CATHAY SECURITIES, INC.

DOS Process Agent

Name	Role	Address
CATHAY SECURITIES, INC.	DOS Process Agent	40 wall street, suite-3600, NEW YORK, NY, United States, 10005

Chief Executive Officer

Name	Role	Address
RUSERIM HASAN	Chief Executive Officer	185 CANAL STREET, STE 303, NEW YORK, NY, United States, 10013

Links between entities

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

Latest Filings

History

Start date	End date	Type	Value
2022-09-08	2022-09-08	Address	185 CANAL STREET, STE 303, NEW YORK, NY, 10013, USA (Type of address: Chief Executive Officer)
2022-08-10	2022-09-07	Shares	Share type: PAR VALUE, Number of shares: 5000, Par value: 1
2019-01-08	2022-09-08	Address	185 CANAL STREET, STE 303, NEW YORK, NY, 10013, USA (Type of address: Service of Process)
2019-01-08	2022-09-08	Address	185 CANAL STREET, STE 303, NEW YORK, NY, 10013, USA (Type of address: Chief Executive Officer)
2009-11-02	2019-01-08	Address	202 CANAL ST, STE 403, NEW YORK, NY, 10013, USA (Type of address: Chief Executive Officer)

Filings

Filing Number	Date Filed	Type	Effective Date
220908000743	2022-09-07	CERTIFICATE OF CHANGE BY ENTITY	2022-09-07
210812002165	2021-08-12	BIENNIAL STATEMENT	2021-08-12
190108061051	2019-01-08	BIENNIAL STATEMENT	2017-11-01
140124002547	2014-01-24	BIENNIAL STATEMENT	2013-11-01
111122002986	2011-11-22	BIENNIAL STATEMENT	2011-11-01