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KARPUS MANAGEMENT, INC.

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Company Details

Name: KARPUS MANAGEMENT, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 13 Jan 1987 (38 years ago)
Entity Number: 1136419
ZIP code: 14534
County: Monroe
Place of Formation: New York
Principal Address: 183 SULLY'S TRAIL, PITTSFORD, NY, United States, 14534
Address: 183 Sully's Trail, Pittsford, NY, United States, 14534

Shares Details

Shares issued 500000

Share Par Value 0.01

Type PAR VALUE

DOS Process Agent

Name Role Address
KARPUS MANAGEMENT INC. DOS Process Agent 183 Sully's Trail, Pittsford, NY, United States, 14534

Chief Executive Officer

Name Role Address
DANIEL LIPPINCOTT Chief Executive Officer 183 SULLY'S TRAIL, PITTSFORD, NY, United States, 14534

Links between entities

Type:
Headquarter of
Company Number:
F11000001074
State:
FLORIDA

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001048703
Phone:
5855864680

Latest Filings

Form type:
SCHEDULE 13G/A
Filing date:
2025-06-06
File:
Form type:
SCHEDULE 13G/A
Filing date:
2025-06-06
File:
Form type:
SCHEDULE 13G
Filing date:
2025-06-06
File:
Form type:
SCHEDULE 13G/A
Filing date:
2025-06-06
File:
Form type:
SCHEDULE 13G/A
Filing date:
2025-06-06
File:

Form 5500 Series

Employer Identification Number (EIN):
161290558
Plan Year:
2023
Number Of Participants:
54
Sponsors Telephone Number:
Plan Year:
2022
Number Of Participants:
49
Sponsors Telephone Number:
Plan Year:
2021
Number Of Participants:
47
Sponsors Telephone Number:
Plan Year:
2020
Number Of Participants:
49
Sponsors Telephone Number:
Plan Year:
2019
Number Of Participants:
48
Sponsors Telephone Number:

History

Start date End date Type Value
2025-01-03 2025-01-03 Address 183 SULLY'S TRAIL, PITTSFORD, NY, 14534, USA (Type of address: Chief Executive Officer)
2023-04-05 2025-01-03 Shares Share type: PAR VALUE, Number of shares: 500000, Par value: 0.01
2023-04-05 2025-01-03 Address 183 SULLY'S TRAIL, PITTSFORD, NY, 14534, USA (Type of address: Chief Executive Officer)
2023-04-05 2023-04-05 Address 183 SULLY'S TRAIL, PITTSFORD, NY, 14534, USA (Type of address: Chief Executive Officer)
2023-04-05 2025-01-03 Address 10 Partridge Hollow, Honeoye Falls, NY, 14472, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
250103002231 2025-01-03 BIENNIAL STATEMENT 2025-01-03
230405002590 2023-04-05 BIENNIAL STATEMENT 2023-01-01
200929000400 2020-09-29 CERTIFICATE OF MERGER 2020-09-29
190204002024 2019-02-04 BIENNIAL STATEMENT 2019-01-01
181203008316 2018-12-03 BIENNIAL STATEMENT 2017-01-01

USAspending Awards / Financial Assistance

Date:
2020-04-29
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
-840600.00
Total Face Value Of Loan:
0.00

Trademarks Section

Serial Number:
78213199
Mark:
PLANWATCH
Status:
ABANDONED - NO STATEMENT OF USE FILED
Mark Type:
SERVICE MARK
Application Filing Date:
2003-02-11
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
PLANWATCH

Goods And Services

For:
Investment consulting services to sponsors of retirement plans, namely providing fiduciary compliance oversight and investment fund due diligence
International Classes:
036 - Primary Class
Class Status:
Active

Court Cases

Court Case Summary

Filing Date:
2012-09-13
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Other Labor Litigation

Parties

Party Name:
YARUMIAN
Party Role:
Plaintiff
Party Name:
KARPUS MANAGEMENT, INC.
Party Role:
Defendant

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Date of last update: 16 Mar 2025

Sources: New York Secretary of State