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KARPUS MANAGEMENT, INC.

Headquarter

Company Details

Name: KARPUS MANAGEMENT, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 13 Jan 1987 (38 years ago)
Entity Number: 1136419
ZIP code: 14534
County: Monroe
Place of Formation: New York
Principal Address: 183 SULLY'S TRAIL, PITTSFORD, NY, United States, 14534
Address: 183 Sully's Trail, Pittsford, NY, United States, 14534

Shares Details

Shares issued 500000

Share Par Value 0.01

Type PAR VALUE

Links between entities

Type Company Name Company Number State
Headquarter of KARPUS MANAGEMENT, INC., FLORIDA F11000001074 FLORIDA

Central Index Key

CIK number Mailing Address Business Address Phone
1048703 183 SULLY'S TRAIL, PITTSFORD, NY, 14534 183 SULLY'S TRAIL, PITTSFORD, NY, 14534 5855864680

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File number 811-07626
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File number 811-07626
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form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
KARPUS MANAGEMENT, INC. EMPLOYEES' DEFERRED SAVINGS AND PROFIT SHARING PLAN 2022 161290558 2023-11-13 KARPUS MANAGEMENT, INC. 49
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1992-07-01
Business code 523210
Sponsor’s telephone number 5855864680
Plan sponsor’s address 183 SULLYS TRAIL, PITTSFORD, NY, 14534
KARPUS INVESTMENT MANAGEMENT PROFIT SHARING PLAN 2021 161290558 2023-01-10 KARPUS MANAGEMENT, INC. 47
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1992-07-01
Business code 523210
Sponsor’s telephone number 5855864680
Plan sponsor’s address 183 SULLYS TRAIL, PITTSFORD, NY, 14534
KARPUS INVESTMENT MANAGEMENT PROFIT SHARING PLAN 2020 161290558 2021-09-30 KARPUS MANAGEMENT, INC. 49
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1992-07-01
Business code 523210
Sponsor’s telephone number 5855864680
Plan sponsor’s address 183 SULLYS TRAIL, PITTSFORD, NY, 14534

Signature of

Role Plan administrator
Date 2021-09-30
Name of individual signing KATHLEEN CRANE
KARPUS INVESTMENT MANAGEMENT PROFIT SHARING PLAN 2019 161290558 2020-07-28 KARPUS MANAGEMENT, INC. 48
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1992-07-01
Business code 523210
Sponsor’s telephone number 5855864680
Plan sponsor’s address 183 SULLYS TRAIL, PITTSFORD, NY, 14534

Signature of

Role Plan administrator
Date 2020-07-28
Name of individual signing KATHLEEN CRANE
KARPUS MANAGEMENT, INC. EMPLOYEES' DEFINED BENEFIT PENSION PLAN 2019 161290558 2020-02-11 KARPUS MANAGEMENT, INC. 40
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-07-01
Business code 523210
Sponsor’s telephone number 5855864680
Plan sponsor’s address 183 SULLY'S TRAIL, PITTSFORD, NY, 145344559

Signature of

Role Plan administrator
Date 2020-02-10
Name of individual signing KATHLEEN CRANE
Role Employer/plan sponsor
Date 2020-02-10
Name of individual signing KATHLEEN CRANE
KARPUS MANAGEMENT, INC. EMPLOYEES' DEFINED BENEFIT PENSION PLAN 2018 161290558 2020-01-16 KARPUS MANAGEMENT, INC. 38
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-07-01
Business code 523210
Sponsor’s telephone number 5855864680
Plan sponsor’s address 183 SULLY'S TRAIL, PITTSFORD, NY, 145344559

Signature of

Role Plan administrator
Date 2020-01-16
Name of individual signing KATHLEEN F CRANE
Role Employer/plan sponsor
Date 2020-01-16
Name of individual signing KATHLEEN F CRANE
KARPUS INVESTMENT MANAGEMENT PROFIT SHARING PLAN 2018 161290558 2019-10-10 KARPUS MANAGEMENT, INC. 46
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1992-07-01
Business code 523210
Sponsor’s telephone number 5855864680
Plan sponsor’s address 183 SULLYS TRAIL, PITTSFORD, NY, 14534

Signature of

Role Plan administrator
Date 2019-10-10
Name of individual signing KATHLEEN CRANE
KARPUS MANAGEMENT, INC. EMPLOYEES' DEFINED BENEFIT PENSION PLAN 2017 161290558 2018-08-08 KARPUS MANAGEMENT, INC. 41
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-07-01
Business code 523210
Sponsor’s telephone number 5855864680
Plan sponsor’s address 183 SULLY'S TRAIL, PITTSFORD, NY, 145344559

Signature of

Role Plan administrator
Date 2018-08-08
Name of individual signing KATHLEEN F. CRANE
Role Employer/plan sponsor
Date 2018-08-08
Name of individual signing KATHLEEN F. CRANE
KARPUS INVESTMENT MANAGEMENT PROFIT SHARING PLAN 2017 161290558 2018-08-16 KARPUS MANAGEMENT, INC. 47
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1992-07-01
Business code 523210
Sponsor’s telephone number 5855864680
Plan sponsor’s address 183 SULLYS TRAIL, PITTSFORD, NY, 14534

Signature of

Role Plan administrator
Date 2018-08-16
Name of individual signing KATHLEEN CRANE
KARPUS MANAGEMENT, INC. EMPLOYEES' DEFINED BENEFIT PENSION PLAN 2016 161290558 2017-08-08 KARPUS MANAGEMENT, INC. 37
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2002-07-01
Business code 523210
Sponsor’s telephone number 5855864680
Plan sponsor’s address 183 SULLY'S TRAIL, PITTSFORD, NY, 145344559

Signature of

Role Plan administrator
Date 2017-08-08
Name of individual signing KATHLEEN CRANE
Role Employer/plan sponsor
Date 2017-08-08
Name of individual signing KATHLEEN CRANE

DOS Process Agent

Name Role Address
KARPUS MANAGEMENT INC. DOS Process Agent 183 Sully's Trail, Pittsford, NY, United States, 14534

Chief Executive Officer

Name Role Address
DANIEL LIPPINCOTT Chief Executive Officer 183 SULLY'S TRAIL, PITTSFORD, NY, United States, 14534

History

Start date End date Type Value
2023-04-05 2023-04-05 Address 183 SULLY'S TRAIL, PITTSFORD, NY, 14534, USA (Type of address: Chief Executive Officer)
2011-02-11 2023-04-05 Address 183 SULLY'S TRAIL, PITTSFORD, NY, 14534, USA (Type of address: Chief Executive Officer)
2011-02-11 2023-04-05 Address 183 SULLY'S TRAIL, PITTSFORD, NY, 14534, USA (Type of address: Service of Process)
1999-01-19 2011-02-11 Address 14A TOBEY VILLAGE OFFICE PARK, PITTSFORD, NY, 14534, USA (Type of address: Principal Executive Office)
1999-01-19 2011-02-11 Address 14A TOBEY VILLAGE OFFICE PARK, PITTSFORD, NY, 14534, USA (Type of address: Service of Process)
1999-01-19 2011-02-11 Address 14A TOBEY VILLAGE OFFICE PARK, PITTSFORD, NY, 14534, USA (Type of address: Chief Executive Officer)
1993-04-06 1999-01-19 Address 5 TOBEY VILLAGE OFFICE PARK, PITTSFORD, NY, 14534, USA (Type of address: Principal Executive Office)
1993-04-06 1999-01-19 Address 5 TOBEY VILLAGE OFFICE PARK, PITTSFORD, NY, 14534, USA (Type of address: Chief Executive Officer)
1993-04-06 1999-01-19 Address 5 TOBEY VILLAGE OFFICE PARK, PITTSFORD, NY, 14534, USA (Type of address: Service of Process)
1987-01-13 1993-04-06 Address 5 TOBEY VILLAGE OFFICE, PARK, PITTSFORD, NY, 14534, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
230405002590 2023-04-05 BIENNIAL STATEMENT 2023-01-01
200929000400 2020-09-29 CERTIFICATE OF MERGER 2020-09-29
190204002024 2019-02-04 BIENNIAL STATEMENT 2019-01-01
181203008316 2018-12-03 BIENNIAL STATEMENT 2017-01-01
150202007310 2015-02-02 BIENNIAL STATEMENT 2015-01-01
130108007425 2013-01-08 BIENNIAL STATEMENT 2013-01-01
110211002841 2011-02-11 BIENNIAL STATEMENT 2011-01-01
010123002338 2001-01-23 BIENNIAL STATEMENT 2001-01-01
990119002804 1999-01-19 BIENNIAL STATEMENT 1999-01-01
970227002296 1997-02-27 BIENNIAL STATEMENT 1997-01-01

Date of last update: 06 Jan 2025

Sources: New York Secretary of State