637 CANAL RD, GASPORT, NY, 14067, US
Phone (716) 772-5064
Fax (716) 772-5042
E-mail TMAJKA@BABUTIL.COM

Safety Measurement System - All Transportation
Total Number of Inspections for the measurement period (24 months) 0
Driver Fitness BASIC Serious Violation Indicator No
Vehicle Maintenance BASIC Acute/Critical Indicator No
Unsafe Driving BASIC Acute/Critical Indicator No
Driver Fitness BASIC Roadside Performance measure value 0
Hours-of-Service (HOS) Compliance BASIC Roadside Performance measure value 0
Total Number of Driver Inspections for the measurment period 0
Vehicle Maintenance BASIC Roadside Performance measure value 0
Total Number of Vehicle Inspections for the measurement period 0
Controlled Substances and Alcohol BASIC Roadside Performance measure value 0
Unsafe Driving BASIC Roadside Performance Measure Value 0
Number of inspections with at least one Driver Fitness BASIC violation 0
Number of inspections with at least one Hours-of-Service BASIC violation 0
Total Number of Driver Inspections containing at least one Driver Out-of-Service Violation 0
Number of inspections with at least one Vehicle Maintenance BASIC violation 0
Total Number of Vehicle Inspections containing at least one Vehicle Out-of-Service violation 0
Number of inspections with at least one Controlled Substances and Alcohol BASIC violation 0
Number of inspections with at least one Unsafe Driving BASIC violation 0

Court Cases

Docket Number Nature of Suit Filing Date Disposition
1800367 Employee Retirement Income Security Act (ERISA) 2018-03-26 voluntarily
Circuit Second Circuit
Origin original proceeding
Jurisdiction federal question
Jury Demand Neither plaintiff nor defendant demands jury
Demanded Amount 150000
Termination Class Action Missing
Procedural Progress no court action
Nature Of Judgment no monetary award
Judgement missing
Arbitration On Termination Missing
Office 5
Filing Date 2018-03-26
Termination Date 2018-05-23
Section 1001
Status Terminated

Parties
Name UPSTATE NEW YORK ENGINE,
Role Plaintiff
Name BABCOCK UTILITIES, INC.
Role Defendant
1500260 Employee Retirement Income Security Act (ERISA) 2015-03-26 voluntarily
Circuit Second Circuit
Origin original proceeding
Jurisdiction federal question
Jury Demand Neither plaintiff nor defendant demands jury
Demanded Amount 0
Termination Class Action Missing
Procedural Progress no court action
Nature Of Judgment no monetary award
Judgement missing
Arbitration On Termination Missing
Office 1
Filing Date 2015-03-26
Termination Date 2015-06-05
Section 1001
Status Terminated

Parties
Name SOUTHERN TIER BUILDING ,
Role Plaintiff
Name BABCOCK UTILITIES, INC.
Role Defendant

Related by officers

No related officers

Related by address

No related companies by address

Date of last update: 16 Mar 2025

Sources: New York Secretary of State

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