| Name: | MILLBROOK CAPITAL MANAGEMENT INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 11 Oct 1989 (35 years ago) |
| Entity Number: | 1389650 |
| ZIP code: | 10022 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 570 LEXINGTON AVENUE, 46TH FLOOR, NEW YORK, NY, United States, 10022 |
Shares Details
Shares issued 1000
Share Par Value 1
Type PAR VALUE
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | MILLBROOK CAPITAL MANAGEMENT INC., FLORIDA | F23000002419 | FLORIDA |
| Headquarter of | MILLBROOK CAPITAL MANAGEMENT INC., CONNECTICUT | 2716323 | CONNECTICUT |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1013097 | RR1 BOX 167D WING ROAD, WILLBROOK, NY, 12545 | RR1 BOX 167D, WING ROAD, MILLBROOK, NY, 12545 | 9146678383 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | SC 13D/A |
| Filing date | 1998-04-14 |
Filings since 1997-11-24
| Form type | SC 13D/A |
| Filing date | 1997-11-24 |
Filings since 1997-07-29
| Form type | SC 13D/A |
| Filing date | 1997-07-29 |
Filings since 1997-05-30
| Form type | SC 13D/A |
| Filing date | 1997-05-30 |
Filings since 1997-03-26
| Form type | DFAN14A |
| Filing date | 1997-03-26 |
Filings since 1997-03-24
| Form type | DFAN14A |
| Filing date | 1997-03-24 |
Filings since 1997-03-19
| Form type | DFAN14A |
| Filing date | 1997-03-19 |
Filings since 1997-03-19
| Form type | DFAN14A |
| Filing date | 1997-03-19 |
Filings since 1997-03-18
| Form type | DFAN14A |
| Filing date | 1997-03-18 |
Filings since 1997-03-17
| Form type | DFAN14A |
| Filing date | 1997-03-17 |
Filings since 1997-03-12
| Form type | DFAN14A |
| Filing date | 1997-03-12 |
Filings since 1997-03-11
| Form type | DFAN14A |
| Filing date | 1997-03-11 |
Filings since 1997-03-10
| Form type | DFRN14A |
| Filing date | 1997-03-10 |
Filings since 1997-03-10
| Form type | DFAN14A |
| Filing date | 1997-03-10 |
Filings since 1997-03-06
| Form type | DFAN14A |
| Filing date | 1997-03-06 |
Filings since 1997-03-05
| Form type | DEFN14A |
| Filing date | 1997-03-05 |
| Reporting date | 1997-03-04 |
Filings since 1997-03-05
| Form type | DFRN14A |
| Filing date | 1997-03-05 |
Filings since 1997-02-27
| Form type | PREN14A |
| Filing date | 1997-02-27 |
| Reporting date | 1997-02-26 |
Filings since 1997-02-18
| Form type | SC 13D/A |
| Filing date | 1997-02-18 |
Filings since 1997-01-28
| Form type | SC 13D |
| Filing date | 1997-01-28 |
Filings since 1996-11-26
| Form type | SC 13D/A |
| Filing date | 1996-11-26 |
Filings since 1996-10-07
| Form type | SC 13D/A |
| Filing date | 1996-10-07 |
Filings since 1996-09-20
| Form type | SC 13D/A |
| Filing date | 1996-09-20 |
Filings since 1996-07-25
| Form type | SC 13D/A |
| Filing date | 1996-07-25 |
Filings since 1996-07-17
| Form type | SC 13D/A |
| Filing date | 1996-07-17 |
Filings since 1996-05-09
| Form type | SC 13D |
| Filing date | 1996-05-09 |
Filings since 1996-05-08
| Form type | SC 13D |
| Filing date | 1996-05-08 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| MILLBROOK CAPITAL MANAGEMENT, INC. 401(K) PLAN | 2013 | 133540644 | 2014-10-06 | MILLBROOK CAPITAL MANAGEMENT, INC. | 56 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| Active participants | 38 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 20 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 33 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1996-01-01 |
| Business code | 312130 |
| Sponsor’s telephone number | 2125864333 |
| Plan sponsor’s mailing address | 1370 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019 |
| Plan sponsor’s address | 1370 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019 |
Number of participants as of the end of the plan year
| Active participants | 34 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 22 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 34 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2013-10-11 |
| Name of individual signing | ALAN RIVERA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2013-10-11 |
| Name of individual signing | ALAN RIVERA |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1996-01-01 |
| Business code | 312130 |
| Sponsor’s telephone number | 2125864333 |
| Plan sponsor’s mailing address | 1370 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019 |
| Plan sponsor’s address | 1370 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019 |
Plan administrator’s name and address
| Administrator’s EIN | 133540644 |
| Plan administrator’s name | MILLBROOK CAPITAL MANAGEMENT, INC. |
| Plan administrator’s address | 1370 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019 |
| Administrator’s telephone number | 2125864333 |
Number of participants as of the end of the plan year
| Active participants | 31 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 15 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 35 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2012-07-30 |
| Name of individual signing | ALAN RIVERA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2012-07-30 |
| Name of individual signing | ALAN RIVERA |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1996-01-01 |
| Business code | 312130 |
| Sponsor’s telephone number | 2125864333 |
| Plan sponsor’s mailing address | 1370 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019 |
| Plan sponsor’s address | 1370 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019 |
Plan administrator’s name and address
| Administrator’s EIN | 133540644 |
| Plan administrator’s name | MILLBROOK CAPITAL MANAGEMENT, INC. |
| Plan administrator’s address | 1370 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019 |
| Administrator’s telephone number | 2125864333 |
Number of participants as of the end of the plan year
| Active participants | 29 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 15 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 34 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2011-06-03 |
| Name of individual signing | ALAN RIVERA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2011-06-03 |
| Name of individual signing | ALAN RIVERA |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1996-01-01 |
| Business code | 312130 |
| Sponsor’s telephone number | 2125864333 |
| Plan sponsor’s mailing address | 1370 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019 |
| Plan sponsor’s address | 1370 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019 |
Plan administrator’s name and address
| Administrator’s EIN | 133540644 |
| Plan administrator’s name | MILLBROOK CAPITAL MANAGEMENT, INC. |
| Plan administrator’s address | 1370 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019 |
| Administrator’s telephone number | 2125864333 |
Number of participants as of the end of the plan year
| Active participants | 31 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 14 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 33 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2010-10-08 |
| Name of individual signing | ALAN RIVERA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2010-10-08 |
| Name of individual signing | ALAN RIVERA |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| MILLBROOK CAPITAL MANAGEMENT INC. | DOS Process Agent | 570 LEXINGTON AVENUE, 46TH FLOOR, NEW YORK, NY, United States, 10022 |
| Name | Role | Address |
|---|---|---|
| JOHN S. DYSON | Chief Executive Officer | 26 WING ROAD, MILLBROOK, NY, United States, 12545 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2007-10-12 | 2017-10-03 | Address | 1370 AVE OF AMERICAS / 25TH FL, NEW YORK, NY, 10019, USA (Type of address: Service of Process) |
| 2007-10-12 | 2017-10-03 | Address | 1370 AVE OF AMERICAS / 25TH FL, NEW YORK, NY, 10019, USA (Type of address: Principal Executive Office) |
| 2005-12-23 | 2007-10-12 | Address | 1370 AVE OF AMERICAS 25TH FLR, NEW YORK, NY, 10019, USA (Type of address: Principal Executive Office) |
| 2005-12-23 | 2007-10-12 | Address | 1370 AVE OF AMERICAS 25TH FLR, NEW YORK, NY, 10019, USA (Type of address: Service of Process) |
| 2005-09-06 | 2005-12-23 | Address | 1370 AVENUE OF THE AMERICAS, 25TH FLOOR, NEW YORK, NY, 10019, USA (Type of address: Service of Process) |
| 2003-11-14 | 2005-12-23 | Address | 152 W 57TH ST, NEW YORK, NY, 10019, USA (Type of address: Principal Executive Office) |
| 2003-11-14 | 2005-09-06 | Address | 152 W 57TH ST, NEW YORK, NY, 10019, USA (Type of address: Service of Process) |
| 2001-10-26 | 2003-11-14 | Address | 26 WING ROAD, MILLBROOK, NY, 12545, USA (Type of address: Principal Executive Office) |
| 2001-10-26 | 2003-11-14 | Address | 26 WING ROAD, MILLBROOK, NY, 12545, USA (Type of address: Service of Process) |
| 1997-12-16 | 2001-10-26 | Address | RR 1 BOX 1670, MILLBROOK, NY, 12545, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 171003006592 | 2017-10-03 | BIENNIAL STATEMENT | 2017-10-01 |
| 131029006114 | 2013-10-29 | BIENNIAL STATEMENT | 2013-10-01 |
| 111123002298 | 2011-11-23 | BIENNIAL STATEMENT | 2011-10-01 |
| 091026002261 | 2009-10-26 | BIENNIAL STATEMENT | 2009-10-01 |
| 071012002964 | 2007-10-12 | BIENNIAL STATEMENT | 2007-10-01 |
| 051223002641 | 2005-12-23 | BIENNIAL STATEMENT | 2005-10-01 |
| 050906000577 | 2005-09-06 | CERTIFICATE OF AMENDMENT | 2005-09-06 |
| 031114002273 | 2003-11-14 | BIENNIAL STATEMENT | 2003-10-01 |
| 011026002350 | 2001-10-26 | BIENNIAL STATEMENT | 2001-10-01 |
| 991029002350 | 1999-10-29 | BIENNIAL STATEMENT | 1999-10-01 |
Date of last update: 05 Jan 2025
Sources: New York Secretary of State
