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THE ROOSEVELT INVESTMENT GROUP, INC.

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Company Details

Name: THE ROOSEVELT INVESTMENT GROUP, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Inactive
Date of registration: 20 Nov 1990 (35 years ago)
Date of dissolution: 23 Dec 2020
Entity Number: 1489751
ZIP code: 10017
County: New York
Place of Formation: New York
Address: 730 THIRD AVE, 23RD FLOOR, NEW YORK, NY, United States, 10017

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

Chief Executive Officer

Name Role Address
ADAM SHEER Chief Executive Officer 730 THIRD AVE, 23RD FLOOR, NEW YORK, NY, United States, 10017

DOS Process Agent

Name Role Address
THE ROOSEVELT INVESTMENT GROUP, INC. DOS Process Agent 730 THIRD AVE, 23RD FLOOR, NEW YORK, NY, United States, 10017

Links between entities

Type:
Headquarter of
Company Number:
000157166
State:
RHODE ISLAND

Form 5500 Series

Employer Identification Number (EIN):
133592307
Plan Year:
2020
Number Of Participants:
40
Sponsors Telephone Number:
Plan Year:
2020
Number Of Participants:
41
Sponsors Telephone Number:

History

Start date End date Type Value
2008-10-15 2009-01-08 Shares Share type: PAR VALUE, Number of shares: 200000, Par value: 0.01
2007-08-28 2008-10-15 Shares Share type: PAR VALUE, Number of shares: 18000, Par value: 0.01
2007-08-28 2007-08-28 Shares Share type: PAR VALUE, Number of shares: 18000, Par value: 0.01
2007-08-28 2007-08-28 Shares Share type: PAR VALUE, Number of shares: 2000, Par value: 0.01
2007-08-28 2008-10-15 Shares Share type: PAR VALUE, Number of shares: 2000, Par value: 0.01

Filings

Filing Number Date Filed Type Effective Date
201221000385 2020-12-21 CERTIFICATE OF MERGER 2020-12-23
161222000255 2016-12-22 CERTIFICATE OF AMENDMENT 2016-12-22
161109006122 2016-11-09 BIENNIAL STATEMENT 2016-11-01
150618006109 2015-06-18 BIENNIAL STATEMENT 2014-11-01
121109006262 2012-11-09 BIENNIAL STATEMENT 2012-11-01

Trademarks Section

Serial Number:
85677932
Mark:
HECKMAN GLOBAL ADVISORS
Status:
CANCELLED - SECTION 8
Mark Type:
TRADEMARK, SERVICE MARK
Application Filing Date:
2012-07-16
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
HECKMAN GLOBAL ADVISORS

Goods And Services

For:
Electronic publications, namely, newsletters in the field of equity investments and equity portfolio allocation by country, sector and industry
International Classes:
009 - Primary Class
Class Status:
Sec. 8 – Entire Registration
For:
Financial research regarding equity investments and portfolio allocations; providing financial information regarding interactive modeling of equity portfolios by country, sector and industry
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
85125039
Status:
ABANDONED - AFTER INTER-PARTES DECISION
Mark Type:
SERVICE MARK
Application Filing Date:
2010-09-08
Mark Drawing Type:
Illustration: Drawing or design without any word(s)/letter(s)/number(s)

Goods And Services

For:
financial services, namely, investment advisory services; investment management services; and asset management services
First Use:
2010-09-02
International Classes:
036 - Primary Class
Class Status:
Abandoned

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Date of last update: 15 Mar 2025

Sources: New York Secretary of State