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SMBC CAPITAL MARKETS, INC.

SMBC CAPITAL MARKETS, INC.

Company Details

Name:	SMBC CAPITAL MARKETS, INC.
Jurisdiction:	New York
Legal type:	FOREIGN BUSINESS CORPORATION
Status:	Active
Date of registration:	01 Apr 1987 (38 years ago)
Entity Number:	1159131
ZIP code:	10172
County:	New York
Place of Formation:	Delaware
Address:	80 State Street, Albany, NY, United States, 10172
Principal Address:	277 Park Avenue, New York, NY, United States, 10172

DOS Process Agent

Name	Role	Address
C/O CORPORATION SERVICE COMPANY	DOS Process Agent	80 State Street, Albany, NY, United States, 10172

Chief Executive Officer

Name	Role	Address
AKIHIRO KAWARA	Chief Executive Officer	277 PARK AVENUE, NEW YORK, NY, United States, 10172

Agent

Name	Role	Address
CORPORATION SERVICE COMPANY	Agent	80 STATE STREET, ALBANY, NY, 12207

History

Start date	End date	Type	Value
2023-05-18	2023-05-18	Address	277 PARK AVENUE, NEW YORK, NY, 10172, USA (Type of address: Chief Executive Officer)
2023-05-17	2023-05-18	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2023-05-17	2023-05-18	Address	277 PARK AVE, NEW YORK, NY, 10172, USA (Type of address: Chief Executive Officer)
2023-05-17	2023-05-18	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2021-04-05	2023-05-17	Address	277 PARK AVE 5TH FLR, NEW YORK, NY, 10172, USA (Type of address: Service of Process)
2015-04-01	2023-05-17	Address	277 PARK AVE, NEW YORK, NY, 10172, USA (Type of address: Chief Executive Officer)
2013-04-01	2015-04-01	Address	277 PARK AVE, NEW YORK, NY, 10172, USA (Type of address: Chief Executive Officer)
2011-04-19	2013-04-01	Address	277 PARK AVE, NEW YORK, NY, 10172, USA (Type of address: Chief Executive Officer)
2009-03-18	2011-04-19	Address	277 PARK AVE, NEW YORK, NY, 10172, USA (Type of address: Chief Executive Officer)
2006-12-06	2009-03-18	Address	277 PARK AVE, NEW YORK, NY, 10172, USA (Type of address: Chief Executive Officer)
2006-12-06	2021-04-05	Address	277 PARK AVE 5TH FLR, NEW YORK, NY, 10172, USA (Type of address: Service of Process)
1993-08-25	2006-12-06	Address	ONE WORLD TRADE CENTER, NEW YORK, NY, 10048, USA (Type of address: Service of Process)
1993-08-25	2006-12-06	Address	3-2 MARUNOUCHI 1-CHOME, CHIYODA-KU, TOKYO 100, 00000, JPN (Type of address: Chief Executive Officer)
1993-08-25	2006-12-06	Address	ONE WORLD TRADE CENTER, NEW YORK, NY, 10048, USA (Type of address: Principal Executive Office)
1987-04-01	1993-08-25	Address	ONE WORLD TRADE CENTER, SUITE 9651, NEW YORK, NY, 10048, USA (Type of address: Service of Process)

Filings

Filing Number	Date Filed	Type	Effective Date
230518003280	2023-05-18	BIENNIAL STATEMENT	2023-04-01
230517002447	2023-05-17	CERTIFICATE OF CHANGE BY ENTITY	2023-05-17
210405060593	2021-04-05	BIENNIAL STATEMENT	2021-04-01
190410060281	2019-04-10	BIENNIAL STATEMENT	2019-04-01
170403006066	2017-04-03	BIENNIAL STATEMENT	2017-04-01
150401006409	2015-04-01	BIENNIAL STATEMENT	2015-04-01
130401006088	2013-04-01	BIENNIAL STATEMENT	2013-04-01
110419002889	2011-04-19	BIENNIAL STATEMENT	2011-04-01
090318003048	2009-03-18	BIENNIAL STATEMENT	2009-04-01
070417002952	2007-04-17	BIENNIAL STATEMENT	2007-04-01
061206002765	2006-12-06	BIENNIAL STATEMENT	2005-04-01
010405000500	2001-04-05	CERTIFICATE OF AMENDMENT	2001-04-05
930825002020	1993-08-25	BIENNIAL STATEMENT	1993-04-01
B478575-5	1987-04-01	APPLICATION OF AUTHORITY	1987-04-01

Date of last update: 06 Jan 2025

Sources: New York Secretary of State