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THE SHERWOOD GROUP, INC.

Company Details

Name: THE SHERWOOD GROUP, INC.
Jurisdiction: New York
Legal type: FOREIGN DESIGNATION OF THE SECRETARY OF STATE
Status: Recorded
Date of registration: 25 Oct 1988 (37 years ago)
Date of dissolution: 25 Oct 1988
Entity Number: 1301307
County: Blank
Place of Formation: Delaware

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SWG PROFIT SHARING PLAN 2023 561290059 2024-06-26 SHERWOOD GROUP INC. 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1997-01-01
Business code 339900
Sponsor’s telephone number 2407318573
Plan sponsor’s address 166 E 96TH ST # 5AB, NEW YORK, NY, 101282565

Signature of

Role Plan administrator
Date 2024-06-26
Name of individual signing HOWARD SCHWARTZ
Role Employer/plan sponsor
Date 2024-06-26
Name of individual signing HOWARD SCHWARTZ
SWG PROFIT SHARING PLAN 2022 561290059 2023-06-24 SHERWOOD GROUP INC. 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1997-01-01
Business code 339900
Sponsor’s telephone number 2407318573
Plan sponsor’s address 166 E 96TH ST STE 5AB, NEW YORK, NY, 101282565

Signature of

Role Plan administrator
Date 2023-06-24
Name of individual signing HOWARD SCHWARTZ
SWG PROFIT SHARING PLAN 2021 561290059 2022-06-29 SHERWOOD GROUP INC. 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1997-01-01
Business code 339900
Sponsor’s telephone number 2407318573
Plan sponsor’s address 166 E 96TH ST STE 5AB, NEW YORK, NY, 101282565

Signature of

Role Plan administrator
Date 2022-06-29
Name of individual signing HOWARD SCHWARTZ
SWG PROFIT SHARING PLAN 2020 561290059 2021-06-28 SHERWOOD GROUP, INC. 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1997-01-01
Business code 339900
Sponsor’s telephone number 2407318573
Plan sponsor’s address 166 E 96TH ST STE 5AB, NEW YORK, NY, 101282565

Signature of

Role Plan administrator
Date 2021-06-28
Name of individual signing HOWARD SCHWARTZ
Role Employer/plan sponsor
Date 2021-06-28
Name of individual signing HOWARD SCHWARTZ
SWG PROFIT SHARING PLAN 2018 561290059 2019-07-28 SHERWOOD GROUP INC. 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1997-01-01
Business code 339900
Sponsor’s telephone number 2407318573
Plan sponsor’s DBA name SHERWOOD GROUP INC.
Plan sponsor’s address 166 E 96TH ST STE 5AB, NEW YORK, NY, 101282565

Signature of

Role Plan administrator
Date 2019-07-28
Name of individual signing HOWARD SCHWARTZ

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
3097868305 2021-01-21 0202 PPS 166 E 96th St Ste 5AB, New York, NY, 10128-2565
Loan Status Date 2021-10-16
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 26797
Loan Approval Amount (current) 26797
Undisbursed Amount 0
Franchise Name -
Lender Location ID 9551
Servicing Lender Name Bank of America, National Association
Servicing Lender Address 100 N Tryon St, Ste 170, CHARLOTTE, NC, 28202-4024
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address New York, NEW YORK, NY, 10128-2565
Project Congressional District NY-12
Number of Employees 2
NAICS code 423990
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 9551
Originating Lender Name Bank of America, National Association
Originating Lender Address CHARLOTTE, NC
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 26966.59
Forgiveness Paid Date 2021-09-10
5993617704 2020-05-01 0202 PPP 166 E 96TH ST APT 5A, NEW YORK, NY, 10128-2533
Loan Status Date 2021-08-18
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 28145
Loan Approval Amount (current) 28145
Undisbursed Amount 0
Franchise Name -
Lender Location ID 9551
Servicing Lender Name Bank of America, National Association
Servicing Lender Address 100 N Tryon St, Ste 170, CHARLOTTE, NC, 28202-4024
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description New Business or 2 years or less
Project Address NEW YORK, NEW YORK, NY, 10128-2533
Project Congressional District NY-12
Number of Employees 2
NAICS code 323111
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 9551
Originating Lender Name Bank of America, National Association
Originating Lender Address CHARLOTTE, NC
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 28471.17
Forgiveness Paid Date 2021-07-02

Date of last update: 16 Mar 2025

Sources: New York Secretary of State