|
PERMAL GROUP INC. EMPLOYEE PROFIT SHARING & 401(K) PLAN
|
2012
|
133245045
|
2013-09-13
|
PERMAL GROUP INC.
|
169
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
1985-04-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2124186560
|
| Plan sponsor’s mailing address |
900 THIRD AVENUE, NEW YORK, NY, 10022
|
| Plan sponsor’s
address |
900 THIRD AVENUE, NEW YORK, NY, 10022
|
Plan administrator’s name and address
| Administrator’s EIN |
133245045 |
| Plan administrator’s name |
PERMAL GROUP INC. |
| Plan administrator’s
address |
900 THIRD AVENUE, NEW YORK, NY, 10022 |
| Administrator’s telephone number |
2124186560 |
Number of participants as of the end of the plan year
| Active participants |
125 |
| Retired or separated participants receiving
benefits |
2 |
| Other
retired or separated participants entitled to future benefits |
58 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
185 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
11 |
Signature of
| Role |
Plan administrator |
| Date |
2013-09-13 |
| Name of individual signing |
PERICLES CASTILLO |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2013-09-13 |
| Name of individual signing |
PERICLES CASTILLO |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
PERMAL GROUP INC. EMPLOYEE PROFIT SHARING & 401(K) PLAN
|
2011
|
133245045
|
2012-09-20
|
PERMAL GROUP INC.
|
160
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
1985-04-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2124186560
|
| Plan sponsor’s mailing address |
900 THIRD AVENUE, NEW YORK, NY, 10022
|
| Plan sponsor’s
address |
900 THIRD AVENUE, NEW YORK, NY, 10022
|
Plan administrator’s name and address
| Administrator’s EIN |
133245045 |
| Plan administrator’s name |
PERMAL GROUP INC. |
| Plan administrator’s
address |
900 THIRD AVENUE, NEW YORK, NY, 10022 |
| Administrator’s telephone number |
2124186560 |
Number of participants as of the end of the plan year
| Active participants |
120 |
| Retired or separated participants receiving
benefits |
1 |
| Other
retired or separated participants entitled to future benefits |
48 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
169 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
6 |
Signature of
| Role |
Plan administrator |
| Date |
2012-09-20 |
| Name of individual signing |
PERICLES CASTILLO |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
PERMAL GROUP INC. EMPLOYEE PROFIT SHARING & 401(K) PLAN
|
2010
|
133245045
|
2011-10-05
|
PERMAL GROUP INC.
|
154
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
1985-04-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2124186551
|
| Plan sponsor’s mailing address |
900 THIRD AVENUE, 26TH FLOOR, NEW YORK, NY, 10022
|
| Plan sponsor’s
address |
900 THIRD AVENUE, 26TH FLOOR, NEW YORK, NY, 10022
|
Plan administrator’s name and address
| Administrator’s EIN |
133245045 |
| Plan administrator’s name |
PERMAL GROUP INC. |
| Plan administrator’s
address |
900 THIRD AVENUE, 26TH FLOOR, NEW YORK, NY, 10022 |
| Administrator’s telephone number |
2124186551 |
Number of participants as of the end of the plan year
| Active participants |
112 |
| Retired or separated participants receiving
benefits |
1 |
| Other
retired or separated participants entitled to future benefits |
46 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
1 |
| Number of
participants
with
account balances as of the end of the plan year |
160 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
6 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-05 |
| Name of individual signing |
PERICLES CASTILLO |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
PERMAL GROUP INC. EMPLOYEE PROFIT SHARING & 401(K) PLAN
|
2009
|
133245045
|
2010-09-27
|
PERMAL GROUP INC.
|
144
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
1985-04-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2124186551
|
| Plan sponsor’s mailing address |
900 THIRD AVENUE, 28TH FLOOR, NEW YORK, NY, 10022
|
| Plan sponsor’s
address |
900 THIRD AVENUE, 28TH FLOOR, NEW YORK, NY, 10022
|
Plan administrator’s name and address
| Administrator’s EIN |
133245045 |
| Plan administrator’s name |
PERMAL GROUP INC. |
| Plan administrator’s
address |
900 THIRD AVENUE, 28TH FLOOR, NEW YORK, NY, 10022 |
| Administrator’s telephone number |
2124186551 |
Number of participants as of the end of the plan year
| Active participants |
104 |
| Retired or separated participants receiving
benefits |
1 |
| Other
retired or separated participants entitled to future benefits |
48 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
1 |
| Number of
participants
with
account balances as of the end of the plan year |
154 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
11 |
Signature of
| Role |
Plan administrator |
| Date |
2010-09-27 |
| Name of individual signing |
PERICLES CASTILLO |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2010-09-27 |
| Name of individual signing |
FRANCOIS BECQUAERT |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
