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CATHAY SECURITIES, INC.

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Company Details

Name: CATHAY SECURITIES, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 02 Nov 1987 (38 years ago)
Entity Number: 1213713
ZIP code: 10005
County: New York
Place of Formation: New York
Address: 40 wall street, suite-3600, NEW YORK, NY, United States, 10005
Principal Address: 185 CANAL STREET, STE 303, NEW YORK, NY, United States, 10013

Shares Details

Shares issued 5000

Share Par Value 1

Type PAR VALUE

DOS Process Agent

Name Role Address
CATHAY SECURITIES, INC. DOS Process Agent 40 wall street, suite-3600, NEW YORK, NY, United States, 10005

Chief Executive Officer

Name Role Address
RUSERIM HASAN Chief Executive Officer 185 CANAL STREET, STE 303, NEW YORK, NY, United States, 10013

Links between entities

Type:
Headquarter of
Company Number:
F22000005551
State:
FLORIDA

Central Index Key

CIK number:
0000828688
Phone:
212-285-2261

Latest Filings

Form type:
X-17A-5
File number:
008-39247
Filing date:
2025-04-03
File:
Form type:
X-17A-5
File number:
008-39247
Filing date:
2024-07-09
File:
Form type:
X-17A-5/A
File number:
008-39247
Filing date:
2023-04-05
File:
Form type:
X-17A-5
File number:
008-39247
Filing date:
2023-03-30
File:
Form type:
X-17A-5
File number:
008-39247
Filing date:
2022-03-01
File:

History

Start date End date Type Value
2025-07-15 2025-07-15 Address 40 WALL ST., STE 3600, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2025-07-15 2025-07-15 Address 185 CANAL STREET, STE 303, NEW YORK, NY, 10013, USA (Type of address: Chief Executive Officer)
2022-09-08 2022-09-08 Address 185 CANAL STREET, STE 303, NEW YORK, NY, 10013, USA (Type of address: Chief Executive Officer)
2022-09-08 2025-07-15 Address 185 CANAL STREET, STE 303, NEW YORK, NY, 10013, USA (Type of address: Chief Executive Officer)
2022-09-08 2025-07-15 Address 40 wall street, suite-3600, NEW YORK, NY, 10005, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
250715003753 2025-07-15 BIENNIAL STATEMENT 2025-07-15
220908000743 2022-09-07 CERTIFICATE OF CHANGE BY ENTITY 2022-09-07
210812002165 2021-08-12 BIENNIAL STATEMENT 2021-08-12
190108061051 2019-01-08 BIENNIAL STATEMENT 2017-11-01
140124002547 2014-01-24 BIENNIAL STATEMENT 2013-11-01

Trademarks Section

Serial Number:
99285181
Mark:
CATHAY SECURITIES, INC
Status:
NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER
Mark Type:
SERVICE MARK
Application Filing Date:
2025-07-15
Mark Literal Elements:
CATHAY SECURITIES, INC

Goods And Services

For:
Investment banking services
First Use:
2023-01-01
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
99285171
Status:
NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER
Mark Type:
SERVICE MARK
Application Filing Date:
2025-07-15

Goods And Services

For:
Investment banking services
First Use:
2023-01-01
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
99285154
Mark:
CATHAY SECURITIES, INC
Status:
NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER
Mark Type:
SERVICE MARK
Application Filing Date:
2025-07-15
Mark Literal Elements:
CATHAY SECURITIES, INC

Goods And Services

For:
Investment banking services
First Use:
2023-01-01
International Classes:
036 - Primary Class
Class Status:
Active

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Date of last update: 16 Mar 2025

Sources: New York Secretary of State