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  5. MBIA, INC.

MBIA, INC.

Branch

Company Details

Name: MBIA, INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Active
Date of registration: 19 May 1987 (38 years ago)
Branch of: MBIA, INC., Connecticut (Company Number 0242906)
Entity Number: 1172068
ZIP code: 10005
County: Westchester
Place of Formation: Connecticut
Principal Address: 1 MANHATTANVILLE ROAD, STE 301, PURCHASE, NY, United States, 10577
Address: 28 LIBERTY ST., NEW YORK, NY, United States, 10005

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
MBIA INC EMPLOYEES PENSION PLAN 2012 061185706 2016-10-28 MBIA INC. 755
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1975-01-01
Business code 523900
Sponsor’s telephone number 9142734545
Plan sponsor’s mailing address 113 KING ST., ARMONK, NY, 10504
Plan sponsor’s address 113 KING ST., ARMONK, NY, 10504

Number of participants as of the end of the plan year
Active participants 356
Retired or separated participants receiving benefits 5
Other retired or separated participants entitled to future benefits 318
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 630
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 6

Signature of
Role Plan administrator
Date 2016-10-28
Name of individual signing KIMBERLY ZOTTOLA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-10-28
Name of individual signing KIMBERLY ZOTTOLA
Valid signature Filed with authorized/valid electronic signature
MBIA INC. EMPLOYEE 401(K) PLAN 2012 061185706 2013-06-20 MBIA INC. 705
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1975-01-01
Business code 523900
Sponsor’s telephone number 9142734545
Plan sponsor’s mailing address 113 KING ST., ARMONK, NY, 105041611
Plan sponsor’s address 113 KING ST., ARMONK, NY, 105041611

Plan administrator’s name and address
Administrator’s EIN 061185706
Plan administrator’s name MBIA INC.
Plan administrator’s address 113 KING ST., ARMONK, NY, 105041611
Administrator’s telephone number 9142734545

Number of participants as of the end of the plan year
Active participants 331
Retired or separated participants receiving benefits 12
Other retired or separated participants entitled to future benefits 320
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 652
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 8

Signature of
Role Plan administrator
Date 2013-06-20
Name of individual signing KIMBERLY ZOTTOLA
Valid signature Filed with authorized/valid electronic signature
MBIA, INC. EMPLOYEES PENSION PLAN 2012 061185706 2013-06-20 MBIA INC. 626
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1975-01-01
Business code 523900
Sponsor’s telephone number 9142734545
Plan sponsor’s mailing address 113 KING STREET, ARMONK, NY, 105041611
Plan sponsor’s address 113 KING STREET, ARMONK, NY, 105041611

Plan administrator’s name and address
Administrator’s EIN 061185706
Plan administrator’s name MBIA INC.
Plan administrator’s address 113 KING STREET, ARMONK, NY, 105041611
Administrator’s telephone number 9142734545

Number of participants as of the end of the plan year
Active participants 236
Retired or separated participants receiving benefits 5
Other retired or separated participants entitled to future benefits 318
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 512
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 6

Signature of
Role Plan administrator
Date 2013-06-20
Name of individual signing KIMBERLY ZOTTOLA
Valid signature Filed with authorized/valid electronic signature
MBIA, INC. EMPLOYEES PENSION PLAN 2011 061185706 2012-07-26 MBIA INC. 610
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1975-01-01
Business code 523900
Sponsor’s telephone number 9142734545
Plan sponsor’s mailing address 113 KING STREET, ARMONK, NY, 105041611
Plan sponsor’s address 113 KING STREET, ARMONK, NY, 105041611

Plan administrator’s name and address
Administrator’s EIN 061185706
Plan administrator’s name MBIA INC.
Plan administrator’s address 113 KING STREET, ARMONK, NY, 105041611
Administrator’s telephone number 9142734545

Number of participants as of the end of the plan year
Active participants 244
Retired or separated participants receiving benefits 4
Other retired or separated participants entitled to future benefits 376
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2
Number of participants with account balances as of the end of the plan year 561
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 15

Signature of
Role Plan administrator
Date 2012-07-26
Name of individual signing KIMBERLY ZOTTOLA
Valid signature Filed with authorized/valid electronic signature
MBIA INC. EMPLOYEES' 401(K) PLAN 2011 061185706 2012-07-26 MBIA INC. 731
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1975-01-01
Business code 523900
Sponsor’s telephone number 9142734545
Plan sponsor’s mailing address 111 KING ST., ARMONK, NY, 105041611
Plan sponsor’s address 111 KING ST., ARMONK, NY, 105041611

Plan administrator’s name and address
Administrator’s EIN 061185706
Plan administrator’s name MBIA INC.
Plan administrator’s address 111 KING ST., ARMONK, NY, 105041611
Administrator’s telephone number 9142734545

Number of participants as of the end of the plan year
Active participants 350
Retired or separated participants receiving benefits 13
Other retired or separated participants entitled to future benefits 342
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 691
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 12

Signature of
Role Plan administrator
Date 2012-07-26
Name of individual signing KIMBERLY ZOTTOLA
Valid signature Filed with authorized/valid electronic signature
MBIA, INC. EMPLOYEES PENSION PLAN 2010 061185706 2011-07-29 MBIA INC. 717
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1975-01-01
Business code 523900
Sponsor’s telephone number 9142734545
Plan sponsor’s mailing address 113 KING STREET, ARMONK, NY, 105041611
Plan sponsor’s address 113 KING STREET, ARMONK, NY, 105041611

Plan administrator’s name and address
Administrator’s EIN 061185706
Plan administrator’s name MBIA INC.
Plan administrator’s address 113 KING STREET, ARMONK, NY, 105041611
Administrator’s telephone number 9142734545

Number of participants as of the end of the plan year
Active participants 295
Retired or separated participants receiving benefits 6
Other retired or separated participants entitled to future benefits 308
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 1
Number of participants with account balances as of the end of the plan year 580
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 13

Signature of
Role Plan administrator
Date 2011-07-29
Name of individual signing KIMBERLY ZOTTOLA
Valid signature Filed with authorized/valid electronic signature
MBIA INC. EMPLOYEES' 401(K) PLAN 2010 061185706 2011-07-29 MBIA INC. 758
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1975-01-01
Business code 523900
Sponsor’s telephone number 9142734545
Plan sponsor’s mailing address 111 KING ST., ARMONK, NY, 105041611
Plan sponsor’s address 111 KING ST., ARMONK, NY, 105041611

Plan administrator’s name and address
Administrator’s EIN 061185706
Plan administrator’s name MBIA INC.
Plan administrator’s address 111 KING ST., ARMONK, NY, 105041611
Administrator’s telephone number 9142734545

Number of participants as of the end of the plan year
Active participants 371
Retired or separated participants receiving benefits 11
Other retired or separated participants entitled to future benefits 349
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 715
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 14

Signature of
Role Plan administrator
Date 2011-07-29
Name of individual signing KIMBERLY ZOTTOLA
Valid signature Filed with authorized/valid electronic signature
MBIA INC. EMPLOYEES' 401K PLAN 2009 061185706 2010-07-29 MBIA INC. 700
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1975-01-01
Business code 523900
Sponsor’s telephone number 9142734545
Plan sponsor’s mailing address 111 KING ST., ARMONK, NY, 105041611
Plan sponsor’s address 111 KING ST., ARMONK, NY, 105041611

Plan administrator’s name and address
Administrator’s EIN 061185706
Plan administrator’s name MBIA INC.
Plan administrator’s address 111 KING ST., ARMONK, NY, 105041611
Administrator’s telephone number 9142734545

Number of participants as of the end of the plan year
Active participants 384
Retired or separated participants receiving benefits 10
Other retired or separated participants entitled to future benefits 364
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 740
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 5

Signature of
Role Plan administrator
Date 2010-07-29
Name of individual signing ALAN PEARLMAN
Valid signature Filed with authorized/valid electronic signature
MBIA, INC. EMPLOYEES PENSION PLAN 2009 061185706 2010-07-29 MBIA INC. 750
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1975-01-01
Business code 523900
Sponsor’s telephone number 9142734545
Plan sponsor’s mailing address 113 KING STREET, ARMONK, NY, 105041611
Plan sponsor’s address 113 KING STREET, ARMONK, NY, 105041611

Plan administrator’s name and address
Administrator’s EIN 061185706
Plan administrator’s name MBIA INC.
Plan administrator’s address 113 KING STREET, ARMONK, NY, 105041611
Administrator’s telephone number 9142734545

Number of participants as of the end of the plan year
Active participants 401
Retired or separated participants receiving benefits 4
Other retired or separated participants entitled to future benefits 310
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2
Number of participants with account balances as of the end of the plan year 676
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2

Signature of
Role Plan administrator
Date 2010-07-29
Name of individual signing ALAN PEARLMAN
Valid signature Filed with authorized/valid electronic signature

Chief Executive Officer

Name Role Address
JOSEPH W. BROWN Chief Executive Officer 1 MANHATTANVILLE ROAD, STE 301, PURCHASE, NY, United States, 10577

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY ST., NEW YORK, NY, 10005

DOS Process Agent

Name Role Address
C T CORPORATION SYSTEM DOS Process Agent 28 LIBERTY ST., NEW YORK, NY, United States, 10005

History

Start date End date Type Value
2009-05-07 2015-05-11 Address 113 KING STREET, ARMONK, NY, 10504, USA (Type of address: Chief Executive Officer)
2009-05-07 2015-05-11 Address 113 KING STREET, ARMONK, NY, 10504, USA (Type of address: Principal Executive Office)
2007-06-07 2009-05-07 Address 113 KING ST, ARMONK, NY, 10504, USA (Type of address: Chief Executive Officer)
1999-10-25 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
1999-10-25 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
1999-06-01 2007-06-07 Address 113 KING STREET, ARMONK, NY, 10504, USA (Type of address: Chief Executive Officer)
1993-01-27 1999-06-01 Address 113 KING ST., ARMONK, NY, 10504, USA (Type of address: Chief Executive Officer)
1993-01-27 2009-05-07 Address 113 KING ST., ARMONK, NY, 10504, USA (Type of address: Principal Executive Office)
1987-05-19 1999-10-25 Address 1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Registered Agent)
1987-05-19 1999-10-25 Address 1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
SR-16113 2019-01-28 CERTIFICATE OF CHANGE (BY AGENT) 2019-01-28
SR-16114 2019-01-28 CERTIFICATE OF CHANGE (BY AGENT) 2019-01-28
150511006349 2015-05-11 BIENNIAL STATEMENT 2015-05-01
130604002059 2013-06-04 BIENNIAL STATEMENT 2013-05-01
110524002019 2011-05-24 BIENNIAL STATEMENT 2011-05-01
090507002573 2009-05-07 BIENNIAL STATEMENT 2009-05-01
070607002523 2007-06-07 BIENNIAL STATEMENT 2007-05-01
051005002179 2005-10-05 BIENNIAL STATEMENT 2005-05-01
030502002044 2003-05-02 BIENNIAL STATEMENT 2003-05-01
010522002619 2001-05-22 BIENNIAL STATEMENT 2001-05-01

Trademark

Mark US Serial Number Application Filing Date US Registration Number Registration Date
WE GUARANTEE THE PUBLIC INTEREST 73541418 1985-06-05 1382663 1986-02-11
Register Principal
Mark Type Service Mark
Status Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date 2020-03-27
Publication Date 1985-11-19
Date Cancelled 2020-03-27

Mark Information
Mark Literal Elements WE GUARANTEE THE PUBLIC INTEREST
Standard Character Claim Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services
For INSURANCE GUARANTEES FOR MUNICIPAL BONDS AND NOTES
International Class(es) 036 - Primary Class
U.S Class(es) 102
Class Status SECTION 8 - CANCELLED
First Use May 14, 1985
Use in Commerce May 14, 1985

Basis Information (Case Level)
Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information
Owner Name MBIA
Owner Address 113 KING STREET ARMONK, NEW YORK UNITED STATES 10504
Legal Entity Type CORPORATION
State or Country Where Organized NEW YORK

Attorney/Correspondence Information
Attorney Name BREWSTER TAYLOR
Fax 703-739-9577
Phone 703-739-4900
Correspondent e-mail btaylor@stites.com
Correspondent Name/Address BREWSTER TAYLOR, STITES & HARBISON PLLC, 1199 N FAIRFAX ST STE 900, ALEXANDRIA, VIRGINIA UNITED STATES 22314-1437
Correspondent e-mail Authorized Yes

Prosecution History
Date Description
2020-03-27 CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
2015-02-11 COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
2008-06-17 CASE FILE IN TICRS
2006-11-13 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2006-11-13 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2006-10-18 ASSIGNED TO PARALEGAL
2006-08-10 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
2006-08-10 PAPER RECEIVED
2006-08-04 TEAS CHANGE OF CORRESPONDENCE RECEIVED
2006-08-04 APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
2006-08-04 TEAS CHANGE OF OWNER ADDRESS RECEIVED
1991-11-18 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
1991-07-12 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
1986-02-11 REGISTERED-PRINCIPAL REGISTER
1985-11-19 PUBLISHED FOR OPPOSITION
1985-10-19 NOTICE OF PUBLICATION
1985-09-18 APPROVED FOR PUB - PRINCIPAL REGISTER
1985-09-03 CORRESPONDENCE RECEIVED IN LAW OFFICE
1985-08-20 NON-FINAL ACTION MAILED
1985-08-08 ASSIGNED TO EXAMINER

TM Staff and Location Information
Current Location SCANNING ON DEMAND
Date in Location 2008-06-17

Related by officers

JOSEPH W. BROWN

KING KULLEN PHARMACIES CORP. KING KULLEN GROCERY CO., INC.

C T CORPORATION SYSTEM

BOFA MERRILL LYNCH ASSET HOLDINGS, INC. " 21" BRANDS, INC. "ADP TOTALSOURCE SERVICES, INC." ARLON GROUP LLC "LA COMUNIDAD" CORPORATION "TREND LABORATORIES, INC." PRET 485 LEXINGTON, INC. (800) 777-CLUB. ++INTEGRATED TACTICS, LLC

Related by address

28 LIBERTY ST., NEW YORK, NY, United States, 10005

BOFA MERRILL LYNCH ASSET HOLDINGS, INC. " 21" BRANDS, INC. "DISTRICT ENERGY MIDWEST SUB LLC" "TREND LABORATORIES, INC." $MART CLUB, LLC 'SUP MAGAZINE INC. (212) VENTURES, LLC (800) 777-CLUB. (DIS)ABLED VISIONARIES, INC. ++INTEGRATED TACTICS, LLC

Date of last update: 19 Dec 2024

Sources: New York Secretary of State

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