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MUFG SECURITIES AMERICAS INC.

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Company Details

Name: MUFG SECURITIES AMERICAS INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 08 Dec 1988 (37 years ago)
Entity Number: 1312241
ZIP code: 12207
County: New York
Place of Formation: New York
Address: 80 STATE STREET, ALBANY, NY, United States, 12207
Principal Address: 1221 Avenue of the Americas, 6th Floor, New York, NY, United States, 10020

Shares Details

Shares issued 10000

Share Par Value 0

Type NO PAR VALUE

DOS Process Agent

Name Role Address
C/O CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

Chief Executive Officer

Name Role Address
WILLIAM RENICK MANSFIELD JR. Chief Executive Officer 1221 AVENUE OF THE AMERICAS, NEW YORK, NY, United States, 10020

Links between entities

Type:
Headquarter of
Company Number:
000-512-411
State:
Alabama
Type:
Headquarter of
Company Number:
89413e09-4508-e811-9155-00155d0d6f70
State:
MINNESOTA
Type:
Headquarter of
Company Number:
1016376
State:
KENTUCKY
Type:
Headquarter of
Company Number:
20181105821
State:
COLORADO
Type:
Headquarter of
Company Number:
M18000001383
State:
FLORIDA
Type:
Headquarter of
Company Number:
001682984
State:
RHODE ISLAND
Type:
Headquarter of
Company Number:
634163
State:
IDAHO
Type:
Headquarter of
Company Number:
CORP_70725924
State:
ILLINOIS

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0000867626
Phone:
212-405-7060

Latest Filings

Form type:
13F-HR
File number:
028-19447
Filing date:
2025-05-13
File:
Form type:
X-17A-5
File number:
008-43026
Filing date:
2025-02-28
File:
Form type:
13F-HR
File number:
028-19447
Filing date:
2025-02-14
File:
Form type:
X-17A-5
File number:
008-43026
Filing date:
2024-02-28
File:
Form type:
X-17A-5
File number:
008-43026
Filing date:
2023-02-28
File:

Legal Entity Identifier

LEI Number:
K5HU16E3LMSVCCJJJ255

Registration Details:

Initial Registration Date:
2012-06-06
Next Renewal Date:
2025-03-14
Registration Status:
ISSUED
Validation Source:
FULLY_CORROBORATED

History

Start date End date Type Value
2024-12-02 2024-12-02 Address 1221 AVENUE OF THE AMERICAS, 6TH FL, NEW YORK, NY, 10020, 1001, USA (Type of address: Chief Executive Officer)
2024-12-02 2024-12-02 Address 1221 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer)
2021-11-02 2024-12-02 Address 1221 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer)
2021-11-02 2021-11-02 Address 1221 AVENUE OF THE AMERICAS, 6TH FL, NEW YORK, NY, 10020, 1001, USA (Type of address: Chief Executive Officer)
2021-11-02 2021-11-02 Address 1221 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer)

Filings

Filing Number Date Filed Type Effective Date
241202001698 2024-12-02 BIENNIAL STATEMENT 2024-12-02
221212002198 2022-12-12 BIENNIAL STATEMENT 2022-12-01
211102001234 2021-11-01 CERTIFICATE OF CHANGE BY ENTITY 2021-11-01
211025002239 2021-10-25 BIENNIAL STATEMENT 2021-10-25
161208006644 2016-12-08 BIENNIAL STATEMENT 2016-12-01

Trademarks Section

Serial Number:
85144842
Mark:
FLOES
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
2010-10-04
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
FLOES

Goods And Services

For:
Investment banking and trading in equity securities and securities brokerage services
First Use:
2010-10-08
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration

Court Cases

Court Case Summary

Filing Date:
2018-03-30
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Civil Rights Employment

Parties

Party Name:
FUJII
Party Role:
Plaintiff
Party Name:
MUFG SECURITIES AMERICAS INC.
Party Role:
Defendant

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Date of last update: 16 Mar 2025

Sources: New York Secretary of State