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DIVERSIFIED BROKERAGE OF HUDSON VALLEY, LTD.

Company Details

Name: DIVERSIFIED BROKERAGE OF HUDSON VALLEY, LTD.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 04 Aug 1987 (38 years ago)
Entity Number: 1191874
ZIP code: 10992
County: Orange
Place of Formation: New York
Address: 11 EAST MAIN STREET, WASHINGTONVILLE, NY, United States, 10992

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
DIVERSIFIED BROKERAGE OF HUDSON VALLEY PROFIT SHARING PLAN 2022 141697085 2024-10-09 DIVERSIFIED BROKERAGE OF HUDSON VALLEY, LTD. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 524210
Sponsor’s telephone number 8452911289
Plan sponsor’s address 175 HUGUENOT STREET, SUITE 1902, NEW ROCHELLE, NY, 10801

Signature of

Role Plan administrator
Date 2024-10-09
Name of individual signing THOMAS SPREITZER, TRUSTEE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-10-09
Name of individual signing THOMAS SPREITZER, PRESIDENT
Valid signature Filed with authorized/valid electronic signature
DIVERSIFIED BROKERAGE OF HUDSON VALLEY PROFIT SHARING PLAN 2021 141697085 2022-02-03 DIVERSIFIED BROKERAGE OF HUDSON VALLEY, LTD. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 524210
Sponsor’s telephone number 8452911289
Plan sponsor’s address 60 ERIE STREET, GOSHEN, NY, 10924

Signature of

Role Plan administrator
Date 2022-02-03
Name of individual signing THOMAS SPREITZER, TRUSTEE
Role Employer/plan sponsor
Date 2022-02-03
Name of individual signing THOMAS SPREITZER, PRESIDENT
DIVERSIFIED BROKERAGE OF HUDSON VALLEY PROFIT SHARING PLAN 2020 141697085 2021-07-19 DIVERSIFIED BROKERAGE OF HUDSON VALLEY, LTD. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 524210
Sponsor’s telephone number 8452911289
Plan sponsor’s address 60 ERIE STREET, GOSHEN, NY, 10924

Signature of

Role Plan administrator
Date 2021-07-19
Name of individual signing THOMAS SPREITZER, TRUSTEE
Role Employer/plan sponsor
Date 2021-07-19
Name of individual signing THOMAS SPREITZER, PRESIDENT
DIVERSIFIED BROKERAGE OF HUDSON VALLEY PROFIT SHARING PLAN 2019 141697085 2020-03-22 DIVERSIFIED BROKERAGE OF HUDSON VALLEY, LTD. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 524210
Sponsor’s telephone number 8452911289
Plan sponsor’s address 60 ERIE STREET, GOSHEN, NY, 10924

Signature of

Role Plan administrator
Date 2020-03-22
Name of individual signing THOMAS SPREITZER, TRUSTEE
Role Employer/plan sponsor
Date 2020-03-22
Name of individual signing THOMAS SPREITZER, PRESIDENT
DIVERSIFIED BROKERAGE OF HUDSON VALLEY PROFIT SHARING PLAN 2018 141697085 2019-02-08 DIVERSIFIED BROKERAGE OF HUDSON VALLEY, LTD. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 524210
Sponsor’s telephone number 8452911289
Plan sponsor’s address P.O. BOX 179, GOSHEN, NY, 10924

Signature of

Role Plan administrator
Date 2019-02-08
Name of individual signing THOMAS SPREITZER, TRUSTEE
Role Employer/plan sponsor
Date 2019-02-08
Name of individual signing THOMAS SPREITZER, PRESIDENT
DIVERSIFIED BROKERAGE OF HUDSON VALLEY PROFIT SHARING PLAN 2017 141697085 2018-03-05 DIVERSIFIED BROKERAGE OF HUDSON VALLEY, LTD. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 524210
Sponsor’s telephone number 8452911289
Plan sponsor’s address P.O. BOX 179, GOSHEN, NY, 10924

Signature of

Role Plan administrator
Date 2018-03-05
Name of individual signing THOMAS SPREITZER, TRUSTEE
Role Employer/plan sponsor
Date 2018-03-05
Name of individual signing THOMAS SPREITZER, PRESIDENT
DIVERSIFIED BROKERAGE OF HUDSON VALLEY PROFIT SHARING PLAN 2016 141697085 2017-03-03 DIVERSIFIED BROKERAGE OF HUDSON VALLEY, LTD. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 524210
Sponsor’s telephone number 8452911289
Plan sponsor’s address P.O. BOX 179, GOSHEN, NY, 10924

Signature of

Role Plan administrator
Date 2017-03-03
Name of individual signing THOMAS SPREITZER, TRUSTEE
Role Employer/plan sponsor
Date 2017-03-03
Name of individual signing THOMAS SPREITZER, PRESIDENT
DIVERSIFIED BROKERAGE OF HUDSON VALLEY PROFIT SHARING PLAN 2015 141697085 2016-05-12 DIVERSIFIED BROKERAGE OF HUDSON VALLEY, LTD. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 524210
Sponsor’s telephone number 8452911289
Plan sponsor’s address P.O. BOX 179, GOSHEN, NY, 10924

Signature of

Role Plan administrator
Date 2016-05-12
Name of individual signing THOMAS SPREITZER, TRUSTEE
Role Employer/plan sponsor
Date 2016-05-12
Name of individual signing THOMAS SPREITZER, PRESIDENT
DIVERSIFIED BROKERAGE OF HUDSON VALLEY PROFIT SHARING PLAN 2014 141697085 2015-05-26 DIVERSIFIED BROKERAGE OF HUDSON VALLEY, LTD. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 524210
Sponsor’s telephone number 8452911289
Plan sponsor’s address P.O. BOX 179, GOSHEN, NY, 10924

Signature of

Role Plan administrator
Date 2015-05-26
Name of individual signing THOMAS SPREITZER, TRUSTEE
Role Employer/plan sponsor
Date 2015-05-26
Name of individual signing THOMAS SPREITZER, PRESIDENT
DIVERSIFIED BROKERAGE OF HUDSON VALLEY PROFIT SHARING PLAN 2013 141697085 2014-02-19 DIVERSIFIED BROKERAGE OF HUDSON VALLEY, LTD. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-01-01
Business code 524210
Sponsor’s telephone number 8452911289
Plan sponsor’s address P.O. BOX 179, GOSHEN, NY, 10924

Signature of

Role Plan administrator
Date 2014-02-19
Name of individual signing THOMAS SPREITZER, TRUSTEE
Role Employer/plan sponsor
Date 2014-02-19
Name of individual signing THOMAS SPREITZER, PRESIDENT

DOS Process Agent

Name Role Address
DIVERSIFIED BROKERAGE LTD DOS Process Agent 11 EAST MAIN STREET, WASHINGTONVILLE, NY, United States, 10992

Chief Executive Officer

Name Role Address
THOMAS J. SPREITZER Chief Executive Officer 11 EAST MAIN STREET, WASHINGTONVILLE, NY, United States, 10992

History

Start date End date Type Value
1987-08-04 1993-03-31 Address BOX 97, CENTRAL VALLEY, NY, 10917, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
030731002526 2003-07-31 BIENNIAL STATEMENT 2003-08-01
010802002048 2001-08-02 BIENNIAL STATEMENT 2001-08-01
990910002040 1999-09-10 BIENNIAL STATEMENT 1999-08-01
970811002219 1997-08-11 BIENNIAL STATEMENT 1997-08-01
930331003282 1993-03-31 BIENNIAL STATEMENT 1992-08-01
B685601-2 1988-09-16 CERTIFICATE OF AMENDMENT 1988-09-16
B529296-3 1987-08-04 CERTIFICATE OF INCORPORATION 1987-08-04

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
8813038308 2021-01-30 0202 PPS 60 Erie St, Goshen, NY, 10924-1531
Loan Status Date 2021-04-02
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 39360
Loan Approval Amount (current) 51162
Undisbursed Amount 0
Franchise Name -
Lender Location ID 56102
Servicing Lender Name KeyBank National Association
Servicing Lender Address 127 Public Sq, CLEVELAND, OH, 44114-1217
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address Goshen, ORANGE, NY, 10924-1531
Project Congressional District NY-18
Number of Employees 3
NAICS code 524210
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Subchapter S Corporation
Originating Lender ID 56102
Originating Lender Name KeyBank National Association
Originating Lender Address CLEVELAND, OH
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 51609.14
Forgiveness Paid Date 2022-02-08
1216607110 2020-04-10 0202 PPP 60 Erie Street, GOSHEN, NY, 10924-1531
Loan Status Date 2021-03-18
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 43700
Loan Approval Amount (current) 43700
Undisbursed Amount 0
Franchise Name -
Lender Location ID 56102
Servicing Lender Name KeyBank National Association
Servicing Lender Address 127 Public Sq, CLEVELAND, OH, 44114-1217
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Unanswered
Project Address GOSHEN, ORANGE, NY, 10924-1531
Project Congressional District NY-18
Number of Employees 3
NAICS code 524210
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Subchapter S Corporation
Originating Lender ID 56102
Originating Lender Name KeyBank National Association
Originating Lender Address CLEVELAND, OH
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 44063.97
Forgiveness Paid Date 2021-02-19

Date of last update: 16 Mar 2025

Sources: New York Secretary of State