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DAIWA ASSET MANAGEMENT (AMERICA) LTD.

DAIWA ASSET MANAGEMENT (AMERICA) LTD.

Company Details

Name:	DAIWA ASSET MANAGEMENT (AMERICA) LTD.
Jurisdiction:	New York
Legal type:	DOMESTIC BUSINESS CORPORATION
Status:	Active
Date of registration:	01 Aug 1990 (34 years ago)
Entity Number:	1465166
ZIP code:	10005
County:	New York
Place of Formation:	New York
Address:	32 Old Slip, 11th floor, C/O Daiwa Asset Mgmt., NEW YORK, NY, United States, 10005
Principal Address:	32 OLD SLIP, 11TH FL, NEW YORK, NY, United States, 10005

Shares Details

Shares issued 1000

Share Par Value 0

Type NO PAR VALUE

Legal Entity Identifier

LEI number

Registered As

Jurisdiction Of Formation

General Category

Entity Status

Entity created at

549300ZRFIJQ2ZKGVY34

1465166

US-NY

GENERAL

ACTIVE

1990-08-01

Addresses

Legal	C/O MCDERMOTT WILL & EMERY LLP, MR. JOHN LUTZ ESQ, One Vanderbilt Avenue, New York, US-NY, US, 10017
Headquarters	32 OLD SLIP, 11th FLOOR, New York, US-NY, US, 10005

Registration details

Registration Date	2020-12-10
Last Update	2023-11-01
Status	ISSUED
Next Renewal	2024-11-01
LEI Issuer	5493001KJTIIGC8Y1R12
Corroboration Level	FULLY_CORROBORATED
Data Validated As	1465166

DOS Process Agent

Name	Role	Address
MCDERMOTT WILL & EMERY LLP	DOS Process Agent	32 Old Slip, 11th floor, C/O Daiwa Asset Mgmt., NEW YORK, NY, United States, 10005

Chief Executive Officer

Name	Role	Address
YOSHIHIRO HORINOUCHI	Chief Executive Officer	32 OLD SLIP, 11TH FL, NEW YORK, NY, United States, 10005

History

Start date	End date	Type	Value
2024-08-05	2024-08-05	Address	32 OLD SLIP, 11TH FL, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2023-05-08	2024-08-05	Address	Mr. John Lutz, One Vanderbilt Avenue, NEW YORK, NY, 10017, USA (Type of address: Service of Process)
2023-05-08	2024-08-05	Address	32 OLD SLIP, 11TH FL, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2023-05-08	2024-08-05	Shares	Share type: NO PAR VALUE, Number of shares: 1000, Par value: 0
2023-05-08	2023-05-08	Address	32 OLD SLIP, 11TH FL, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2021-11-01	2023-05-08	Address	MR. JOHN J. SULLIVAN ESQ, 340 MADISON AVE, NEW YORK, NY, 10173, USA (Type of address: Service of Process)
2021-11-01	2023-05-08	Shares	Share type: NO PAR VALUE, Number of shares: 1000, Par value: 0
2021-11-01	2023-05-08	Address	32 OLD SLIP, 11TH FL, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2021-11-01	2021-11-01	Address	32 OLD SLIP, 11TH FL, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2019-08-22	2021-11-01	Address	32 OLD SLIP, 11TH FL, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2016-08-25	2019-08-22	Address	32 OLD SLIP, 11TH FL, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2013-06-07	2016-08-25	Address	32 OLD SLIP, 11TH FL, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2008-08-19	2021-11-01	Address	MR. JOHN J. SULLIVAN ESQ, 340 MADISON AVE, NEW YORK, NY, 10173, USA (Type of address: Service of Process)
2008-08-19	2013-06-07	Address	32 OLD SLIP, 11TH FL, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2006-08-01	2008-08-19	Address	32 OLD SLIP, 11TH FL, NEW YORK, NY, 10005, 3538, USA (Type of address: Chief Executive Officer)
2006-08-01	2016-08-25	Address	32 OLD SLIP, 11TH FL, NEW YORK, NY, 10005, 3538, USA (Type of address: Principal Executive Office)
2004-09-02	2008-08-19	Address	540 ROCKEFELLER PLAZA, 12TH FLR, NEW YORK, NY, 10020, 1605, USA (Type of address: Service of Process)
2004-08-04	2004-09-02	Address	ATTN: JOHN J. SULLIVAN, ESQ., 50 ROCKEFELLER PLAZA, NEW YORK, NY, 10020, USA (Type of address: Service of Process)
2002-08-08	2006-08-01	Address	32 OLD SLIP, 11TH FL, NEW YORK, NY, 10005, 3538, USA (Type of address: Principal Executive Office)
2002-08-08	2006-08-01	Address	32 OLD SLIP, 11TH FL, NEW YORK, NY, 10005, 3538, USA (Type of address: Chief Executive Officer)
2000-10-18	2004-08-04	Address	400 PARK AVE., 21ST FL., NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2000-08-07	2002-08-08	Address	32 OLD SLIP, 11TH FL, NEW YORK, NY, 10005, 3538, USA (Type of address: Chief Executive Officer)
2000-08-07	2002-08-08	Address	32 OLD SLIP, 11TH FL, NEW YORK, NY, 10005, 3538, USA (Type of address: Principal Executive Office)
1998-07-31	2000-10-18	Address	C/O RICHARD P STREICHER ESQ, 345 PARK AVE, NEW YORK, NY, 10154, 0037, USA (Type of address: Service of Process)
1998-07-31	2000-08-07	Address	32 OLD SLIP, 10TH FL, NEW YORK, NY, 10005, 3538, USA (Type of address: Chief Executive Officer)
1998-07-31	2000-08-07	Address	32 OLD SLIP, 10TH FL, NEW YORK, NY, 10005, 3538, USA (Type of address: Principal Executive Office)
1996-09-06	1998-07-31	Address	32 OLD SLIP, 10TH FL, NEW YORK, NY, 10005, 3538, USA (Type of address: Principal Executive Office)
1996-09-06	1998-07-31	Address	32 OLD SLIP, 10TH FL, NEW YORK, NY, 10005, 3538, USA (Type of address: Chief Executive Officer)
1993-09-07	1998-07-31	Address	% RICHARD P. STREICHER, ESQ., 345 PARK AVENUE, NEW YORK, NY, 10154, 0037, USA (Type of address: Service of Process)
1993-04-06	1996-09-06	Address	1 WORLD FINANCIAL CTR,TOWER A, 200 LIBERTY STREET, 26TH FLOOR, NEW YORK, NY, 10281, 1003, USA (Type of address: Principal Executive Office)
1993-04-06	1996-09-06	Address	1 WORLD FINANCIAL CTR,TOWER A, 200 LIBERTY STREET, 26TH FLOOR, NEW YORK, NY, 10281, 1003, USA (Type of address: Chief Executive Officer)
1990-08-01	1993-09-07	Address	230 PARK AVENUE, NEW YORK, NY, 10169, USA (Type of address: Service of Process)
1990-08-01	2021-11-01	Shares	Share type: NO PAR VALUE, Number of shares: 1000, Par value: 0

Filings

Filing Number	Date Filed	Type	Effective Date
240805001922	2024-08-05	BIENNIAL STATEMENT	2024-08-05
230508002452	2023-05-08	AMENDMENT TO BIENNIAL STATEMENT	2023-05-08
220808001785	2022-08-08	BIENNIAL STATEMENT	2022-08-01
211101002393	2021-11-01	AMENDMENT TO BIENNIAL STATEMENT	2021-11-01
200811060374	2020-08-11	BIENNIAL STATEMENT	2020-08-01
190822060317	2019-08-22	BIENNIAL STATEMENT	2018-08-01
160825006157	2016-08-25	BIENNIAL STATEMENT	2016-08-01
130607002250	2013-06-07	BIENNIAL STATEMENT	2012-08-01
100907002610	2010-09-07	BIENNIAL STATEMENT	2010-08-01
080819002571	2008-08-19	BIENNIAL STATEMENT	2008-08-01
060801002551	2006-08-01	BIENNIAL STATEMENT	2006-08-01
040902002268	2004-09-02	BIENNIAL STATEMENT	2004-08-01
040804000722	2004-08-04	CERTIFICATE OF AMENDMENT	2004-08-04
020808002100	2002-08-08	BIENNIAL STATEMENT	2002-08-01
001018000737	2000-10-18	CERTIFICATE OF AMENDMENT	2000-10-18
000807002529	2000-08-07	BIENNIAL STATEMENT	2000-08-01
980731002239	1998-07-31	BIENNIAL STATEMENT	1997-08-01
960906002060	1996-09-06	BIENNIAL STATEMENT	1996-08-01
950613000322	1995-06-13	CERTIFICATE OF AMENDMENT	1995-06-13
930907002576	1993-09-07	BIENNIAL STATEMENT	1993-08-01
930406002966	1993-04-06	BIENNIAL STATEMENT	1992-08-01
900801000124	1990-08-01	CERTIFICATE OF INCORPORATION	1990-08-01

Date of last update: 05 Jan 2025

Sources: New York Secretary of State