|
0611375
|
Securities, Commodities, Exchange
|
2006-10-25
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Missing
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
order decided
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
defendant
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2006-10-25
|
| Termination Date |
2008-03-24
|
| Section |
0078
|
| Status |
Terminated
|
Parties
| Name |
BOCKMON
|
| Role |
Plaintiff
|
|
| Name |
LEGG MASON, INC.
|
| Role |
Defendant
|
|
|
|
2002910
|
Securities, Commodities, Exchange
|
2020-04-08
|
voluntarily
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
no court action
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2020-04-08
|
| Termination Date |
2020-06-22
|
| Section |
0078
|
| Status |
Terminated
|
Parties
| Name |
MINZER
|
| Role |
Plaintiff
|
|
| Name |
LEGG MASON, INC.
|
| Role |
Defendant
|
|
|
|
2003355
|
Securities, Commodities, Exchange
|
2020-04-29
|
voluntarily
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
no court action
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2020-04-29
|
| Termination Date |
2020-07-06
|
| Section |
0078
|
| Status |
Terminated
|
Parties
| Name |
RUBIN
|
| Role |
Plaintiff
|
|
| Name |
LEGG MASON, INC.
|
| Role |
Defendant
|
|
|
|
2105231
|
Employee Retirement Income Security Act (ERISA)
|
2021-06-11
|
missing
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
> 10000$
|
| Termination Class Action |
Missing
|
| Procedural Progress |
Missing
|
| Nature Of Judgment |
Missing
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2021-06-11
|
| Termination Date |
1900-01-01
|
| Section |
1001
|
| Status |
Pending
|
Parties
| Name |
BARBIERI
|
| Role |
Plaintiff
|
|
| Name |
LEGG MASON, INC.
|
| Role |
Defendant
|
|
|
|
0609436
|
Securities, Commodities, Exchange
|
2006-10-16
|
other
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Missing
|
| Demanded Amount |
0
|
| Termination Class Action |
denied
|
| Procedural Progress |
order decided
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
defendant
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2006-10-16
|
| Termination Date |
2008-03-24
|
| Section |
0078
|
| Status |
Terminated
|
Parties
| Name |
GARBER
|
| Role |
Plaintiff
|
|
| Name |
LEGG MASON, INC.
|
| Role |
Defendant
|
|
|
|
2002941
|
Securities, Commodities, Exchange
|
2020-04-09
|
voluntarily
|
|
| Circuit |
Second Circuit
|
| Origin |
original proceeding
|
| Jurisdiction |
federal question
|
| Jury Demand |
Plaintiff demands jury
|
| Demanded Amount |
0
|
| Termination Class Action |
Missing
|
| Procedural Progress |
no court action
|
| Nature Of Judgment |
no monetary award
|
| Judgement |
missing
|
| Arbitration On Termination |
Missing
|
| Office |
1
|
| Filing Date |
2020-04-09
|
| Termination Date |
2020-06-19
|
| Section |
0078
|
| Status |
Terminated
|
Parties
| Name |
GORDON
|
| Role |
Plaintiff
|
|
| Name |
LEGG MASON, INC.
|
| Role |
Defendant
|
|
|
