SUNGARD INSTITUTIONAL BROKERAGE INC.

DOS Process Agent

Name	Role	Address
C T CORPORATION SYSTEM	DOS Process Agent	28 LIBERTY ST., NEW YORK, NY, United States, 10005

Agent

Name	Role	Address
C T CORPORATION SYSTEM	Agent	28 LIBERTY ST., NEW YORK, NY, 10005

Chief Executive Officer

Name	Role	Address
ROBERT A SANTELLA	Chief Executive Officer	2100 ENTERPRISE AVE, GENEVA, IL, United States, 60134

Links between entities

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

Latest Filings

History

Start date	End date	Type	Value
2007-02-20	2013-08-01	Address	377 EAST BUTTERFIELD RD, SUITE 800, LOMBARD, IL, 60148, USA (Type of address: Chief Executive Officer)
2007-02-20	2013-08-01	Address	377 EAST BUTTERFIELD RD, SUITE 800, LOMBARD, IL, 60148, USA (Type of address: Principal Executive Office)
2002-12-18	2007-02-20	Address	FOUR CITY PLACE DR, STE 450, ST LOUIS, MO, 63141, USA (Type of address: Chief Executive Officer)
2002-12-18	2007-02-20	Address	55 BROADWAY, 7TH FL, NEW YORK, NY, 10006, USA (Type of address: Principal Executive Office)
1999-12-08	2019-01-28	Address	111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)

Filings

Filing Number	Date Filed	Type	Effective Date
SR-16810	2019-01-28	CERTIFICATE OF CHANGE (BY AGENT)	2019-01-28
SR-16811	2019-01-28	CERTIFICATE OF CHANGE (BY AGENT)	2019-01-28
131219000424	2013-12-19	CERTIFICATE OF MERGER	2013-12-19
130801002359	2013-08-01	BIENNIAL STATEMENT	2012-12-01
120327002083	2012-03-27	BIENNIAL STATEMENT	2010-12-01

Trademarks Section