SHUMAN PLASTICS, INC.

File	View Page
Three-digit plan number (PN)	003
Effective date of plan	1993-06-01
Business code	423990
Sponsor’s telephone number	7166852121
Plan sponsor’s address	35 NEOGA STREET, DEPEW, NY, 140433315

Signature of

Role	Plan administrator
Date	2024-07-01
Name of individual signing	JOSEPH RUFFINO

File	View Page
Three-digit plan number (PN)	003
Effective date of plan	1993-06-01
Business code	423990
Sponsor’s telephone number	7166852121
Plan sponsor’s address	35 NEOGA STREET, DEPEW, NY, 140433315

Signature of

Role	Plan administrator
Date	2023-07-11
Name of individual signing	JOSEPH RUFFINO

File	View Page
Three-digit plan number (PN)	003
Effective date of plan	1993-06-01
Business code	423990
Sponsor’s telephone number	7166852121
Plan sponsor’s address	35 NEOGA STREET, DEPEW, NY, 140433315

Signature of

Role	Plan administrator
Date	2022-06-15
Name of individual signing	JOSEPH RUFFINO
Role	Employer/plan sponsor
Date	2022-06-15
Name of individual signing	JOSEPH RUFFINO

File	View Page
Three-digit plan number (PN)	003
Effective date of plan	1993-06-01
Business code	423990
Sponsor’s telephone number	7166852121
Plan sponsor’s address	35 NEOGA STREET, DEPEW, NY, 140433315

Signature of

Role	Plan administrator
Date	2021-05-26
Name of individual signing	JOSEPH RUFFINO
Role	Employer/plan sponsor
Date	2021-05-26
Name of individual signing	JOSEPH RUFFINO

File	View Page
Three-digit plan number (PN)	003
Effective date of plan	1993-06-01
Business code	423990
Sponsor’s telephone number	7166852121
Plan sponsor’s address	35 NEOGA STREET, DEPEW, NY, 140433315

Signature of

Role	Plan administrator
Date	2020-07-21
Name of individual signing	JOSEPH RUFFINO

File	View Page
Three-digit plan number (PN)	003
Effective date of plan	1993-06-01
Business code	423990
Sponsor’s telephone number	7166852121
Plan sponsor’s address	35 NEOGA STREET, DEPEW, NY, 140433315

Signature of

Role	Plan administrator
Date	2019-07-23
Name of individual signing	JOSEPH RUFFINO

File	View Page
Three-digit plan number (PN)	003
Effective date of plan	1993-06-01
Business code	423990
Sponsor’s telephone number	7166852121
Plan sponsor’s address	35 NEOGA STREET, DEPEW, NY, 140433315

Signature of

Role	Plan administrator
Date	2018-07-11
Name of individual signing	JOSEPH RUFFINO

File	View Page
Three-digit plan number (PN)	003
Effective date of plan	1993-06-01
Business code	423990
Sponsor’s telephone number	7166852121
Plan sponsor’s address	35 NEOGA STREET, DEPEW, NY, 140433315

Signature of

Role	Plan administrator
Date	2017-06-15
Name of individual signing	JOSEPH RUFFINO

File	View Page
Three-digit plan number (PN)	003
Effective date of plan	1993-06-01
Business code	423990
Sponsor’s telephone number	7166852121
Plan sponsor’s address	35 NEOGA STREET, DEPEW, NY, 140433315

Signature of

Role	Plan administrator
Date	2016-05-23
Name of individual signing	JOSEPH RUFFINO

File	View Page
Three-digit plan number (PN)	003
Effective date of plan	1993-06-01
Business code	423990
Sponsor’s telephone number	7166852121
Plan sponsor’s address	35 NEOGA STREET, DEPEW, NY, 140433315

Signature of

Role	Plan administrator
Date	2015-06-25
Name of individual signing	JOSEPH RUFFINO

Register	Principal
Mark Type	Trademark
Status	The registration has been renewed.
Status Date	2016-06-29
Publication Date	1986-01-21

Mark Information

Mark Literal Elements	DYNA-PURGE
Standard Character Claim	Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type	1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services

For	PURGING COMPOUND FOR CLEANING EXTRUDERS AND INJECTION MOLDING MACHINES USED IN THERMOPLASTIC MANUFACTURING
International Class(es)	001 - Primary Class
U.S Class(es)	006
Class Status	ACTIVE
First Use	Mar. 15, 1983
Use in Commerce	Mar. 15, 1983

Basis Information (Case Level)

Filed Use	Yes
Currently Use	Yes
Filed ITU	No
Currently ITU	No
Filed 44D	No
Currently 44D	No
Filed 44E	No
Currently 44E	No
Filed 66A	No
Currently 66A	No
Filed No Basis	No
Currently No Basis	No

Current Owner(s) Information

Owner Name	SHUMAN PLASTICS, INC.
Owner Address	35 NEOGA STREET DEPEW, NEW YORK UNITED STATES 14043
Legal Entity Type	CORPORATION
State or Country Where Organized	NEW YORK

Attorney/Correspondence Information

Attorney Name	LESLIE M. GREENBAUM
Attorney Email Authorized	Yes
Attorney Primary Email Address	lgreenbaum@gross-shuman.com
Fax	716-854-2787
Phone	716-854-4300 ext 230
Correspondent e-mail	lgreenbaum@gross-shuman.com
Correspondent Name/Address	LESLIE M. GREENBAUM, GROSS, SHUMAN, BRIZDLE & GILFILLAN PC, STE 600 465 MAIN ST, BUFFALO, NEW YORK UNITED STATES 14203-1787
Correspondent e-mail Authorized	Yes

Prosecution History

Date	Description
2016-06-29	NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
2016-06-29	REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
2016-06-29	REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2016-06-29	CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2016-04-09	TEAS SECTION 8 & 9 RECEIVED
2008-06-11	CASE FILE IN TICRS
2006-02-17	REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2006-02-17	REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2006-02-17	ASSIGNED TO PARALEGAL
2005-11-29	REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
2005-11-29	TEAS SECTION 8 & 9 RECEIVED
1991-10-25	REGISTERED - SEC. 8 (6-YR) ACCEPTED
1991-06-06	REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
1986-04-15	REGISTERED-PRINCIPAL REGISTER
1986-01-21	PUBLISHED FOR OPPOSITION
1985-12-22	NOTICE OF PUBLICATION
1985-12-06	APPROVED FOR PUB - PRINCIPAL REGISTER
1985-12-04	EXAMINERS AMENDMENT MAILED
1985-11-25	CORRESPONDENCE RECEIVED IN LAW OFFICE
1985-05-28	NON-FINAL ACTION MAILED
1985-05-21	ASSIGNED TO EXAMINER

TM Staff and Location Information

Current Location	GENERIC WEB UPDATE
Date in Location	2016-06-29

Inspection Type	Planned
Scope	NoInspection
Safety/Health	Health
Close Conference	2024-07-25
Emphasis	N: LEAD, P: LEAD
Case Closed	2024-07-26

Inspection Type	Planned
Scope	Partial
Safety/Health	Safety
Close Conference	2023-11-02
Emphasis	P: AMPUTATE, N: AMPUTATE
Case Closed	2023-11-21

Violation Items

Citation ID	01001
Citaton Type	Serious
Standard Cited	19100212 A
Issuance Date	2023-11-06
Abatement Due Date	2023-12-04
Current Penalty	4482.75
Initial Penalty	5977.0
Final Order	2023-11-09
Nr Instances	1
Nr Exposed	2
Gravity	5
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.212(a):One or more methods of machine guarding were not provided to protect the operator and other employees in the machine area from hazards such as those created by ingoing nip points: a) On or about 11/02/22023 in the baler area; where employees were exposed to amputation hazards from ingoing pinch points on the unguarded chain drive for the Economy Baler (style No. 13GF7; serial no. 4G235). ABATEMENT CERTIFICATION REQUIRED
Citation ID	02001
Citaton Type	Other
Standard Cited	19100147 C04 I
Issuance Date	2023-11-06
Abatement Due Date	2023-12-04
Current Penalty	0.0
Initial Penalty	0.0
Final Order	2023-11-09
Nr Instances	1
Nr Exposed	5
FTA Current Penalty	0.0
Citation text line	29 CFR 1910.147(c)(4)(i):Procedures were not documented for the control of potentially hazardous energy when employees were engaged in activities covered by this section: a) On or about 11/02/2023 in the manufacturing area; where energy control procedures were not documented for large Dyna Purge (a machine that has multiple energy sources) ABATEMENT CERTIFICATION REQUIRED

Loan Status Date	2021-09-24
Loan Status	Paid in Full
Loan Maturity in Months	60
SBA Guaranty Percentage	100
Loan Approval Amount (at origination)	503037
Loan Approval Amount (current)	503037
Undisbursed Amount	0
Franchise Name	-
Lender Location ID	378617
Servicing Lender Name	HSBC Bank USA, National Association
Servicing Lender Address	1800 Tysons Blvd, Ste 50 Tysons II, MCLEAN, VA, 22102-4267
Rural or Urban Indicator	U
Hubzone	Y
LMI	Y
Business Age Description	Existing or more than 2 years old
Project Address	Depew, ERIE, NY, 14043-3315
Project Congressional District	NY-23
Number of Employees	40
NAICS code	325211
Borrower Race	Unanswered
Borrower Ethnicity	Unknown/NotStated
Business Type	Subchapter S Corporation
Originating Lender ID	378617
Originating Lender Name	HSBC Bank USA, National Association
Originating Lender Address	MCLEAN, VA
Gender	Unanswered
Veteran	Unanswered
Forgiveness Amount	505831.65
Forgiveness Paid Date	2021-08-25

Loan Status Date	2021-01-21
Loan Status	Paid in Full
Loan Maturity in Months	24
SBA Guaranty Percentage	100
Loan Approval Amount (at origination)	510107
Loan Approval Amount (current)	510107
Undisbursed Amount	0
Franchise Name	-
Lender Location ID	378617
Servicing Lender Name	HSBC Bank USA, National Association
Servicing Lender Address	1800 Tysons Blvd, Ste 50 Tysons II, MCLEAN, VA, 22102-4267
Rural or Urban Indicator	U
Hubzone	Y
LMI	Y
Business Age Description	Existing or more than 2 years old
Project Address	DEPEW, ERIE, NY, 14043-3315
Project Congressional District	NY-23
Number of Employees	41
NAICS code	326121
Borrower Race	Unanswered
Borrower Ethnicity	Unknown/NotStated
Business Type	Subchapter S Corporation
Originating Lender ID	378617
Originating Lender Name	HSBC Bank USA, National Association
Originating Lender Address	MCLEAN, VA
Gender	Unanswered
Veteran	Unanswered
Forgiveness Amount	513521.88
Forgiveness Paid Date	2020-12-22