OPPENHEIMERFUNDS, INC | Company Profile

Agent

Name	Role	Address
C T CORPORATION SYSTEM	Agent	28 LIBERTY ST., NEW YORK, NY, 10005

Chief Executive Officer

Name	Role	Address
L. ALLISON DUKES	Chief Executive Officer	1313 SPRING ST. NW, SUITE 1800, ATLANTA, GA, United States, 30309

DOS Process Agent

Name	Role	Address
OPPENHEIMERFUNDS, INC.	DOS Process Agent	225 Liberty Street, Suite 1800, New York, NY, United States, 10281

Form 5500 Series

Employer Identification Number (EIN):

132527171

Plan Year:

2012

Number Of Participants:

3039

Sponsors Telephone Number:

2123235552

File:

View File

Plan Year:

2011

Number Of Participants:

3077

Sponsors Telephone Number:

2123235552

File:

View File

Plan Year:

2010

Number Of Participants:

3177

Sponsors Telephone Number:

2123235552

File:

View File

Plan Year:

2009

Number Of Participants:

3416

Sponsors Telephone Number:

2123235552

Plan Year:

2009

Number Of Participants:

3416

Sponsors Telephone Number:

2123235552

File:

View File

History

Start date	End date	Type	Value
2024-02-01	2024-02-01	Address	1313 SPRING ST. NW, SUITE 1800, ATLANTA, GA, 30309, USA (Type of address: Chief Executive Officer)
2024-02-01	2024-02-01	Address	1555 PEACHTREE ST. NE, SUITE 1800, ATLANTA, GA, 30309, USA (Type of address: Chief Executive Officer)
2020-02-19	2024-02-01	Address	1555 PEACHTREE ST. NE, SUITE 1800, ATLANTA, GA, 30309, USA (Type of address: Chief Executive Officer)
2019-01-28	2024-02-01	Address	28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Registered Agent)
2019-01-28	2024-02-01	Address	28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Service of Process)

Filings

Filing Number	Date Filed	Type	Effective Date
240201040348	2024-02-01	BIENNIAL STATEMENT	2024-02-01
220708002057	2022-07-08	BIENNIAL STATEMENT	2022-02-01
200219060281	2020-02-19	BIENNIAL STATEMENT	2020-02-01
SR-16727	2019-01-28	CERTIFICATE OF CHANGE (BY AGENT)	2019-01-28
SR-16728	2019-01-28	CERTIFICATE OF CHANGE (BY AGENT)	2019-01-28

Trademarks Section

Serial Number:

86085815

Status:

CANCELLED - SECTION 8

Mark Type:

SERVICE MARK

Application Filing Date:

2013-10-08

Mark Drawing Type:

Illustration: Drawing or design without any word(s)/letter(s)/number(s)

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

PROVIDING SERVICES IN THE INVESTMENT AND FINANCIAL FIELDS, NAMELY, INVESTMENT MANAGEMENT, ASSET MANAGEMENT, FINANCIAL ADMINISTRATION OF MUTUAL FUNDS AND OTHER INVESTMENT COMPANIES, SEPARATELY MANAGED ACCOUNTS, TRUST COMPANY ACCOUNTS, RETIREMENT PLANS, COLLEGE SAVINGS PLANS AND OTHER INVESTMENT PLANS...

First Use:

2013-05-01

International Classes:

036 - Primary Class

Class Status:

Sec. 8 – Entire Registration

Serial Number:

86049459

Mark:

OFI GLOBAL ASSET MANAGEMENT

Status:

CANCELLED - SECTION 8

Mark Type:

SERVICE MARK

Application Filing Date:

2013-08-27

Mark Drawing Type:

Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)

Mark Literal Elements:

OFI GLOBAL ASSET MANAGEMENT

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

PROVIDING SERVICES IN THE INVESTMENT AND FINANCIAL FIELDS, NAMELY, INVESTMENT MANAGEMENT, ASSET MANAGEMENT, FINANCIAL ADMINISTRATION OF MUTUAL FUNDS AND OTHER INVESTMENT COMPANIES, SEPARATELY MANAGED ACCOUNTS, TRUST COMPANY ACCOUNTS, RETIREMENT PLANS, COLLEGE SAVINGS PLANS AND OTHER INVESTMENT PLANS...

First Use:

2013-05-01

International Classes:

036 - Primary Class

Class Status:

Sec. 8 – Entire Registration

Serial Number:

85637561

Mark:

OFI GLOBAL

Status:

CANCELLED - SECTION 8

Mark Type:

SERVICE MARK

Application Filing Date:

2012-05-29

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

OFI GLOBAL

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

PROVIDING SERVICES IN THE INVESTMENT AND FINANCIAL FIELDS, NAMELY, INVESTMENT MANAGEMENT, ASSET MANAGEMENT, FINANCIAL ADMINISTRATION OF MUTUAL FUNDS AND OTHER INVESTMENT COMPANIES, SEPARATELY MANAGED ACCOUNTS, TRUST COMPANY ACCOUNTS, RETIREMENT PLANS, COLLEGE SAVINGS PLANS AND OTHER INVESTMENT PLANS...

First Use:

2013-05-01

International Classes:

036 - Primary Class

Class Status:

Sec. 8 – Entire Registration

Serial Number:

85290168

Mark:

GLOMESTIC

Status:

ABANDONED - AFTER PUBLICATION

Mark Type:

SERVICE MARK

Application Filing Date:

2011-04-08

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

GLOMESTIC

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

INVESTMENT SERVICES, NAMELY, FORMULATION OF INVESTMENT STRATEGIES

International Classes:

036 - Primary Class

Class Status:

Abandoned

Serial Number:

85129348

Mark:

GLOBALIZE YOUR THINKING

Status:

REGISTERED AND RENEWED

Mark Type:

SERVICE MARK

Application Filing Date:

2010-09-14

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

GLOBALIZE YOUR THINKING

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

INVESTMENT SERVICES, NAMELY, FORMULATION OF INVESTMENT STRATEGIES

First Use:

2010-07-21

International Classes:

036 - Primary Class

Class Status:

Active

Court Cases

Court Case Summary

Filing Date:

2011-12-29

Status:

Terminated

Nature Of Judgment:

no monetary award

Jury Demand:

Neither plaintiff nor defendant demands jury

Nature Of Suit:

Other Statutory Actions

Parties

Party Name:

OPPENHEIMERFUNDS, INC.

Party Role:

Plaintiff

Party Name:

TD BANK, N.A.,

Party Role:

Defendant

Court Case Summary

Filing Date:

2009-03-04

Status:

Terminated

Nature Of Judgment:

Missing

Jury Demand:

Neither plaintiff nor defendant demands jury

Nature Of Suit:

Securities, Commodities, Exchange

Parties

Party Name:

HARTLEY,

Party Role:

Plaintiff

Party Name:

OPPENHEIMERFUNDS, INC.

Party Role:

Defendant

Court Case Summary

Filing Date:

2009-03-04

Status:

Terminated

Nature Of Judgment:

Missing

Jury Demand:

Plaintiff demands jury

Nature Of Suit:

Securities, Commodities, Exchange

Parties

Party Name:

HANKS

Party Role:

Plaintiff

Party Name:

OPPENHEIMERFUNDS, INC.

Party Role:

Defendant

Name:	OPPENHEIMERFUNDS, INC.
Jurisdiction:	New York
Legal type:	FOREIGN BUSINESS CORPORATION
Status:	Active
Date of registration:	25 Feb 1988 (37 years ago)
Branch of:	OPPENHEIMERFUNDS, INC., Colorado (Company Number 19871756840)
Entity Number:	1238503
ZIP code:	10281
County:	New York
Place of Formation:	Colorado
Address:	225 Liberty Street, Suite 1800, New York, NY, United States, 10281
Principal Address:	225 Liberty Street, 16TH FLOOR, New York, NY, United States, 10281

OPPENHEIMERFUNDS, INC.

Company Details

Agent

Chief Executive Officer

DOS Process Agent

Form 5500 Series

History

Filings

Trademarks Section

Goods And Services

Goods And Services

Goods And Services

Goods And Services

Goods And Services

Court Cases

Court Case Summary

Parties

Court Case Summary

Parties

Court Case Summary

Parties

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