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  5. PERGOLIS SWARTZ ASSOCIATES, INC.

PERGOLIS SWARTZ ASSOCIATES, INC.

Company Details

Name: PERGOLIS SWARTZ ASSOCIATES, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 03 Oct 1990 (34 years ago)
Entity Number: 1479164
ZIP code: 10007
County: New York
Place of Formation: New York
Address: 277 BROADWAY, NEW YORK, NY, United States, 10007

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
PERGOLIS SWARTZ ASSOCIATES, INC. 401(K) PLAN 2019 133588405 2020-10-13 PERGOLIS SWARTZ ASSOCIATES, INC. 1
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2004-01-01
Business code 541990
Sponsor’s telephone number 2126435663
Plan sponsor’s address 12 WEST 37TH ST., 8TH FL, NEW YORK, NY, 100187383
PERGOLIS SWARTZ ASSOCIATES, INC. 401(K) PLAN 2018 133588405 2019-10-15 PERGOLIS SWARTZ ASSOCIATES, INC. 3
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2004-01-01
Business code 541990
Sponsor’s telephone number 2126435663
Plan sponsor’s address 12 WEST 37TH ST., 8TH FL, NEW YORK, NY, 100187383
PERGOLIS SWARTZ ASSOCIATES, INC. 401(K) PLAN 2017 133588405 2018-03-15 PERGOLIS SWARTZ ASSOCIATES, INC. 3
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2004-01-01
Business code 541990
Sponsor’s telephone number 2126435663
Plan sponsor’s address 12 WEST 37TH STREET, 8TH FLOOR, NEW YORK, NY, 10018

Signature of
Role Plan administrator
Date 2018-03-15
Name of individual signing RICHARD PERGOLIS
PERGOLIS SWARTZ ASSOCIATES, INC. 401(K) PLAN 2016 133588405 2017-05-25 PERGOLIS SWARTZ ASSOCIATES, INC. 3
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2004-01-01
Business code 541990
Sponsor’s telephone number 2126435663
Plan sponsor’s address 12 WEST 37TH STREET, 8TH FLOOR, NEW YORK, NY, 10018

Signature of
Role Plan administrator
Date 2017-05-25
Name of individual signing RICHARD PERGOLIS
PERGOLIS SWARTZ ASSOCIATES, INC. 401(K) PLAN 2015 133588405 2016-02-09 PERGOLIS SWARTZ ASSOCIATES, INC. 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2004-01-01
Business code 541990
Sponsor’s telephone number 2126435663
Plan sponsor’s address 12 WEST 37TH STREET, 8TH FLOOR, NEW YORK, NY, 10018

Signature of
Role Plan administrator
Date 2016-02-09
Name of individual signing RICHARD PERGOLIS
Role Employer/plan sponsor
Date 2016-02-09
Name of individual signing RICHARD PERGOLIS
PERGOLIS SWARTZ ASSOCIATES, INC. 401(K) PLAN 2014 133588405 2015-06-18 PERGOLIS SWARTZ ASSOCIATES, INC. 3
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2004-01-01
Business code 541990
Sponsor’s telephone number 2126435663
Plan sponsor’s address 12 WEST 37TH STREET, 8TH FLOOR, NEW YORK, NY, 10018

Signature of
Role Plan administrator
Date 2015-06-18
Name of individual signing JERRY SWARTZ
PERGOLIS SWARTZ ASSOCIATES, INC. 401(K) PLAN 2013 133588405 2014-06-04 PERGOLIS SWARTZ ASSOCIATES, INC. 3
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2004-01-01
Business code 541990
Sponsor’s telephone number 2126435663
Plan sponsor’s address 12 WEST 37TH STREET, 8TH FLOOR, NEW YORK, NY, 10018

Signature of
Role Plan administrator
Date 2014-06-04
Name of individual signing VICTORIA CASTAGNO
PERGOLIS SWARTZ ASSOCIATES, INC. 401(K) PLAN 2012 133588405 2013-05-09 PERGOLIS SWARTZ ASSOCIATES, INC. 4
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2004-01-01
Business code 541990
Sponsor’s telephone number 2126435663
Plan sponsor’s address 12 WEST 37TH STREET, 8TH FLOOR, NEW YORK, NY, 10018

Signature of
Role Plan administrator
Date 2013-05-09
Name of individual signing VICTORIA CASTAGNO
PERGOLIS SWARTZ ASSOCIATES, INC. 401(K) PLAN 2011 133588405 2012-06-27 PERGOLIS SWARTZ ASSOCIATES, INC. 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 541990
Sponsor’s telephone number 2126435663
Plan sponsor’s address 12 WEST 37TH STREET, 8TH FLOOR, NEW YORK, NY, 10018

Plan administrator’s name and address
Administrator’s EIN 133588405
Plan administrator’s name PERGOLIS SWARTZ ASSOCIATES, INC.
Plan administrator’s address 12 WEST 37TH STREET, 8TH FLOOR, NEW YORK, NY, 10018
Administrator’s telephone number 2126435663

Signature of
Role Plan administrator
Date 2012-06-27
Name of individual signing VICTORIA CASTAGNO
PERGOLIS SWARTZ ASSOCIATES, INC. 401(K) PLAN 2010 133588405 2011-06-17 PERGOLIS SWARTZ ASSOCIATES, INC. 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2004-01-01
Business code 541990
Sponsor’s telephone number 2126435663
Plan sponsor’s address 12 WEST 37TH STREET, 8TH FLOOR, NEW YORK, NY, 10018

Plan administrator’s name and address
Administrator’s EIN 133588405
Plan administrator’s name PERGOLIS SWARTZ ASSOCIATES, INC.
Plan administrator’s address 12 WEST 37TH STREET, 8TH FLOOR, NEW YORK, NY, 10018
Administrator’s telephone number 2126435663

Signature of
Role Plan administrator
Date 2011-06-17
Name of individual signing VICTORIA CASTAGNO

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 277 BROADWAY, NEW YORK, NY, United States, 10007

Licenses

Number Type End date
31PE0759155 CORPORATE BROKER 2025-11-27
109942660 REAL ESTATE PRINCIPAL OFFICE No data

Filings

Filing Number Date Filed Type Effective Date
901003000342 1990-10-03 CERTIFICATE OF INCORPORATION 1990-10-03

Related by officers

THE CORPORATION

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Related by address

277 BROADWAY, NEW YORK, NY, United States, 10007

1969 GROCERY, INC. 21 JEWELRY, INC. 2101 WESTBURY COURT REALTY INC. 22/7 PICTURES, INC. 236 WEST 24TH STREET, LLC 246 BOWERY REALTY, INC. 2511 TAVERN CORP. 252 7TH AVENUE BAGELS INC. 27 FIRST AVE. CORP. 3 BROTHERS CONSTRUCTION CORP.

Date of last update: 22 Jan 2025

Sources: New York Secretary of State

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