| Name: | BEECH HILL SECURITIES, INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 12 May 1989 (36 years ago) |
| Entity Number: | 1352390 |
| ZIP code: | 10022 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 880 3RD AVE, 16TH FL, NEW YORK, NY, United States, 10022 |
Shares Details
Shares issued 200
Share Par Value 0
Type NO PAR VALUE
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | BEECH HILL SECURITIES, INC., FLORIDA | F09000004910 | FLORIDA |
| Headquarter of | BEECH HILL SECURITIES, INC., ILLINOIS | CORP_74162703 | ILLINOIS |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 852094 | 880 3RD AVENUE 16TH FLOOR, NEW YORK, NY, 10022-4730 | 880 3RD AVENUE 16TH FLOOR, NEW YORK, NY, 10022-4730 | 212-350-7230 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2024-02-29 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-03-01
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2023-03-01 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-02-28
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2022-02-28 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-03-26
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2021-03-26 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2021-03-02
| Form type | FOCUSN |
| File number | 008-41389 |
| Filing date | 2021-03-02 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-03-02
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2020-03-02 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2020-03-02
| Form type | FOCUSN |
| File number | 008-41389 |
| Filing date | 2020-03-02 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-03-01
| Form type | FOCUSN |
| File number | 008-41389 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-03-01
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-02-28
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2018-02-28 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-03-01
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2017-03-01 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-11-22
| Form type | 40-APP/A |
| File number | 812-14543-01 |
| Filing date | 2016-11-22 |
| File | View File |
Filings since 2016-10-17
| Form type | 40-APP/A |
| File number | 812-14543-01 |
| Filing date | 2016-10-17 |
| File | View File |
Filings since 2016-10-17
| Form type | 40-APP/A |
| File number | 812-14542-01 |
| Filing date | 2016-10-17 |
| File | View File |
Filings since 2016-02-29
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2016-02-29 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-01-15
| Form type | 40-APP/A |
| File number | 812-14543-01 |
| Filing date | 2016-01-15 |
| File | View File |
Filings since 2016-01-06
| Form type | 40-APP/A |
| File number | 812-14542-01 |
| Filing date | 2016-01-06 |
| File | View File |
Filings since 2015-09-03
| Form type | 40-APP |
| File number | 812-14543-01 |
| Filing date | 2015-09-03 |
| File | View File |
Filings since 2015-09-03
| Form type | 40-APP |
| File number | 812-14542-01 |
| Filing date | 2015-09-03 |
| File | View File |
Filings since 2015-02-27
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-03-15
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2013-03-15 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-29
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2012-02-29 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-03-15
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2011-03-15 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-31
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2010-03-31 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-04-01
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2009-04-01 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-29
| Form type | FOCUSN |
| File number | 008-41389 |
| Filing date | 2008-02-29 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-02-29
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2008-02-29 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-03-01
| Form type | FOCUSN |
| File number | 008-41389 |
| Filing date | 2007-03-01 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-03-01
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2007-03-01 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-02-28
| Form type | FOCUSN |
| File number | 008-41389 |
| Filing date | 2006-02-28 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-02-28
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2006-02-28 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-03-01
| Form type | FOCUSN |
| File number | 008-41389 |
| Filing date | 2005-03-01 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-03-01
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2005-03-01 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-03-01
| Form type | FOCUSN |
| File number | 008-41389 |
| Filing date | 2004-03-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-03-01
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2004-03-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-03-03
| Form type | FOCUSN |
| File number | 008-41389 |
| Filing date | 2003-03-03 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2003-03-03
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2003-03-03 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-03-01
| Form type | X-17A-5 |
| File number | 008-41389 |
| Filing date | 2002-03-01 |
| Reporting date | 2001-12-31 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 254900VP1L7G987CB424 | 1352390 | US-NY | GENERAL | ACTIVE | 1989-05-12 | |||||||||||||||||||
|
||||||||||||||||||||||||
| Legal | C/O VINCENT IANNNUZZI, 880 3RD AVE, 16TH FL, NEW YORK, US-NY, US, 10022 |
| Headquarters | 880 3RD AVE, 16TH FL, NEW YORK, US-NY, US, 10022 |
Registration details
| Registration Date | 2017-12-18 |
| Last Update | 2024-08-28 |
| Status | ISSUED |
| Next Renewal | 2025-09-06 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 1352390 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BEECH HILL SECURITIES INC. 401K PLAN | 2012 | 133521638 | 2013-04-29 | BEECH HILL SECURITIES INC. | 28 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Administrator’s EIN | 133521638 |
| Plan administrator’s name | BEECH HILL SECURITIES INC. |
| Plan administrator’s address | 880 THIRD AVE, 16TH FLOOR, NEW YORK, NY, 10022 |
| Administrator’s telephone number | 2123507230 |
Number of participants as of the end of the plan year
| Active participants | 23 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 4 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 15 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2013-04-29 |
| Name of individual signing | DONNA FIORINI |
| Valid signature | Filed with authorized/valid electronic signature |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1997-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2123507241 |
| Plan sponsor’s mailing address | 880 THIRD AVE, 16TH FLOOR, NEW YORK, NY, 10022 |
| Plan sponsor’s address | 880 THIRD AVE, 16TH FLOOR, NEW YORK, NY, 10022 |
Plan administrator’s name and address
| Administrator’s EIN | 133521638 |
| Plan administrator’s name | BEECH HILL SECURITIES INC. |
| Plan administrator’s address | 880 THIRD AVE, 16TH FLOOR, NEW YORK, NY, 10022 |
| Administrator’s telephone number | 2123507241 |
Number of participants as of the end of the plan year
| Active participants | 25 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 3 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 15 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2012-04-03 |
| Name of individual signing | DONNA FIORINI |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1997-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2123507241 |
| Plan sponsor’s mailing address | 880 THIRD AVE, 16TH FLOOR, NEW YORK, NY, 10022 |
| Plan sponsor’s address | 880 THIRD AVE, 16TH FLOOR, NEW YORK, NY, 10022 |
Plan administrator’s name and address
| Administrator’s EIN | 133521638 |
| Plan administrator’s name | BEECH HILL SECURITIES INC. |
| Plan administrator’s address | 880 THIRD AVE, 16TH FLOOR, NEW YORK, NY, 10022 |
| Administrator’s telephone number | 2123507241 |
Number of participants as of the end of the plan year
| Active participants | 25 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 3 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 15 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2012-04-03 |
| Name of individual signing | DONNA FIORINI |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1997-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2123507241 |
| Plan sponsor’s mailing address | 880 THIRD AVE, 16TH FLOOR, NEW YORK, NY, 10022 |
| Plan sponsor’s address | 880 THIRD AVE, 16TH FLOOR, NEW YORK, NY, 10022 |
Plan administrator’s name and address
| Administrator’s EIN | 133521638 |
| Plan administrator’s name | BEECH HILL SECURITIES INC. |
| Plan administrator’s address | 880 THIRD AVE, 16TH FLOOR, NEW YORK, NY, 10022 |
| Administrator’s telephone number | 2123507241 |
Number of participants as of the end of the plan year
| Active participants | 24 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 4 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 14 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2011-04-07 |
| Name of individual signing | DONNA FIORINI |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1997-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2123507230 |
| Plan sponsor’s mailing address | 880 THIRD AVE, 16TH FLOOR, NEW YORK, NY, 10022 |
| Plan sponsor’s address | 880 THIRD AVE, 16TH FLOOR, NEW YORK, NY, 10022 |
Plan administrator’s name and address
| Administrator’s EIN | 133521638 |
| Plan administrator’s name | BEECH HILL SECURITIES INC. |
| Plan administrator’s address | 880 THIRD AVE, 16TH FLOOR, NEW YORK, NY, 10022 |
| Administrator’s telephone number | 2123507230 |
Number of participants as of the end of the plan year
| Active participants | 28 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 5 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 18 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2010-04-16 |
| Name of individual signing | DONNA FIORINI |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2010-04-16 |
| Name of individual signing | PAUL CANTOR |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| VINCENT IANNNUZZI | DOS Process Agent | 880 3RD AVE, 16TH FL, NEW YORK, NY, United States, 10022 |
| Name | Role | Address |
|---|---|---|
| VINCENT IANNUZZI | Chief Executive Officer | 880 3RD AVE, 16TH FL, NEW YORK, NY, United States, 10022 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2024-07-01 | 2024-09-23 | Shares | Share type: NO PAR VALUE, Number of shares: 200, Par value: 0 |
| 2024-04-02 | 2024-07-01 | Shares | Share type: NO PAR VALUE, Number of shares: 200, Par value: 0 |
| 2024-01-22 | 2024-04-02 | Shares | Share type: NO PAR VALUE, Number of shares: 200, Par value: 0 |
| 2023-09-21 | 2024-01-22 | Shares | Share type: NO PAR VALUE, Number of shares: 200, Par value: 0 |
| 2023-07-05 | 2023-07-05 | Address | 880 3RD AVE, 16TH FL, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer) |
| 2023-07-05 | 2023-09-21 | Shares | Share type: NO PAR VALUE, Number of shares: 200, Par value: 0 |
| 2023-06-07 | 2023-07-05 | Shares | Share type: NO PAR VALUE, Number of shares: 200, Par value: 0 |
| 2022-12-07 | 2023-06-07 | Shares | Share type: NO PAR VALUE, Number of shares: 200, Par value: 0 |
| 2022-02-01 | 2022-12-07 | Shares | Share type: NO PAR VALUE, Number of shares: 200, Par value: 0 |
| 2021-09-16 | 2022-02-01 | Shares | Share type: NO PAR VALUE, Number of shares: 200, Par value: 0 |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 230705003047 | 2023-07-05 | BIENNIAL STATEMENT | 2023-05-01 |
| 210901002833 | 2021-09-01 | BIENNIAL STATEMENT | 2021-09-01 |
| 180620000516 | 2018-06-20 | CERTIFICATE OF AMENDMENT | 2018-06-20 |
| 150513006152 | 2015-05-13 | BIENNIAL STATEMENT | 2015-05-01 |
| 130521006347 | 2013-05-21 | BIENNIAL STATEMENT | 2013-05-01 |
| 110602002760 | 2011-06-02 | BIENNIAL STATEMENT | 2011-05-01 |
| 090514002399 | 2009-05-14 | BIENNIAL STATEMENT | 2009-05-01 |
| 081119002088 | 2008-11-19 | BIENNIAL STATEMENT | 2007-05-01 |
| 081009000883 | 2008-10-09 | CERTIFICATE OF CHANGE | 2008-10-09 |
| 080317000705 | 2008-03-17 | CERTIFICATE OF AMENDMENT | 2008-03-17 |
Date of last update: 23 Jan 2025
Sources: New York Secretary of State
