SMBC NIKKO SECURITIES AMERICA, INC.
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| Name: | SMBC NIKKO SECURITIES AMERICA, INC. |
| Jurisdiction: | New York |
| Legal type: | FOREIGN BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 09 Sep 1991 (34 years ago) |
| Entity Number: | 1574080 |
| ZIP code: | 12207 |
| County: | New York |
| Place of Formation: | Delaware |
| Principal Address: | 277 Park Avenue, 6th Floor, New York, NY, United States, 10172 |
| Address: | 80 STATE STREET, ALBANY, NY, United States, 12207 |
| Name | Role | Address |
|---|---|---|
| C/O CORPORATION SERVICE COMPANY | DOS Process Agent | 80 STATE STREET, ALBANY, NY, United States, 12207 |
| Name | Role | Address |
|---|---|---|
| SCOTT ASHBY | Chief Executive Officer | 277 PARK AVENUE, NEW YORK, NY, United States, 10172 |
| Name | Role | Address |
|---|---|---|
| THE PRENTICE-HALL CORPORATION SYSTEM, INC. | Agent | 80 STATE STREET, ALBANY, NY, 12207 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2023-09-05 | 2023-09-05 | Address | 277 PARK AVENUE, NEW YORK, NY, 10172, USA (Type of address: Chief Executive Officer) |
| 2019-10-07 | 2023-09-05 | Address | 277 PARK AVENUE, NEW YORK, NY, 10172, USA (Type of address: Chief Executive Officer) |
| 2019-10-07 | 2023-09-05 | Address | 277 PARK AVENUE / 5TH FL, NEW YORK, NY, 10172, 0003, USA (Type of address: Service of Process) |
| 2015-09-09 | 2019-10-07 | Address | 277 PARK AVENUE, NEW YORK, NY, 10172, USA (Type of address: Chief Executive Officer) |
| 2015-09-09 | 2017-09-06 | Address | 277 PARK AVENUE / 5TH FL, NEW YORK, NY, 10172, 0003, USA (Type of address: Principal Executive Office) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 230905002969 | 2023-09-05 | BIENNIAL STATEMENT | 2023-09-01 |
| 210910001788 | 2021-09-10 | BIENNIAL STATEMENT | 2021-09-10 |
| 191007060511 | 2019-10-07 | BIENNIAL STATEMENT | 2019-09-01 |
| 170906006130 | 2017-09-06 | BIENNIAL STATEMENT | 2017-09-01 |
| 150909006103 | 2015-09-09 | BIENNIAL STATEMENT | 2015-09-01 |
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Date of last update: 15 Mar 2025
Sources: New York Secretary of State