SOTHEBY'S, INC.

Business Information

URL	https://www.sothebys.com/en/about/executive-management?locale=en
Congressional District	12
State/Country of Incorporation	NY, USA
Activation Date	2020-09-08
Initial Registration Date	2002-10-16
Entity Start Date	1964-01-01
Fiscal Year End Close Date	Dec 31

Service Classifications

NAICS Codes	453998
Product and Service Codes	9999

Points of Contacts

Electronic Business
Title	PRIMARY POC
Name	STEPHANIE BORNSTEIN
Address	SOTHEBYS, 1334 YORK AVENUE, NEW YORK, NY, 10021, 4806, USA
Title	ALTERNATE POC
Name	MARISSA PIEDRA
Address	SOTHEBYS, 1334 YORK AVENUE, NEW YORK, NY, 10021, 4806, USA

Government Business
Title	PRIMARY POC
Name	STEPHANIE BORNSTEIN
Address	SOTHEBYS, 1334 YORKAVENUE, NEW YORK, NY, 10021, 4806, USA
Title	ALTERNATE POC
Name	MARISSA PIEDRA
Address	SOTHEBYS, 1334 YORK AVENUE, NEW YORK, NY, 10021, 4806, USA

Past Performance	Information not Available

Contact Information

POC	STEPHANIE BORNSTEIN
Phone	+1 212-894-1559
Fax	+1 212-894-1703
Address	1334 YORK AVE, NEW YORK, NY, 10021 4806, UNITED STATES

Ownership of Offeror Information

Highest Level Owner	Information not Available

Immediate Level Owner	Information not Available

List of Offerors (0)	Information not Available

Addresses

Legal	C/O CORPORATION SERVICE COMPANY, 80 STATE STREET, ALBANY, US, 12207-2523
Headquarters	C/O CORPORATION SERVICE COMPANY, 80 STATE STREET, ALBANY, US, 12207-2523

Registration details

Registration Date	2013-03-20
Last Update	2023-12-29
Status	ISSUED
Next Renewal	2024-12-28
LEI Issuer	213800WAVVOPS85N2205
Corroboration Level	FULLY_CORROBORATED
Data Validated As	1210122

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	1985-12-01
Business code	541990
Sponsor’s telephone number	2026067268
Plan sponsor’s mailing address	1334 YORK AVENUE, NEW YORK, NY, 100214806
Plan sponsor’s address	1334 YORK AVENUE, NEW YORK, NY, 100214806

Number of participants as of the end of the plan year

Active participants	834
Retired or separated participants receiving benefits	12
Other retired or separated participants entitled to future benefits	798
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2
Number of participants with account balances as of the end of the plan year	1591
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	91

Signature of

Role	Plan administrator
Date	2024-10-11
Name of individual signing	NATALIE BROWN
Valid signature	Filed with authorized/valid electronic signature
Role	Employer/plan sponsor
Date	2024-10-11
Name of individual signing	NATALIE BROWN
Valid signature	Filed with authorized/valid electronic signature

Three-digit plan number (PN)	002
Effective date of plan	1985-12-01
Business code	541990
Sponsor’s telephone number	2026067268
Plan sponsor’s mailing address	1334 YORK AVENUE, NEW YORK, NY, 100214806
Plan sponsor’s address	1334 YORK AVENUE, NEW YORK, NY, 100214806

Number of participants as of the end of the plan year

Active participants	792
Retired or separated participants receiving benefits	12
Other retired or separated participants entitled to future benefits	759
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2
Number of participants with account balances as of the end of the plan year	1550
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	61

Signature of

Role	Plan administrator
Date	2023-10-13
Name of individual signing	REISA WILLIAMS
Valid signature	Filed with authorized/valid electronic signature
Role	Employer/plan sponsor
Date	2023-10-13
Name of individual signing	REISA WILLIAMS
Valid signature	Filed with authorized/valid electronic signature

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	1985-12-01
Business code	541990
Sponsor’s telephone number	2026067268
Plan sponsor’s mailing address	1334 YORK AVENUE, NEW YORK, NY, 100214806
Plan sponsor’s address	1334 YORK AVENUE, NEW YORK, NY, 100214806

Number of participants as of the end of the plan year

Active participants	792
Retired or separated participants receiving benefits	12
Other retired or separated participants entitled to future benefits	759
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2
Number of participants with account balances as of the end of the plan year	1550
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	61

Signature of

Role	Plan administrator
Date	2024-01-25
Name of individual signing	REISA WILLIAMS
Valid signature	Filed with authorized/valid electronic signature
Role	Employer/plan sponsor
Date	2024-01-25
Name of individual signing	REISA WILLIAMS
Valid signature	Filed with authorized/valid electronic signature

Register	Principal
Mark Type	Service Mark
Status	Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date	2003-05-03
Publication Date	1982-05-04
Date Cancelled	2003-05-03

Mark Information

Mark Literal Elements	SOTHEBY'S RESTORATION
Standard Character Claim	Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type	1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services

For	Conservation and Restoration of Fine Furniture and Other Decorative Works of Art
International Class(es)	037 - Primary Class
U.S Class(es)	103
Class Status	SECTION 8 - CANCELLED
Basis	1(a)
First Use	Aug. 01, 1980
Use in Commerce	Aug. 01, 1980

Basis Information (Case Level)

Filed Use	Yes
Currently Use	Yes
Filed ITU	No
Currently ITU	No
Filed 44D	No
Currently 44D	No
Filed 44E	No
Currently 44E	No
Filed 66A	No
Currently 66A	No
Filed No Basis	No
Currently No Basis	No

Current Owner(s) Information

Owner Name	SOTHEBY'S INC.
Owner Address	1334 YORK AVENUE NEW YORK, NEW YORK UNITED STATES 10021
Legal Entity Type	CORPORATION
State or Country Where Organized	NEW YORK

Attorney/Correspondence Information

Correspondent Name/Address	LADAS & PARRY, 10 COLUMBUS CIR, NEW YORK, NEW YORK UNITED STATES 10019

Prosecution History

Date	Description
2003-05-03	CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
1989-10-23	REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
1989-09-28	RESPONSE RECEIVED TO POST REG. ACTION
1989-04-04	POST REGISTRATION ACTION MAILED - SEC. 8 & 15
1988-10-11	RESPONSE RECEIVED TO POST REG. ACTION
1988-04-11	POST REGISTRATION ACTION MAILED - SEC. 8 & 15
1987-09-21	REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
1987-09-21	REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
1982-07-27	REGISTERED-PRINCIPAL REGISTER
1982-05-04	PUBLISHED FOR OPPOSITION

TM Staff and Location Information

Current Location	FILE REPOSITORY (FRANCONIA)
Date in Location	1989-11-13