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KEEFE, BRUYETTE & WOODS, INC.

Headquarter

Company Details

Name: KEEFE, BRUYETTE & WOODS, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 11 Jun 1962 (63 years ago)
Entity Number: 148323
ZIP code: 63102
County: New York
Place of Formation: New York
Address: 501 N. Broadway, St. Louis, MO, United States, 63102
Principal Address: 787 SEVENTH AVE / 4TH FL, NEW YORK, NY, United States, 10019

Shares Details

Shares issued 0

Share Par Value 175000

Type CAP

Chief Executive Officer

Name Role Address
THOMAS B. MICHAUD Chief Executive Officer 787 SEVENTH AVE / 4TH FL, NEW YORK, NY, United States, 10019

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY ST., NEW YORK, NY, 10005

DOS Process Agent

Name Role Address
C T CORPORATION SYSTEM DOS Process Agent 501 N. Broadway, St. Louis, MO, United States, 63102

Links between entities

Type:
Headquarter of
Company Number:
0098603
State:
CONNECTICUT
Type:
Headquarter of
Company Number:
CORP_60486646
State:
ILLINOIS

Unique Entity ID

A UEI is a government-provided number, like a tax ID number, that’s used to identify businesses eligible for federal grants, awards and contracts.

Note: In April 2022, the federal government replaced its old identifier of choice, the Data Universal Numbering System (DUNS) number, with a government-issued UEI. Now all the federal government’s Integrated Award Environment systems use UEI numbers instead of DUNS numbers. So any entity doing business with the federal government must register for a UEI.

CAGE Code:
546J9
UEI Expiration Date:
2020-05-16

Business Information

Activation Date:
2019-05-17
Initial Registration Date:
2008-06-19

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001134859
Phone:
800-966-1559

Latest Filings

Form type:
SC 13G/A
Filing date:
2012-02-14
File:
Form type:
13F-NT
File number:
028-13960
Filing date:
2011-08-15
File:
Form type:
13F-NT
File number:
028-13960
Filing date:
2011-05-13
File:
Form type:
SC 13G/A
Filing date:
2011-02-11
File:
Form type:
13F-HR/A
File number:
028-13960
Filing date:
2010-05-19
File:

Commercial and government entity program

The The Commercial And Government Entity Code (CAGE) is assigned by the Department of Defense's Defense Logistics Agency (DLA) and represents your company's physical address for GSA's mailings, payments, and administrative records.

Note: A CAGE Code enables a company to contract with the U.S. government, allowing bid on government contracts and to receive government payments. Also for business this means that it's a Verified business entity and Has a validated physical address.

CAGE number:
546J9
Status:
Active
Type:
Non-Manufacturer
CAGE Update Date:
2024-03-01
CAGE Expiration:
2025-06-09
SAM Expiration:
2021-12-06

Contact Information

POC:
RICK WASSMUNDT
Phone:
+1 212-887-7798
Fax:
+1 212-541-6644

Immediate Level Owner

Vendor Certified:
2020-06-09
CAGE number:
4WMJ7
Company Name:
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Legal Entity Identifier

LEI Number:
549300OM47DQV01G4854

Registration Details:

Initial Registration Date:
2015-03-06
Next Renewal Date:
2025-06-21
Registration Status:
ISSUED
Validation Source:
FULLY_CORROBORATED

History

Start date End date Type Value
2024-06-21 2025-04-14 Shares Share type: PAR VALUE, Number of shares: 10000, Par value: 0.01
2024-06-21 2024-06-21 Address 787 SEVENTH AVE / 4TH FL, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer)
2021-07-20 2024-06-21 Shares Share type: PAR VALUE, Number of shares: 10000, Par value: 0.01
2021-06-18 2024-06-21 Address 28 LIBERTY ST, NEW YORK, NY, 10005, USA (Type of address: Service of Process)
2019-06-25 2021-06-18 Address 28 LIVERTY ST, NEW YORK, NY, 10005, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
240621002654 2024-06-21 BIENNIAL STATEMENT 2024-06-21
220614001356 2022-06-14 BIENNIAL STATEMENT 2022-06-01
210618060083 2021-06-18 BIENNIAL STATEMENT 2020-06-01
190625060379 2019-06-25 BIENNIAL STATEMENT 2018-06-01
SR-1993 2019-01-28 CERTIFICATE OF CHANGE (BY AGENT) 2019-01-28

Court Cases

Court Case Summary

Filing Date:
2023-07-24
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Neither plaintiff nor defendant demands jury
Nature Of Suit:
Other Contract Actions

Parties

Party Name:
KEEFE, BRUYETTE & WOODS, INC.
Party Role:
Plaintiff
Party Role:
Defendant

Court Case Summary

Filing Date:
2019-02-05
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Neither plaintiff nor defendant demands jury
Nature Of Suit:
Securities, Commodities, Exchange

Parties

Party Name:
AMTRUST FINANCIAL SERVICES, IN
Party Role:
Defendant
Party Name:
KEEFE, BRUYETTE & WOODS, INC.
Party Role:
Plaintiff

Court Case Summary

Filing Date:
2015-04-24
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Plaintiff demands jury
Nature Of Suit:
Other Contract Actions

Parties

Party Name:
KEEFE, BRUYETTE & WOODS, INC.
Party Role:
Plaintiff
Party Name:
GREENHILL COGENT HOLDINGS, L.P
Party Role:
Defendant

Date of last update: 18 Mar 2025

Sources: New York Secretary of State