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  5. AMBAC FINANCIAL GROUP, INC.

AMBAC FINANCIAL GROUP, INC.

Company Details

Name: AMBAC FINANCIAL GROUP, INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Active
Date of registration: 18 Jul 1991 (34 years ago)
Entity Number: 1562592
ZIP code: 10004
County: New York
Place of Formation: Delaware
Address: 1 STATE STREET PLAZA, NEW YORK, NY, United States, 10004

Chief Executive Officer

Name Role Address
DIANA N ADAMS Chief Executive Officer ONE STATE STREET PLAZA, NEW YORK, NY, United States, 10004

DOS Process Agent

Name Role Address
STEPHEN M KSENAK, ESQ. DOS Process Agent 1 STATE STREET PLAZA, NEW YORK, NY, United States, 10004

Form 5500 Series

Employer Identification Number (EIN):
133621676
Plan Year:
2014
Number Of Participants:
255
Sponsors Telephone Number:
2126680340
File:
View File
Plan Year:
2013
Number Of Participants:
213
Sponsors Telephone Number:
2126680340
File:
View File
Plan Year:
2011
Number Of Participants:
250
Sponsors Telephone Number:
2126680340
File:
View File
Plan Year:
2010
Number Of Participants:
300
Sponsors Telephone Number:
2126680340
File:
View File
Plan Year:
2009
Number Of Participants:
352
Sponsors Telephone Number:
2126680340
File:
View File

History

Start date End date Type Value
2009-07-23 2011-08-19 Address ONE STATE ST PLAZA, NEW YORK, NY, 10004, USA (Type of address: Chief Executive Officer)
2005-09-14 2009-07-23 Address 1 STATE ST PLAZA, NEW YORK, NY, 10004, USA (Type of address: Chief Executive Officer)
1999-08-04 2005-09-14 Address C/O AMBAC, ONE STATE STREET PLAZA, NEW YORK, NY, 10004, USA (Type of address: Chief Executive Officer)
1999-08-04 2011-08-19 Address ATTN: ANNE G. GILL, ESQ., ONE STATE STREET PLAZA, NEW YORK, NY, 10004, USA (Type of address: Service of Process)
1993-08-05 1999-08-04 Address 1 STATE STREET PLAZA, NEW YORK, NY, 10004, USA (Type of address: Chief Executive Officer)

Filings

Filing Number Date Filed Type Effective Date
110819002118 2011-08-19 BIENNIAL STATEMENT 2011-07-01
090723002004 2009-07-23 BIENNIAL STATEMENT 2009-07-01
050914002586 2005-09-14 BIENNIAL STATEMENT 2005-07-01
030721002078 2003-07-21 BIENNIAL STATEMENT 2003-07-01
011115002621 2001-11-15 BIENNIAL STATEMENT 2001-07-01

Trademarks Section

Serial Number:
75595014
Mark:
FINANCIAL PEACE OF MIND
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
1998-11-24
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
FINANCIAL PEACE OF MIND
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
MUNICIPAL BOND INSURANCE UNDERWRITING
First Use:
1997-07-14
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
97281965
Mark:
22°
Status:
A second request for extension of time to file a Statement of Use has been granted.
Mark Type:
Service Mark
Application Filing Date:
2022-02-24
Mark Drawing Type:
4 - STANDARD CHARACTER MARK
Mark Literal Elements:
22°
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Outsource service provider in the field of business analytics; Outsource service provider in the field of business management; Outsource service provider in the field of business management of insurance and related businesses, namely, in the areas of information technology, human resources and accou...
International Classes:
035 - Primary Class
Class Status:
ACTIVE
For:
Outsource service provider in the field of information technology consulting; Outsource service providers in the field of information technology
International Classes:
042 - Primary Class
Class Status:
ACTIVE
Serial Number:
97281974
Mark:
22° BUSINESS SERVICES
Status:
A second request for extension of time to file a Statement of Use has been granted.
Mark Type:
Service Mark
Application Filing Date:
2022-02-24
Mark Drawing Type:
4 - STANDARD CHARACTER MARK
Mark Literal Elements:
22° BUSINESS SERVICES
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Outsource service provider in the field of business analytics; Outsource service provider in the field of business management; Outsource service provider in the field of business management of insurance and related businesses, namely, in the areas of information technology, human resources and accou...
International Classes:
035 - Primary Class
Class Status:
ACTIVE
For:
Outsource service provider in the field of information technology consulting; Outsource service providers in the field of information technology
International Classes:
042 - Primary Class
Class Status:
ACTIVE
Serial Number:
98353086
Status:
A first request for extension of time to file a Statement of Use has been granted.
Mark Type:
Service Mark
Application Filing Date:
2024-01-11
Mark Drawing Type:
2 - AN ILLUSTRATION DRAWING WITHOUT ANY WORDS(S)/ LETTER(S) /NUMBER(S)
Mark Literal Elements:
None
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Business consulting services; Business consulting services in the field of insurance and reinsurance; Holding company services performed for third parties, namely, business administration
International Classes:
035 - Primary Class
Class Status:
ACTIVE
For:
Consultancy services relating to insurance; Consulting and information concerning insurance; Development of insurance policies for others; Financial consultancy and insurance consultancy; Financial evaluation for insurance purposes; Financial management in the field of insurance and reinsurance; Fin...
International Classes:
036 - Primary Class
Class Status:
ACTIVE
Serial Number:
99165653
Mark:
TRIBECA
Status:
New application awaiting assignment to an examining attorney. See current trademark processing wait times for more information.
Mark Type:
Service Mark
Application Filing Date:
2025-05-01
Mark Drawing Type:
4 - STANDARD CHARACTER MARK
Mark Literal Elements:
TRIBECA
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Insurance holding company providing services for subsidiaries that operate as insurance carriers for specialty property and casualty insurance program businesses, insurance distribution businesses such as managing general agents, underwriters and other appointed and delegated insurance underwriting...
International Classes:
036 - Primary Class
Class Status:
ACTIVE

Court Cases

Court Case Summary

Filing Date:
2011-10-25
Status:
Terminated
Nature Of Judgment:
no monetary award
Jury Demand:
Neither plaintiff nor defendant demands jury
Nature Of Suit:
Bankruptcy Appeals Rule 28 USC 158

Parties

Party Name:
AMBAC FINANCIAL GROUP, INC.
Party Role:
Defendant
Party Name:
AMBAC FINANCIAL GROUP, ,
Party Role:
Plaintiff

Related by officers

DIANA N ADAMS

AMBAC ASSET FUNDING CORPORATION AMBAC CAPITAL CORPORATION AMBAC INVESTMENTS INC.

Related by address

1 STATE STREET PLAZA, NEW YORK, NY, United States, 10004

AMERICAN FRIENDS OF MACHON MEIR BAYS ROYALTY LLC BURMEISTER & WAIN AMERICAN CORPORATION RI SKILLED CARE CENTER LLC SCANFLIGHT (U.S.), INC. ROSS, STEBBINS INC. INSYNC INC. GRACECHURCH HOLDING CORPORATION COSNEY REALTY CORP.

Date of last update: 15 Mar 2025

Sources: New York Secretary of State

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