| Name: | SARATOGA HARNESS RACING, INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 23 Dec 1986 (38 years ago) |
| Entity Number: | 1132535 |
| ZIP code: | 12866 |
| County: | Saratoga |
| Place of Formation: | New York |
| Principal Address: | 342 Jefferson Street, SARATOGA SPRINGS, NY, United States, 12866 |
| Address: | P.O. BOX 356, SARATOGA SPRINGS, NY, United States, 12866 |
Shares Details
Shares issued 75600
Share Par Value 1
Type PAR VALUE
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | SARATOGA HARNESS RACING, INC., MISSISSIPPI | 1340028 | MISSISSIPPI |
| Headquarter of | SARATOGA HARNESS RACING, INC., KENTUCKY | 0852201 | KENTUCKY |
| CIK number | Mailing Address | Business Address | Phone | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1265610 | No data | PO BOX 356, SARATOGA SPRINGS, NY, 12866 | 5185842110 | |||||||||
|
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| Form type | REGDEX |
| File number | 021-59021 |
| Filing date | 2003-09-29 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 549300BUJHGQXUB9MW13 | 1132535 | US-NY | GENERAL | ACTIVE | 1986-12-23 | |||||||||||||||||||
|
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| Legal | C/O THE CORPORATION, P.O. BOX 356, SARATOGA SPRINGS, US-NY, US, 12866 |
| Headquarters | PO Box 356, 342 Jefferson Street, Saratoga Springs, US-NY, US, 12866 |
Registration details
| Registration Date | 2013-11-09 |
| Last Update | 2023-09-12 |
| Status | LAPSED |
| Next Renewal | 2023-09-12 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 1132535 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| THE HARTFORD - STD | 2023 | 141688208 | 2024-07-24 | SARATOGA HARNESS RACING INC | 22 | |||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||
| Active participants | 22 |
Signature of
| Role | Plan administrator |
| Date | 2024-07-24 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2024-07-24 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 523 |
| Effective date of plan | 2023-01-01 |
| Business code | 713200 |
| Sponsor’s telephone number | 5185815751 |
| Plan sponsor’s mailing address | PO BOX 356, SARATOGA SPRINGS, NY, 128660356 |
| Plan sponsor’s address | 342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866 |
Number of participants as of the end of the plan year
| Active participants | 175 |
Signature of
| Role | Plan administrator |
| Date | 2024-07-24 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2024-07-24 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 524 |
| Effective date of plan | 2023-01-01 |
| Business code | 713200 |
| Sponsor’s telephone number | 5185815751 |
| Plan sponsor’s mailing address | PO BOX 356, SARATOGA SPRINGS, NY, 128660356 |
| Plan sponsor’s address | 342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866 |
Number of participants as of the end of the plan year
| Active participants | 175 |
Signature of
| Role | Plan administrator |
| Date | 2024-07-24 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2024-07-24 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 523 |
| Effective date of plan | 2022-01-01 |
| Business code | 713200 |
| Sponsor’s telephone number | 5185815751 |
| Plan sponsor’s mailing address | PO BOX 356, SARATOGA SPRINGS, NY, 128660356 |
| Plan sponsor’s address | 342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866 |
Number of participants as of the end of the plan year
| Active participants | 166 |
Signature of
| Role | Plan administrator |
| Date | 2023-07-24 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2023-07-24 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 525 |
| Effective date of plan | 2022-01-01 |
| Business code | 713200 |
| Sponsor’s telephone number | 5185815751 |
| Plan sponsor’s mailing address | PO BOX 356, SARATOGA SPRINGS, NY, 128660356 |
| Plan sponsor’s address | 342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866 |
Number of participants as of the end of the plan year
| Active participants | 22 |
Signature of
| Role | Plan administrator |
| Date | 2023-07-24 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2023-07-24 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 524 |
| Effective date of plan | 2022-01-01 |
| Business code | 713200 |
| Sponsor’s telephone number | 5185815751 |
| Plan sponsor’s mailing address | PO BOX 356, SARATOGA SPRINGS, NY, 128660356 |
| Plan sponsor’s address | 342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866 |
Number of participants as of the end of the plan year
| Active participants | 166 |
Signature of
| Role | Plan administrator |
| Date | 2023-07-24 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2023-07-24 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 523 |
| Effective date of plan | 2021-01-01 |
| Business code | 713200 |
| Sponsor’s telephone number | 5185815751 |
| Plan sponsor’s mailing address | PO BOX 356, SARATOGA SPRINGS, NY, 128660356 |
| Plan sponsor’s address | 342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866 |
Number of participants as of the end of the plan year
| Active participants | 149 |
Signature of
| Role | Plan administrator |
| Date | 2022-08-15 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2022-08-15 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 524 |
| Effective date of plan | 2021-01-01 |
| Business code | 713200 |
| Sponsor’s telephone number | 5185815751 |
| Plan sponsor’s mailing address | PO BOX 356, SARATOGA SPRINGS, NY, 128660356 |
| Plan sponsor’s address | 342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866 |
Number of participants as of the end of the plan year
| Active participants | 150 |
Signature of
| Role | Plan administrator |
| Date | 2022-08-15 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2022-08-15 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 525 |
| Effective date of plan | 2021-01-01 |
| Business code | 713200 |
| Sponsor’s telephone number | 5185815751 |
| Plan sponsor’s mailing address | PO BOX 356, SARATOGA SPRINGS, NY, 128660356 |
| Plan sponsor’s address | 342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866 |
Number of participants as of the end of the plan year
| Active participants | 23 |
Signature of
| Role | Plan administrator |
| Date | 2022-08-15 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2022-08-15 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 523 |
| Effective date of plan | 2020-01-01 |
| Business code | 713200 |
| Sponsor’s telephone number | 5185815751 |
| Plan sponsor’s mailing address | PO BOX 356, SARATOGA SPRINGS, NY, 128660356 |
| Plan sponsor’s address | 342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866 |
Number of participants as of the end of the plan year
| Active participants | 148 |
Signature of
| Role | Plan administrator |
| Date | 2021-07-23 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2021-07-23 |
| Name of individual signing | ALEX TUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| THE CORPORATION | DOS Process Agent | P.O. BOX 356, SARATOGA SPRINGS, NY, United States, 12866 |
| Name | Role | Address |
|---|---|---|
| SAMUEL GERRITY | Chief Executive Officer | PO BOX 356, SARATOGA SPRINGS, NY, United States, 12866 |
| Number | Date | End date | Type | Address |
|---|---|---|---|---|
| 50261 | No data | 1985-08-03 | Mined land permit | Daniels Road, South Side |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2024-01-10 | 2024-08-05 | Shares | Share type: PAR VALUE, Number of shares: 75600, Par value: 1 |
| 2023-10-03 | 2024-01-10 | Shares | Share type: PAR VALUE, Number of shares: 75600, Par value: 1 |
| 2022-07-15 | 2023-10-03 | Shares | Share type: PAR VALUE, Number of shares: 75600, Par value: 1 |
| 2022-01-24 | 2022-07-15 | Shares | Share type: PAR VALUE, Number of shares: 75600, Par value: 1 |
| 2008-06-10 | 2022-01-24 | Shares | Share type: PAR VALUE, Number of shares: 75600, Par value: 1 |
| 2000-11-29 | 2003-02-25 | Address | PO BOX 356, SARATOGA SPRINGS, NY, 12866, USA (Type of address: Chief Executive Officer) |
| 1995-05-11 | 2000-11-29 | Address | P.O. BOX 46, NEWTONVILLE, NY, 12128, USA (Type of address: Chief Executive Officer) |
| 1986-12-23 | 2008-06-10 | Shares | Share type: PAR VALUE, Number of shares: 900, Par value: 1 |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 220104002913 | 2022-01-04 | BIENNIAL STATEMENT | 2022-01-04 |
| 120917000848 | 2012-09-17 | CERTIFICATE OF AMENDMENT | 2012-09-17 |
| 080610000808 | 2008-06-10 | CERTIFICATE OF AMENDMENT | 2008-06-10 |
| 071212000277 | 2007-12-12 | CERTIFICATE OF AMENDMENT | 2007-12-12 |
| 030225002373 | 2003-02-25 | BIENNIAL STATEMENT | 2002-12-01 |
| 011115000205 | 2001-11-15 | CERTIFICATE OF AMENDMENT | 2001-11-15 |
| 001129002352 | 2000-11-29 | BIENNIAL STATEMENT | 2000-12-01 |
| 970113002229 | 1997-01-13 | BIENNIAL STATEMENT | 1996-12-01 |
| 950511002437 | 1995-05-11 | BIENNIAL STATEMENT | 1993-12-01 |
| B725877-4 | 1989-01-06 | CERTIFICATE OF AMENDMENT | 1989-01-06 |
| Mark | US Serial Number | Application Filing Date | US Registration Number | Registration Date | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CHARIOTS | 73482831 | 1984-05-31 | No data | No data | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Mark Literal Elements | CHARIOTS |
| Standard Character Claim | No |
| Mark Drawing Type | 3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S) /NUMBER(S) |
| Design Search Code(s) | 26.11.27 - Oblongs not used as carriers for words, letters or designs |
Goods and Services
| For | RESTAURANT SERVICES OFFERED AT SARATOGA RACEWAY |
| International Class(es) | 042 - Primary Class |
| U.S Class(es) | 100 |
| Class Status | ABANDONED |
| First Use | May 03, 1984 |
| Use in Commerce | May 03, 1984 |
Basis Information (Case Level)
| Filed Use | Yes |
| Currently Use | Yes |
| Filed ITU | No |
| Currently ITU | No |
| Filed 44D | No |
| Currently 44D | No |
| Filed 44E | No |
| Currently 44E | No |
| Filed 66A | No |
| Currently 66A | No |
| Filed No Basis | No |
| Currently No Basis | No |
Current Owner(s) Information
| Owner Name | SARATOGA HARNESS RACING, INC. |
| Owner Address | P.O. BOX 356 SARATOGA SPRINGS, NEW YORK UNITED STATES 12866 |
| Legal Entity Type | CORPORATION |
| State or Country Where Organized | NEW YORK |
Attorney/Correspondence Information
| Attorney Name | PHILIP T. SHANNON |
| Correspondent Name/Address | PENNIE & EDMONDS, 1155 AVE OF THE AMERICAS, NEW YORK, NEW YORK UNITED STATES 10036 |
Prosecution History
| Date | Description |
|---|---|
| 1988-05-16 | NON-FINAL ACTION MAILED |
| 1986-02-03 | CONTINUATION OF FINAL REFUSAL MAILED |
| 1985-07-01 | FINAL REFUSAL MAILED |
| 1985-04-24 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| 1985-01-11 | NON-FINAL ACTION MAILED |
| 1984-11-21 | ASSIGNED TO EXAMINER |
| 1984-09-28 | ASSIGNED TO EXAMINER |
TM Staff and Location Information
| Law Office Assigned | data usage |
| Current Location | FILE REPOSITORY (FRANCONIA) |
| Date in Location | 1999-04-09 |
| Inspection Nr | Report ID | Date Opened | Site Address | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 333940427 | 0213100 | 2012-04-18 | 342 JEFFERSON STREET, SARATOGA SPRINGS, NY, 12866 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Type | Referral |
| Activity Nr | 309901 |
| Health | Yes |
Violation Items
| Citation ID | 01001 |
| Citaton Type | Serious |
| Standard Cited | 19100133 A01 |
| Issuance Date | 2012-07-09 |
| Abatement Due Date | 2012-07-24 |
| Current Penalty | 2040.0 |
| Initial Penalty | 3400.0 |
| Final Order | 2012-07-31 |
| Nr Instances | 1 |
| Nr Exposed | 32 |
| Gravity | 5 |
| FTA Current Penalty | 0.0 |
| Citation text line | 29 CFR 1910.133(a)(1): The employer did not ensure that each affected employee used appropriate eye or face protection when exposed to eye or face hazards from flying particles, molten metal, liquid chemicals, acids or caustic liquids, chemical gases or vapors, or potentially injurious light radiation: (a) On or about April 2012, in the facility, for housekeeping employees using Crew Clinging Toilet bowl Cleaner, containing hydrochloric acid to clean toilets, without wearing chemical goggles to protect their eyes from splashing of this chemical. |
| Citation ID | 01002A |
| Citaton Type | Serious |
| Standard Cited | 19101030 C01 II |
| Issuance Date | 2012-07-09 |
| Abatement Due Date | 2012-08-23 |
| Current Penalty | 2040.0 |
| Initial Penalty | 3400.0 |
| Final Order | 2012-07-31 |
| Nr Instances | 2 |
| Nr Exposed | 107 |
| Related Event Code (REC) | Referral |
| Gravity | 5 |
| FTA Current Penalty | 0.0 |
| Citation text line | 29 CFR 1910.1030(c)(1)(ii): The employer's Exposure Control Plan did not contain at least the elements in 29 CFR 1910.1030(c)(1)(ii)(A) through (c)(1)(ii)(C): (a) On or about April 18, 2012, in the facility, the employer's Standard Operating Policies and Procedures Manual, which was presented as the Exposure Control Plan, lacked a discussion of occupational exposure determination, for the workers performing tasks such as cleaning up blood and other potientially infectious materials, breaking up fights and responding to medical incidennts in the facility. (b) On or about April 18, 2012, in the facility, the employer's Standard Operating Policies and Procedures Manual, which was presented as the Exposure Control Plan, lacked a schedule and method of implementation for the requirements of sections (d) Methods of Compliance; (f) Hepatitis B Vaccination; (g) Communication of Hazards and (h) Recordkeeping. |
| Citation ID | 01002B |
| Citaton Type | Serious |
| Standard Cited | 19101030 G02 I |
| Issuance Date | 2012-07-09 |
| Abatement Due Date | 2012-08-23 |
| Current Penalty | 0.0 |
| Initial Penalty | 0.0 |
| Final Order | 2012-07-31 |
| Nr Instances | 2 |
| Nr Exposed | 18 |
| Related Event Code (REC) | Referral |
| Gravity | 5 |
| FTA Current Penalty | 0.0 |
| Citation text line | 29 CFR 1910.1030(g)(2)(i): The employer did not ensure that each employee with occupational exposure participated in a training program: (a) On or about May 2, 2012, in the facility, for security guards that were expected to respond to medical emergencies and fights, hired since the last training session held in May 2011. (b) On or about April 18, 2012, in the facility, for eight housekeeping employees, that had not participated in the training program, that were responsible for cleaning up blood and body fluids after medical incidents and may encounter sharps in the restrooms. |
| Citation ID | 01003 |
| Citaton Type | Serious |
| Standard Cited | 19101030 F02 I |
| Issuance Date | 2012-07-09 |
| Abatement Due Date | 2012-08-08 |
| Current Penalty | 2040.0 |
| Initial Penalty | 3400.0 |
| Final Order | 2012-07-31 |
| Nr Instances | 1 |
| Nr Exposed | 60 |
| Related Event Code (REC) | Referral |
| Gravity | 5 |
| FTA Current Penalty | 0.0 |
| Citation text line | 29 CFR 1910.1030(f)(2)(i): Hepatitis B vaccination was not made available within 10 working days of initial assignment to all employee(s) with occupational exposure: (a) On or about May 2, 2012, in the facility, for security guards expected to respond to fights, medical emergencies and trained to give Cardiopulmonary resuscitation to victims. |
| Citation ID | 01004A |
| Citaton Type | Serious |
| Standard Cited | 19101200 E01 |
| Issuance Date | 2012-07-09 |
| Abatement Due Date | 2012-08-23 |
| Current Penalty | 2040.0 |
| Initial Penalty | 3400.0 |
| Final Order | 2012-07-31 |
| Nr Instances | 1 |
| Nr Exposed | 32 |
| Gravity | 5 |
| FTA Current Penalty | 0.0 |
| Citation text line | 29 CFR 1910.1200(e)(1): The employer did not develop, implement, and/or maintain at the workplace a written hazard communication program which describes how the criteria specified in 29 CFR 1910.1200(f), (g), and (h) will be met: (a) On or about April 18, 2012, in the facility, for housekeeping employees, using chemicals such as Crew Clinging Toilet Bowl Cleaner containing hydrochloric acid, bleach, Shineline Multi Surface Cleaner containing alcohol ethoxylate and NABC Non-acid Disinfectant Btahroom Cleaner containing alcohol ethoxylate. |
| Citation ID | 01004B |
| Citaton Type | Serious |
| Standard Cited | 19101200 H01 |
| Issuance Date | 2012-07-09 |
| Abatement Due Date | 2012-08-23 |
| Current Penalty | 0.0 |
| Initial Penalty | 0.0 |
| Final Order | 2012-07-31 |
| Nr Instances | 1 |
| Nr Exposed | 32 |
| Gravity | 5 |
| FTA Current Penalty | 0.0 |
| Citation text line | 29 CFR 1910.1200(h)(1): Employees were not provided effective information and training on hazardous chemicals in their work area at the time of their initial assignment and whenever a new hazard that the employees had not been previously trained about was introduced into their work area: (a) On or about April 18, 2012, in the facility, for housekeeping employees using Crew Clinging Toilet Bowl Cleaner, NABC Non-Acid Disinfectant Bathroom Cleaner, bleach and Shineline Multi Surface Cleaner. |
| Inspection Type | Complaint |
| Scope | Partial |
| Safety/Health | Safety |
| Close Conference | 2012-04-11 |
| Case Closed | 2012-11-20 |
Related Activity
| Type | Complaint |
| Activity Nr | 255656 |
| Safety | Yes |
Violation Items
| Citation ID | 01001 |
| Citaton Type | Serious |
| Standard Cited | 19100132 D01 |
| Issuance Date | 2012-07-09 |
| Abatement Due Date | 2012-08-16 |
| Current Penalty | 2550.0 |
| Initial Penalty | 4250.0 |
| Final Order | 2012-07-31 |
| Nr Instances | 1 |
| Nr Exposed | 1 |
| Related Event Code (REC) | Complaint |
| Gravity | 5 |
| FTA Current Penalty | 0.0 |
| Citation text line | 29 CFR 1910.132(d)(1): The employer did not assess the workplace to determine if hazards are present, or are likely to be present, which necessitate the use of personal protective equipment (PPE). a) Throughout facility- On and before 04/11/12- Hazard assessment(s) did not address electrical hazard(s) which necessitate the use of personal protective equipment to protect employees from arc flash hazards. Arc flash hazards may be encountered during electrical maintenance or similar operations. |
| Citation ID | 01002 |
| Citaton Type | Serious |
| Standard Cited | 19100137 B02 VIII |
| Issuance Date | 2012-07-09 |
| Abatement Due Date | 2012-07-16 |
| Current Penalty | 2550.0 |
| Initial Penalty | 4250.0 |
| Final Order | 2012-07-31 |
| Nr Instances | 1 |
| Nr Exposed | 1 |
| Related Event Code (REC) | Complaint |
| Gravity | 5 |
| FTA Current Penalty | 0.0 |
| Citation text line | 29 CFR 1910.137(b)(2)(viii): Electrical protective rubber gloves were not subjected to periodic electrical tests. Test voltages and the maximum intervals between tests shall be in accordance with Table I-5 and Table I-6. a) Throughout facility- On and before 04/11/12- Slaisbury/North class II type I electrical protective gloves issued for use had not been proof tested since December 14, 2009. |
| Citation ID | 01003A |
| Citaton Type | Serious |
| Standard Cited | 19100269 A02 I |
| Issuance Date | 2012-07-09 |
| Abatement Due Date | 2012-08-16 |
| Current Penalty | 2550.0 |
| Initial Penalty | 4250.0 |
| Final Order | 2012-07-31 |
| Nr Instances | 1 |
| Nr Exposed | 1 |
| Gravity | 5 |
| FTA Current Penalty | 0.0 |
| Citation text line | 29 CFR 1910.269(a)(2)(i): Employees were not trained in and familiar with the safety-related work practices, safety procedures, and other safety requirements in this section that pertain to their respective job assignments. Employees shall also be trained in and familiar with any other safety practices, including applicable emergency procedures (such as pole top and manhole rescue), that are not specifically addressed by this section but that are related to their work and are necessary for their safety. a) Throughout facility- on and before 04/11/12- Employees were not trained in safety-related work practices, personal protective equipment (PPE) selection and PPE use when opening and closing electrical circuits on fuse switches and electrical distributive switchgear operating at 4160v to 13200v. |
| Citation ID | 01003B |
| Citaton Type | Serious |
| Standard Cited | 19100332 B01 |
| Issuance Date | 2012-07-09 |
| Abatement Due Date | 2012-08-16 |
| Current Penalty | 0.0 |
| Initial Penalty | 0.0 |
| Final Order | 2012-07-31 |
| Nr Instances | 1 |
| Nr Exposed | 1 |
| Gravity | 5 |
| FTA Current Penalty | 0.0 |
| Citation text line | 29 CFR 1910.332(b)(1): Employees were not trained in and familiar with the safety-related work practices required by 1910.331 through 1910.335 that pertain to their respective job assignments. a) Throughout facility- On and before 04/11/12- for all employees performing electrical maintenance on equipment operating at 110-120v/208 and up to 13200v. |
| Citation ID | 01004 |
| Citaton Type | Serious |
| Standard Cited | 19100269 J02 III |
| Issuance Date | 2012-07-09 |
| Abatement Due Date | 2012-07-16 |
| Current Penalty | 2550.0 |
| Initial Penalty | 4250.0 |
| Final Order | 2012-07-31 |
| Nr Instances | 1 |
| Nr Exposed | 1 |
| Related Event Code (REC) | Complaint |
| Gravity | 5 |
| FTA Current Penalty | 0.0 |
| Citation text line | 29 CFR 1910.269(j)(2)(iii): Live-line tools used for primary employee protection were not removed from service every 2 years and whenever required under paragraph (j)(2)(ii) of this section for examination, cleaning, repair, and testing. a) Throughout facility- On and before 04/11/12- Electrical insulated S&W "hot sticks" used on 1460v to 13200v electrical systems were last inspected on December 2009. |
| Citation ID | 01005 |
| Citaton Type | Serious |
| Standard Cited | 19100303 H02 V B |
| Issuance Date | 2012-07-09 |
| Abatement Due Date | 2012-07-16 |
| Current Penalty | 2550.0 |
| Initial Penalty | 4250.0 |
| Final Order | 2012-07-31 |
| Nr Instances | 1 |
| Nr Exposed | 1 |
| Gravity | 5 |
| FTA Current Penalty | 0.0 |
| Citation text line | 29 CFR 1910.303(h)(2)(v)(B): Electrical equipment rated over 600 volts, nominal, exposed to physical damage from vehicular traffic was not provided with suitable guards to prevent such damage: a) Outdoor maintenance area- On and before 04/04/12- 1460v to 13200v Electrical distributive switchgear was not equipped with barriers to prevent accidental struck-by hazards by maintenance and grounds-keeping equipment. |
| Citation ID | 01006 |
| Citaton Type | Serious |
| Standard Cited | 19100335 A02 I |
| Issuance Date | 2012-07-09 |
| Abatement Due Date | 2012-07-16 |
| Current Penalty | 2550.0 |
| Initial Penalty | 4250.0 |
| Final Order | 2012-07-31 |
| Nr Instances | 1 |
| Nr Exposed | 1 |
| Related Event Code (REC) | Complaint |
| Gravity | 5 |
| FTA Current Penalty | 0.0 |
| Citation text line | 29 CFR 1910.335(a)(2)(i): When working near exposed energized conductors or circuit parts, each employee did not use insulated tools or handling equipment for the tools or handling equipment when the tools or handling equipment might have made contact with such conductors or parts: a) Throughout facility- On and before 04/11/12- Electricians used uninsulated water pump pliers and uninsulated pliers and uninsulated screw drivers when performing work on electrical equipment. |
| Loan Number | Loan Funded Date | SBA Origination Office Code | Loan Delivery Method | Borrower Street Address | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 4757078403 | 2021-02-06 | 0248 | PPP | 342 Jefferson St, Saratoga Springs, NY, 12866-5193 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| USDOT Number | Carrier Operation | MCS-150 Form Date | MCS-150 Mileage | MCS-150 Year | Power Units | Drivers | Operation Classification | |||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2018105 | Intrastate Non-Hazmat | 2023-09-29 | 1000 | 2022 | 1 | 9 | Private(Property) | |||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| Total Number of Inspections for the measurement period (24 months) | 0 |
| Driver Fitness BASIC Serious Violation Indicator | No |
| Vehicle Maintenance BASIC Acute/Critical Indicator | No |
| Unsafe Driving BASIC Acute/Critical Indicator | No |
| Driver Fitness BASIC Roadside Performance measure value | 0 |
| Hours-of-Service (HOS) Compliance BASIC Roadside Performance measure value | 0 |
| Total Number of Driver Inspections for the measurment period | 0 |
| Vehicle Maintenance BASIC Roadside Performance measure value | 0 |
| Total Number of Vehicle Inspections for the measurement period | 0 |
| Controlled Substances and Alcohol BASIC Roadside Performance measure value | 0 |
| Unsafe Driving BASIC Roadside Performance Measure Value | 0 |
| Number of inspections with at least one Driver Fitness BASIC violation | 0 |
| Number of inspections with at least one Hours-of-Service BASIC violation | 0 |
| Total Number of Driver Inspections containing at least one Driver Out-of-Service Violation | 0 |
| Number of inspections with at least one Vehicle Maintenance BASIC violation | 0 |
| Total Number of Vehicle Inspections containing at least one Vehicle Out-of-Service violation | 0 |
| Number of inspections with at least one Controlled Substances and Alcohol BASIC violation | 0 |
| Number of inspections with at least one Unsafe Driving BASIC violation | 0 |
Date of last update: 16 Mar 2025
Sources: New York Secretary of State
