| Name: | MUFG SECURITIES AMERICAS INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 08 Dec 1988 (36 years ago) |
| Entity Number: | 1312241 |
| ZIP code: | 12207 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 80 STATE STREET, ALBANY, NY, United States, 12207 |
| Principal Address: | 1221 Avenue of the Americas, 6th Floor, New York, NY, United States, 10020 |
Shares Details
Shares issued 10000
Share Par Value 0
Type NO PAR VALUE
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | MUFG SECURITIES AMERICAS INC., Alabama | 000-512-411 | Alabama |
| Headquarter of | MUFG SECURITIES AMERICAS INC., MINNESOTA | 89413e09-4508-e811-9155-00155d0d6f70 | MINNESOTA |
| Headquarter of | MUFG SECURITIES AMERICAS INC., KENTUCKY | 1016376 | KENTUCKY |
| Headquarter of | MUFG SECURITIES AMERICAS INC., COLORADO | 20181105821 | COLORADO |
| Headquarter of | MUFG SECURITIES AMERICAS INC., FLORIDA | M18000001383 | FLORIDA |
| Headquarter of | MUFG SECURITIES AMERICAS INC., RHODE ISLAND | 001682984 | RHODE ISLAND |
| Headquarter of | MUFG SECURITIES AMERICAS INC., IDAHO | 634163 | IDAHO |
| Headquarter of | MUFG SECURITIES AMERICAS INC., ILLINOIS | CORP_70725924 | ILLINOIS |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 867626 | 1221 AVENUE OF THE AMERICAS, 6TH FLOOR, NEW YORK, NY, 10020-1001 | 1221 AVENUE OF THE AMERICAS, 6TH FLOOR, NEW YORK, NY, 10020-1001 | 212-405-7060 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2024-02-28 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-02-28
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2023-02-28 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-10-26
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2022-10-26 |
| Reporting date | 2022-09-30 |
| File | View File |
Filings since 2022-08-15
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2022-08-15 |
| Reporting date | 2022-06-30 |
| File | View File |
Filings since 2022-04-28
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2022-04-28 |
| Reporting date | 2022-03-31 |
| File | View File |
Filings since 2022-03-01
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2022-03-01 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2022-02-01
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2022-02-01 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-10-15
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2021-10-15 |
| Reporting date | 2021-09-30 |
| File | View File |
Filings since 2021-07-16
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2021-07-16 |
| Reporting date | 2021-06-30 |
| File | View File |
Filings since 2021-04-16
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2021-04-16 |
| Reporting date | 2021-03-31 |
| File | View File |
Filings since 2021-02-26
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2021-02-26 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2021-01-19
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2021-01-19 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-10-15
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2020-10-15 |
| Reporting date | 2020-09-30 |
| File | View File |
Filings since 2020-07-10
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2020-07-10 |
| Reporting date | 2020-06-30 |
| File | View File |
Filings since 2020-04-09
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2020-04-09 |
| Reporting date | 2020-03-31 |
| File | View File |
Filings since 2020-02-27
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2020-02-27 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2020-01-10
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2020-01-10 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-11-14
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2019-11-14 |
| Reporting date | 2019-09-30 |
| File | View File |
Filings since 2019-07-12
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2019-07-12 |
| Reporting date | 2019-06-30 |
| File | View File |
Filings since 2019-04-30
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2019-04-30 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2019-03-22
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2019-03-22 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-03-22
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2019-03-22 |
| Reporting date | 2018-09-30 |
| File | View File |
Filings since 2019-03-22
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2019-03-22 |
| Reporting date | 2018-06-30 |
| File | View File |
Filings since 2019-03-22
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2019-03-22 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2019-03-22
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2019-03-22 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2019-03-22
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2019-03-22 |
| Reporting date | 2017-09-30 |
| File | View File |
Filings since 2019-03-22
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2019-03-22 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2019-03-22
| Form type | 13F-NT/A |
| File number | 028-19447 |
| Filing date | 2019-03-22 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2019-03-22
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2019-03-22 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2019-03-22
| Form type | 13F-NT |
| File number | 028-19447 |
| Filing date | 2019-03-22 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2019-02-27
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2019-02-27 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-02-27
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2018-02-27 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-02-28
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2017-02-28 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-26
| Form type | FOCUSN |
| File number | 008-43026 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-26
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-03-03
| Form type | FOCUSN/A |
| File number | 008-43026 |
| Filing date | 2015-03-03 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | FOCUSN |
| File number | 008-43026 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-03-04
| Form type | FOCUSN |
| File number | 008-43026 |
| Filing date | 2014-03-04 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-03-04
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2014-03-04 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-28
| Form type | FOCUSN |
| File number | 008-43026 |
| Filing date | 2013-02-28 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-02-28
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2013-02-28 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-29
| Form type | FOCUSN |
| File number | 008-43026 |
| Filing date | 2012-02-29 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-29
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2012-02-29 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-03-01
| Form type | FOCUSN |
| File number | 008-43026 |
| Filing date | 2011-03-01 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-03-01
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2011-03-01 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | FOCUSN |
| File number | 008-43026 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-03-02
| Form type | FOCUSN |
| File number | 008-43026 |
| Filing date | 2009-03-02 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-03-02
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2009-03-02 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-29
| Form type | FOCUSN |
| File number | 008-43026 |
| Filing date | 2008-02-29 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-02-29
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2008-02-29 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-04-26
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2007-04-26 |
| Reporting date | 2007-02-28 |
| File | View File |
Filings since 2007-04-26
| Form type | FOCUSN |
| File number | 008-43026 |
| Filing date | 2007-04-26 |
| Reporting date | 2007-02-28 |
| File | View File |
Filings since 2006-04-28
| Form type | FOCUSN |
| File number | 008-43026 |
| Filing date | 2006-04-28 |
| Reporting date | 2006-02-28 |
| File | View File |
Filings since 2006-04-28
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2006-04-28 |
| Reporting date | 2006-02-28 |
| File | View File |
Filings since 2005-04-29
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2005-04-29 |
| Reporting date | 2005-02-28 |
| File | View File |
Filings since 2005-04-29
| Form type | FOCUSN |
| File number | 008-43026 |
| Filing date | 2005-04-29 |
| Reporting date | 2005-02-28 |
| File | View File |
Filings since 2004-04-28
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2004-04-28 |
| Reporting date | 2004-02-29 |
| File | View File |
Filings since 2004-04-28
| Form type | FOCUSN |
| File number | 008-43026 |
| Filing date | 2004-04-28 |
| Reporting date | 2004-02-29 |
| File | View File |
Filings since 2003-04-25
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2003-04-25 |
| Reporting date | 2003-02-28 |
| File | View File |
Filings since 2003-04-25
| Form type | FOCUSN |
| File number | 008-43026 |
| Filing date | 2003-04-25 |
| Reporting date | 2003-02-28 |
| File | View File |
Filings since 2002-04-29
| Form type | X-17A-5 |
| File number | 008-43026 |
| Filing date | 2002-04-29 |
| Reporting date | 2002-02-28 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| K5HU16E3LMSVCCJJJ255 | 1312241 | US-NY | GENERAL | ACTIVE | 1988-12-08 | |||||||||||||||||||
|
||||||||||||||||||||||||
| Legal | C/O CORPORATION SERVICE COMPANY, 80 STATE STREET, ALBANY, US-NY, US, 12207 |
| Headquarters | 80 STATE STREET, ALBANY, US-NY, US, 12207 |
Registration details
| Registration Date | 2012-06-06 |
| Last Update | 2024-06-05 |
| Status | ISSUED |
| Next Renewal | 2025-03-14 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 1312241 |
| Name | Role | Address |
|---|---|---|
| C/O CORPORATION SERVICE COMPANY | DOS Process Agent | 80 STATE STREET, ALBANY, NY, United States, 12207 |
| Name | Role | Address |
|---|---|---|
| WILLIAM RENICK MANSFIELD JR. | Chief Executive Officer | 1221 AVENUE OF THE AMERICAS, NEW YORK, NY, United States, 10020 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2024-12-02 | 2024-12-02 | Address | 1221 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer) |
| 2024-12-02 | 2024-12-02 | Address | 1221 AVENUE OF THE AMERICAS, 6TH FL, NEW YORK, NY, 10020, 1001, USA (Type of address: Chief Executive Officer) |
| 2021-11-02 | 2024-12-02 | Address | 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process) |
| 2021-11-02 | 2024-12-02 | Address | 1221 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer) |
| 2021-11-02 | 2021-11-02 | Address | 1221 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer) |
| 2021-11-02 | 2024-12-02 | Address | 1221 AVENUE OF THE AMERICAS, 6TH FL, NEW YORK, NY, 10020, 1001, USA (Type of address: Chief Executive Officer) |
| 2021-11-02 | 2021-11-02 | Address | 1221 AVENUE OF THE AMERICAS, 6TH FL, NEW YORK, NY, 10020, 1001, USA (Type of address: Chief Executive Officer) |
| 2021-11-01 | 2024-12-02 | Shares | Share type: NO PAR VALUE, Number of shares: 10000, Par value: 0 |
| 2021-09-30 | 2021-11-01 | Shares | Share type: NO PAR VALUE, Number of shares: 10000, Par value: 0 |
| 2015-08-13 | 2021-11-02 | Address | ATTENTION SECRETARY, 1221 AVE OF THE AMERICAS 6 FL, NEW YORK, NY, 10020, 1001, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 241202001698 | 2024-12-02 | BIENNIAL STATEMENT | 2024-12-02 |
| 221212002198 | 2022-12-12 | BIENNIAL STATEMENT | 2022-12-01 |
| 211102001234 | 2021-11-01 | CERTIFICATE OF CHANGE BY ENTITY | 2021-11-01 |
| 211025002239 | 2021-10-25 | BIENNIAL STATEMENT | 2021-10-25 |
| 161208006644 | 2016-12-08 | BIENNIAL STATEMENT | 2016-12-01 |
| 160701000319 | 2016-07-01 | CERTIFICATE OF AMENDMENT | 2016-07-01 |
| 150813000527 | 2015-08-13 | CERTIFICATE OF CHANGE | 2015-08-13 |
| 150812006282 | 2015-08-12 | BIENNIAL STATEMENT | 2014-12-01 |
| 140716002157 | 2014-07-16 | AMENDMENT TO BIENNIAL STATEMENT | 2012-12-01 |
| 140714000465 | 2014-07-14 | CERTIFICATE OF AMENDMENT | 2014-07-14 |
Date of last update: 23 Jan 2025
Sources: New York Secretary of State
