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  5. MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Company Details

Name: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Active
Date of registration: 02 Jan 1959 (66 years ago)
Entity Number: 115813
ZIP code: 10005
County: New York
Place of Formation: Delaware
Address: C T CORPORATION SYSTEM, 28 LIBERTY ST., NEW YORK, NY, United States, 10005
Principal Address: One Bryant Park, New York, NY, United States, 10036

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY ST., NEW YORK, NY, 10005

DOS Process Agent

Name Role Address
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED DOS Process Agent C T CORPORATION SYSTEM, 28 LIBERTY ST., NEW YORK, NY, United States, 10005

Chief Executive Officer

Name Role Address
ERIC SCHIMPF Chief Executive Officer ONE BRYANT PARK, NEW YORK, NY, United States, 10036

Unique Entity ID

A UEI is a government-provided number, like a tax ID number, that’s used to identify businesses eligible for federal grants, awards and contracts.

Note: In April 2022, the federal government replaced its old identifier of choice, the Data Universal Numbering System (DUNS) number, with a government-issued UEI. Now all the federal government’s Integrated Award Environment systems use UEI numbers instead of DUNS numbers. So any entity doing business with the federal government must register for a UEI.

CAGE Code:
71GF5
UEI Expiration Date:
2015-03-04

Business Information

Division Name:
FINANCIAL INSTITUTIONS GROUP
Activation Date:
2014-03-04
Initial Registration Date:
2014-01-02

Commercial and government entity program

The The Commercial And Government Entity Code (CAGE) is assigned by the Department of Defense's Defense Logistics Agency (DLA) and represents your company's physical address for GSA's mailings, payments, and administrative records.

Note: A CAGE Code enables a company to contract with the U.S. government, allowing bid on government contracts and to receive government payments. Also for business this means that it's a Verified business entity and Has a validated physical address.

CAGE number:
71GF5
Status:
Active
Type:
Non-Manufacturer
CAGE Update Date:
2024-03-02

Contact Information

POC:
AARON PACKLES
Phone:
+1 646-855-3916

History

Start date End date Type Value
2025-01-09 2025-01-09 Address ONE BRYANT PARK, NEW YORK, NY, 10036, USA (Type of address: Chief Executive Officer)
2025-01-09 2025-01-09 Address 401 N TRYON ST., NC1-021-06-01, CHARLOTTE, NC, 28255, USA (Type of address: Chief Executive Officer)
2021-01-06 2025-01-09 Address 401 N TRYON ST., NC1-021-06-01, CHARLOTTE, NC, 28255, USA (Type of address: Chief Executive Officer)
2019-01-28 2025-01-09 Address 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Service of Process)
2019-01-28 2025-01-09 Address 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Registered Agent)

Filings

Filing Number Date Filed Type Effective Date
250109003954 2025-01-09 BIENNIAL STATEMENT 2025-01-09
230103000999 2023-01-03 BIENNIAL STATEMENT 2023-01-01
210106060052 2021-01-06 BIENNIAL STATEMENT 2021-01-01
SR-1569 2019-01-28 CERTIFICATE OF CHANGE (BY AGENT) 2019-01-28
SR-1568 2019-01-28 CERTIFICATE OF CHANGE (BY AGENT) 2019-01-28

Trademarks Section

Serial Number:
80994879
Mark:
BROKERPHONE
Status:
CANCELLED - SECTION 8
Mark Literal Elements:
BROKERPHONE
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)
Serial Number:
78555180
Mark:
WAVE SECURITIES
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
2005-01-27
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
WAVE SECURITIES
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Providing on-line information in the field of trading equities, futures, options and other financial securities, via the Internet
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
73389707
Mark:
SHAREBUILDER
Status:
Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Mark Type:
Service Mark
Application Filing Date:
1982-09-27
Mark Drawing Type:
1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)
Mark Literal Elements:
SHAREBUILDER
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Stock Brokerage Services
First Use:
1980-01-01
International Classes:
036 - Primary Class
Class Status:
SECTION 8 - CANCELLED
Serial Number:
73344535
Mark:
GROWING EQUITY MORTGAGE
Status:
Abandoned because the applicant failed to respond or filed a late response to an Office action. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Mark Type:
Service Mark
Application Filing Date:
1982-01-05
Mark Drawing Type:
1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)
Mark Literal Elements:
GROWING EQUITY MORTGAGE
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
VARIABLE RATE REALTY MORTGAGE SERVICES
First Use:
1981-02-19
International Classes:
036 - Primary Class
Class Status:
ABANDONED
Serial Number:
73326395
Mark:
FINANCIAL CHECKUP
Status:
Abandoned because the applicant filed an express abandonment. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Mark Type:
Service Mark
Application Filing Date:
1981-09-02
Mark Drawing Type:
1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)
Mark Literal Elements:
FINANCIAL CHECKUP
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
FINANCIAL SERVICES ECONOMIC CONSULTATIONAND SECURITIES PORTFOLIO ANALYSIS FOR RETIREMENT PLANNING
First Use:
1980-10-17
International Classes:
036 - Primary Class
Class Status:
ABANDONED

OSHA's Inspections within Industry

Inspection Summary

Date:
1984-09-12
Type:
Complaint
Address:
1 LIBERTY PLAZA, NEW YORK, NY, 10080
Safety Health:
Health
Scope:
Complete
Inspection Link:
View Inspection data on OSHA website

Related by officers

C T CORPORATION SYSTEM

BOFA MERRILL LYNCH ASSET HOLDINGS, INC. " 21" BRANDS, INC. "ADP TOTALSOURCE SERVICES, INC." ARLON GROUP LLC "LA COMUNIDAD" CORPORATION "TREND LABORATORIES, INC." (800) 777-CLUB. ++INTEGRATED TACTICS, LLC +42 W 35TH HOLDINGS LLC

ERIC SCHIMPF

GCIOA

Related by address

C T CORPORATION SYSTEM, 28 LIBERTY ST., NEW YORK, NY, United States, 10005

1 SOUTH STREET HOLDINGS, LLC AGFA US CORP. AMERICAN REAL ESTATE PARTNERS, LLC ARCP GSFRENY001, LLC AURIGA SERVICES, LLC BOFA SECURITIES, INC. BREMONT WATCH COMPANY INC. BRIGHTHOUSE SECURITIES, LLC BRISTOL VIEW VENTURES, LLC CCTM2 LLC

One Bryant Park, New York, NY, United States, 10036

BOFA SECURITIES PRIME, INC. BOFA SECURITIES, INC. MERRILL LYNCH CAPITAL SERVICES, INC. MERRILL LYNCH L.P. HOLDINGS INC. MERRILL LYNCH MORTGAGE INVESTORS, INC. MERRILL LYNCH MORTGAGE LENDING, INC. ML IBK POSITIONS, INC. MERRILL LYNCH FUND INVESTORS INC.

Date of last update: 18 Mar 2025

Sources: New York Secretary of State

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