| Name: | BROWN BROTHERS HARRIMAN & CO. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC LIMITED PARTNERSHIP |
| Status: | Active |
| Date of registration: | 08 Apr 1992 (33 years ago) |
| Entity Number: | 1627398 |
| ZIP code: | 10005 |
| County: | New York |
| Place of Formation: | New York |
| Address: | ATTN OFFICE OF GENERAL COUNSEL, 140 BROADWAY, NEW YORK, NY, United States, 10005 |
| Unique Entity ID | Expiration Date | Physical Address | Mailing Address | |||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| GNJ2DLKL1RH5 | 2023-08-23 | 140 BROADWAY, NEW YORK, NY, 10005, 1108, USA | 140 BROADWAY, NEW YORK, NY, 10005, USA | |||||||||||||||||||||||||||||||||||||||
|
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| Doing Business As | BROWN BROTHERS HARRIMAN INTERNATIONAL |
| Congressional District | 10 |
| State/Country of Incorporation | NY, USA |
| Activation Date | 2022-08-24 |
| Initial Registration Date | 2021-06-15 |
| Entity Start Date | 1818-10-10 |
| Fiscal Year End Close Date | Dec 31 |
Service Classifications
| NAICS Codes | 522110 |
Points of Contacts
| Electronic Business | |
|---|---|
| Title | PRIMARY POC |
| Name | RADFORD KLOTZ |
| Address | 140 BROADWAY, NEW YORK, NY, 10005, USA |
| Government Business | |
|---|---|
| Title | PRIMARY POC |
| Name | MICHAEL DOW |
| Address | 140 BROADWAY, NEW YORK, NY, 10005, USA |
| Past Performance | Information not Available |
|---|
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1227021 | 50 POST OFFICE SQUARE, BOSTON, MA, 02110 | 140 BROADWAY, NEW YORK, NY, 10005 | 617.742.1818 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | TA-2 |
| File number | 084-06072 |
| Filing date | 2024-03-08 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2024-02-07
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2024-02-07 |
| File | View File |
Filings since 2023-09-11
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2023-09-11 |
| File | View File |
Filings since 2023-06-05
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2023-06-05 |
| File | View File |
Filings since 2023-03-30
| Form type | TA-2 |
| File number | 084-06072 |
| Filing date | 2023-03-30 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2023-03-13
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2023-03-13 |
| File | View File |
Filings since 2022-03-29
| Form type | TA-W |
| File number | 084-06077 |
| Filing date | 2022-03-29 |
| File | View File |
Filings since 2022-03-22
| Form type | TA-2 |
| File number | 084-06072 |
| Filing date | 2022-03-22 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-03-31
| Form type | TA-2 |
| File number | 084-06072 |
| Filing date | 2021-03-31 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2021-03-19
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2021-03-19 |
| File | View File |
Filings since 2020-03-30
| Form type | TA-2 |
| File number | 084-06072 |
| Filing date | 2020-03-30 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2020-02-11
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2020-02-11 |
| File | View File |
Filings since 2019-03-29
| Form type | TA-2 |
| File number | 084-06072 |
| Filing date | 2019-03-29 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-02-15
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2019-02-15 |
| File | View File |
Filings since 2018-03-28
| Form type | TA-2 |
| File number | 084-06072 |
| Filing date | 2018-03-28 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-02-28
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2018-02-28 |
| File | View File |
Filings since 2017-03-27
| Form type | TA-2 |
| File number | 084-06072 |
| Filing date | 2017-03-27 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-02-23
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2017-02-23 |
| File | View File |
Filings since 2016-06-01
| Form type | TA-2/A |
| File number | 084-06072 |
| Filing date | 2016-06-01 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-04-11
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2016-04-11 |
| File | View File |
Filings since 2016-03-31
| Form type | TA-2 |
| File number | 084-06072 |
| Filing date | 2016-03-31 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-01
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2016-02-01 |
| File | View File |
Filings since 2015-10-02
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2015-10-02 |
| File | View File |
Filings since 2015-06-25
| Form type | TA-2/A |
| File number | 084-06072 |
| Filing date | 2015-06-25 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-03-31
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2015-03-31 |
| File | View File |
Filings since 2015-03-30
| Form type | TA-2/A |
| File number | 084-06072 |
| Filing date | 2015-03-30 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-02-18
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2015-02-18 |
| File | View File |
Filings since 2015-02-02
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2015-02-02 |
| File | View File |
Filings since 2014-08-12
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2014-08-12 |
| File | View File |
Filings since 2014-03-31
| Form type | TA-2/A |
| File number | 084-06072 |
| Filing date | 2014-03-31 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2014-02-28 |
| File | View File |
Filings since 2013-10-28
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2013-10-28 |
| File | View File |
Filings since 2013-03-28
| Form type | TA-2 |
| File number | 084-06072 |
| Filing date | 2013-03-28 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-03-01
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2013-03-01 |
| File | View File |
Filings since 2012-05-14
| Form type | TA-2/A |
| File number | 084-06072 |
| Filing date | 2012-05-14 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2012-04-02
| Form type | TA-2 |
| File number | 084-06072 |
| Filing date | 2012-04-02 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-15
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2012-02-15 |
| File | View File |
Filings since 2011-03-31
| Form type | TA-2/A |
| File number | 084-06072 |
| Filing date | 2011-03-31 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-03-01
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2011-03-01 |
| File | View File |
Filings since 2010-03-29
| Form type | TA-2 |
| File number | 084-06072 |
| Filing date | 2010-03-29 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2010-03-01 |
| File | View File |
Filings since 2009-03-20
| Form type | TA-2 |
| File number | 084-06072 |
| Filing date | 2009-03-20 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-02-24
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2009-02-24 |
| File | View File |
Filings since 2008-03-18
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2008-03-18 |
| File | View File |
Filings since 2008-03-18
| Form type | TA-2 |
| File number | 084-06072 |
| Filing date | 2008-03-18 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-03-19
| Form type | TA-2 |
| File number | 084-06072 |
| Filing date | 2007-03-19 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-03-19
| Form type | TA-2/A |
| File number | 084-06072 |
| Filing date | 2007-03-19 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2007-03-14
| Form type | TA-1/A |
| File number | 084-06072 |
| Filing date | 2007-03-14 |
| File | View File |
Filings since 2006-04-04
| Form type | TA-2 |
| File number | 084-06072 |
| Filing date | 2006-04-04 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-03-29
| Form type | TA-2 |
| File number | 084-06072 |
| Filing date | 2005-03-29 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-03-19
| Form type | TA-2 |
| File number | 084-06072 |
| Filing date | 2004-03-19 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-05-14
| Form type | TA-1 |
| File number | 084-06077 |
| Filing date | 2003-05-14 |
| File | View File |
Filings since 2003-04-09
| Form type | TA-1 |
| File number | 084-06072 |
| Filing date | 2003-04-09 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 5493006KMX1VFTPYPW14 | 1627398 | US-NY | GENERAL | ACTIVE | 1992-04-08 | |||||||||||||||||||
|
||||||||||||||||||||||||
| Legal | C/O JACOB S. CHACKO, OFFICE OF GENERAL COUNSEL, 140 BROADWAY, NEW YORK, US-NY, US, 10005 |
| Headquarters | OFFICE OF GENERAL COUNSEL, New York, US-NY, US, 10005 |
Registration details
| Registration Date | 2012-12-12 |
| Last Update | 2024-05-16 |
| Status | ISSUED |
| Next Renewal | 2025-05-22 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 1627398 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BROWN BROTHERS HARRIMAN & CO. RETIREE WELFARE BENEFITS PLAN | 2020 | 134973745 | 2021-07-30 | BROWN BROTHERS HARRIMAN & CO. | 110 | |||||||||||||||||||||||||||||||||||||
|
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| Active participants | 116 |
Signature of
| Role | Plan administrator |
| Date | 2021-07-30 |
| Name of individual signing | MARIA ROMEOS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2021-07-30 |
| Name of individual signing | SANDI STEIN |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 526 |
| Effective date of plan | 2014-01-01 |
| Business code | 522110 |
| Sponsor’s telephone number | 2127237658 |
| Plan sponsor’s mailing address | 140 BROADWAY, NEW YORK, NY, 100051108 |
| Plan sponsor’s address | 140 BROADWAY, NEW YORK, NY, 100051108 |
Number of participants as of the end of the plan year
| Active participants | 3211 |
Signature of
| Role | Plan administrator |
| Date | 2021-07-30 |
| Name of individual signing | MARIA ROMEOS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2021-07-30 |
| Name of individual signing | SANDI STEIN |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 526 |
| Effective date of plan | 2014-01-01 |
| Business code | 522110 |
| Sponsor’s telephone number | 2127237658 |
| Plan sponsor’s mailing address | 140 BROADWAY, NEW YORK, NY, 100051108 |
| Plan sponsor’s address | 140 BROADWAY, NEW YORK, NY, 100051108 |
Number of participants as of the end of the plan year
| Active participants | 3278 |
Signature of
| Role | Plan administrator |
| Date | 2020-07-29 |
| Name of individual signing | MARIA ROMEOS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2020-07-29 |
| Name of individual signing | SANDI STEIN |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 525 |
| Effective date of plan | 2014-01-01 |
| Business code | 522110 |
| Sponsor’s telephone number | 2124937658 |
| Plan sponsor’s mailing address | 140 BROADWAY, NEW YORK, NY, 100051108 |
| Plan sponsor’s address | 140 BROADWAY, NEW YORK, NY, 100051108 |
Number of participants as of the end of the plan year
| Active participants | 110 |
Signature of
| Role | Plan administrator |
| Date | 2020-07-29 |
| Name of individual signing | MARIA ROMEOS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2020-07-29 |
| Name of individual signing | SANDI STEIN |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 525 |
| Effective date of plan | 2014-01-01 |
| Business code | 522110 |
| Sponsor’s telephone number | 2124937658 |
| Plan sponsor’s mailing address | 140 BROADWAY, NEW YORK, NY, 100051108 |
| Plan sponsor’s address | 140 BROADWAY, NEW YORK, NY, 100051108 |
Number of participants as of the end of the plan year
| Active participants | 152 |
Signature of
| Role | Plan administrator |
| Date | 2019-07-18 |
| Name of individual signing | MARIA ROMEOS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2019-07-18 |
| Name of individual signing | SANDI STEIN |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 526 |
| Effective date of plan | 2014-01-01 |
| Business code | 522110 |
| Sponsor’s telephone number | 2127237658 |
| Plan sponsor’s mailing address | 140 BROADWAY, NEW YORK, NY, 100051108 |
| Plan sponsor’s address | 140 BROADWAY, NEW YORK, NY, 100051108 |
Number of participants as of the end of the plan year
| Active participants | 3273 |
Signature of
| Role | Plan administrator |
| Date | 2019-07-18 |
| Name of individual signing | MARIA ROMEOS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2019-07-18 |
| Name of individual signing | SANDI STEIN |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 526 |
| Effective date of plan | 2014-01-01 |
| Business code | 522110 |
| Sponsor’s telephone number | 2124937658 |
| Plan sponsor’s mailing address | 140 BROADWAY, NEW YORK, NY, 100051108 |
| Plan sponsor’s address | 140 BROADWAY, NEW YORK, NY, 100051108 |
Number of participants as of the end of the plan year
| Active participants | 3188 |
Signature of
| Role | Plan administrator |
| Date | 2018-07-27 |
| Name of individual signing | SANDI STEIN |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2018-07-27 |
| Name of individual signing | SANDI STEIN |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 525 |
| Effective date of plan | 2014-01-01 |
| Business code | 522110 |
| Sponsor’s telephone number | 2124937658 |
| Plan sponsor’s mailing address | 140 BROADWAY, NEW YORK, NY, 100051108 |
| Plan sponsor’s address | 140 BROADWAY, NEW YORK, NY, 100051108 |
Number of participants as of the end of the plan year
| Active participants | 183 |
Signature of
| Role | Plan administrator |
| Date | 2018-07-27 |
| Name of individual signing | SANDI STEIN |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2018-07-27 |
| Name of individual signing | SANDI STEIN |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 526 |
| Effective date of plan | 2014-01-01 |
| Business code | 522110 |
| Sponsor’s telephone number | 2124937658 |
| Plan sponsor’s mailing address | 140 BROADWAY, NEW YORK, NY, 100051108 |
| Plan sponsor’s address | 140 BROADWAY, NEW YORK, NY, 100051108 |
Number of participants as of the end of the plan year
| Active participants | 3212 |
Signature of
| Role | Plan administrator |
| Date | 2017-10-16 |
| Name of individual signing | SANDI STEIN |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2017-10-16 |
| Name of individual signing | SANDI STEIN |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 525 |
| Effective date of plan | 2014-01-01 |
| Business code | 522110 |
| Sponsor’s telephone number | 2124937658 |
| Plan sponsor’s mailing address | 140 BROADWAY, NEW YORK, NY, 100051108 |
| Plan sponsor’s address | 140 BROADWAY, NEW YORK, NY, 100051108 |
Number of participants as of the end of the plan year
| Active participants | 195 |
Signature of
| Role | Plan administrator |
| Date | 2017-10-16 |
| Name of individual signing | SANDI STEIN |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2017-10-16 |
| Name of individual signing | SANDI STEIN |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| jacob s. chacko | Agent | ATTN: OFFICE OF GENERAL COUNSEL,, 140 BROADWAY, NEW YORK, NY, 10005 |
| Name | Role | Address |
|---|---|---|
| THE PARTNERSHIP | DOS Process Agent | ATTN OFFICE OF GENERAL COUNSEL, 140 BROADWAY, NEW YORK, NY, United States, 10005 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2023-05-09 | 2024-02-16 | Address | ATTN: OFFICE OF GENERAL COUNSEL,, 140 BROADWAY, NEW YORK, NY, 10005, USA (Type of address: Registered Agent) |
| 2023-05-09 | 2024-02-16 | Address | ATTN OFFICE OF GENERAL COUNSEL, 140 BROADWAY, NEW YORK, NY, 10005, 1101, USA (Type of address: Service of Process) |
| 2023-02-03 | 2023-05-09 | Address | ATTN OFFICE OF GENERAL COUNSEL, 140 BROADWAY, NEW YORK, NY, 10005, 1101, USA (Type of address: Service of Process) |
| 2023-02-03 | 2023-05-09 | Address | ATTN OFFICE OF GENERAL COUNSEL, 140 BROADWAY, NEW YORK, NY, 10005, 1101, USA (Type of address: Registered Agent) |
| 2019-10-23 | 2023-02-03 | Address | ATTN OFFICE OF GENERAL COUNSEL, 140 BROADWAY, NEW YORK, NY, 10005, 1101, USA (Type of address: Registered Agent) |
| 2019-10-23 | 2023-02-03 | Address | ATTN OFFICE OF GENERAL COUNSEL, 140 BROADWAY, NEW YORK, NY, 10005, 1101, USA (Type of address: Service of Process) |
| 2019-01-16 | 2019-10-23 | Address | ATTN: OFFICE OF GEN. COUNSEL, 140 BROADWAY, NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| 2015-12-29 | 2019-01-16 | Address | 140 BROADWAY, NEW YORK, NY, 10005, 1101, USA (Type of address: Service of Process) |
| 2004-02-13 | 2015-12-29 | Address | 140 BROADWAY, NEW YORK, NY, 10005, 1101, USA (Type of address: Service of Process) |
| 2003-02-05 | 2004-02-13 | Address | 140 BROADWAY, NEW YORK, NY, 10005, 1101, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 240216000092 | 2024-01-26 | CERTIFICATE OF AMENDMENT | 2024-01-26 |
| 230509001994 | 2023-05-08 | CERTIFICATE OF CHANGE BY ENTITY | 2023-05-08 |
| 230203000063 | 2023-02-01 | CERTIFICATE OF AMENDMENT | 2023-02-01 |
| 210308000197 | 2021-03-08 | CERTIFICATE OF AMENDMENT | 2021-03-08 |
| 200224000967 | 2020-02-24 | CERTIFICATE OF AMENDMENT | 2020-02-24 |
| 191023000793 | 2019-10-23 | CERTIFICATE OF MERGER | 2019-10-23 |
| 190122000002 | 2019-01-22 | CERTIFICATE OF AMENDMENT | 2019-01-22 |
| 190116000270 | 2019-01-16 | CERTIFICATE OF CHANGE | 2019-01-16 |
| 180126000354 | 2018-01-26 | CERTIFICATE OF AMENDMENT | 2018-01-26 |
| 170130001008 | 2017-01-30 | CERTIFICATE OF AMENDMENT | 2017-01-30 |
| Contract Type | Award or IDV Flag | PIID | Start Date | Current End Date | Potential End Date | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| PO | AWARD | CFOM08CO0130 | 2008-09-13 | 2008-09-24 | 2008-09-24 | |||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||
| Title | MODIFICATION OF HVAC CONTROLS FOR CFTC'S NEW YORK OFFICE |
| NAICS Code | 238220: PLUMBING, HEATING, AND AIR-CONDITIONING CONTRACTORS |
| Product and Service Codes | Z111: MAINT-REP-ALT/OFFICE BLDGS |
Recipient Details
| Recipient | BROWN BROTHERS HARRIMAN & CO. |
| UEI | GNJ2DLKL1RH5 |
| Legacy DUNS | 006981310 |
| Recipient Address | UNITED STATES, 140 BROADWAY STE BSMT, NEW YORK, 100051149 |
| Unique Award Key | CONT_AWD_CFFM08CO0012_9507_-NONE-_-NONE- |
| Awarding Agency | Commodity Futures Trading Commission |
| Link | View Page |
Description
| Title | LEASE. |
| NAICS Code | 531210: OFFICES OF REAL ESTATE AGENTS AND BROKERS |
| Product and Service Codes | R499: OTHER PROFESSIONAL SERVICES |
Recipient Details
| Recipient | BROWN BROTHERS HARRIMAN & CO. |
| UEI | GNJ2DLKL1RH5 |
| Legacy DUNS | 006981310 |
| Recipient Address | UNITED STATES, 140 BROADWAY, NEW YORK, 100051101 |
| Unique Award Key | CONT_AWD_CFOM08CO0027_9507_-NONE-_-NONE- |
| Awarding Agency | Commodity Futures Trading Commission |
| Link | View Page |
Description
| Title | MISCELLANEOUS BUIDLING SERVICES. |
| NAICS Code | 531210: OFFICES OF REAL ESTATE AGENTS AND BROKERS |
| Product and Service Codes | R499: OTHER PROFESSIONAL SERVICES |
Recipient Details
| Recipient | BROWN BROTHERS HARRIMAN & CO. |
| UEI | GNJ2DLKL1RH5 |
| Legacy DUNS | 006981310 |
| Recipient Address | UNITED STATES, 140 BROADWAY, NEW YORK, 100051101 |
| Unique Award Key | CONT_AWD_CFOM09CO0024_9507_-NONE-_-NONE- |
| Awarding Agency | Commodity Futures Trading Commission |
| Link | View Page |
Description
| Title | MISCELLANEOUS BUIDLING SERVICES. |
| NAICS Code | 531210: OFFICES OF REAL ESTATE AGENTS AND BROKERS |
| Product and Service Codes | R499: OTHER PROFESSIONAL SERVICES |
Recipient Details
| Recipient | BROWN BROTHERS HARRIMAN & CO. |
| UEI | GNJ2DLKL1RH5 |
| Legacy DUNS | 006981310 |
| Recipient Address | UNITED STATES, 140 BROADWAY STE BSMT, NEW YORK, 100051149 |
| Unique Award Key | CONT_AWD_CFOM10CO0024_9507_-NONE-_-NONE- |
| Awarding Agency | Commodity Futures Trading Commission |
| Link | View Page |
Description
| Title | MISC SERVICES PERFORMED BY THE LANDLORD FOR NY OFFICE SPACE |
| NAICS Code | 531210: OFFICES OF REAL ESTATE AGENTS AND BROKERS |
| Product and Service Codes | R499: OTHER PROFESSIONAL SERVICES |
Recipient Details
| Recipient | BROWN BROTHERS HARRIMAN & CO. |
| UEI | GNJ2DLKL1RH5 |
| Legacy DUNS | 006981310 |
| Recipient Address | UNITED STATES, 140 BROADWAY STE BSMT, NEW YORK, 100051149 |
| Unique Award Key | CONT_AWD_CFOM11CO0006_9507_-NONE-_-NONE- |
| Awarding Agency | Commodity Futures Trading Commission |
| Link | View Page |
Description
| Title | MISC SERVICES PERFORMED BY THE LANDLORD FOR NY OFFICE SPACE |
| NAICS Code | 531210: OFFICES OF REAL ESTATE AGENTS AND BROKERS |
| Product and Service Codes | R499: OTHER PROFESSIONAL SERVICES |
Recipient Details
| Recipient | BROWN BROTHERS HARRIMAN & CO. |
| UEI | GNJ2DLKL1RH5 |
| Legacy DUNS | 006981310 |
| Recipient Address | UNITED STATES, 140 BROADWAY STE BSMT, NEW YORK, 100051149 |
| Unique Award Key | CONT_AWD_CFOM12CO0020_9507_-NONE-_-NONE- |
| Awarding Agency | Commodity Futures Trading Commission |
| Link | View Page |
Description
| Title | MISC SERVICES PERFORMED BY THE LANDLORD FOR NY OFFICE SPACE |
| NAICS Code | 531210: OFFICES OF REAL ESTATE AGENTS AND BROKERS |
| Product and Service Codes | R499: SUPPORT- PROFESSIONAL: OTHER |
Recipient Details
| Recipient | BROWN BROTHERS HARRIMAN & CO. |
| UEI | GNJ2DLKL1RH5 |
| Legacy DUNS | 006981310 |
| Recipient Address | UNITED STATES, 140 BROADWAY STE BSMT, NEW YORK, 100051149 |
| Unique Award Key | CONT_AWD_9523ZY20P0009_9507_-NONE-_-NONE- |
| Awarding Agency | Commodity Futures Trading Commission |
| Link | View Page |
Award Amounts
| Obligated Amount | 300.15 |
| Current Award Amount | 300.15 |
| Potential Award Amount | 300.15 |
Description
| Title | MISCELLANEOUS SERVICES - NY LEASE |
| NAICS Code | 561210: FACILITIES SUPPORT SERVICES |
| Product and Service Codes | Z1AA: MAINTENANCE OF OFFICE BUILDINGS |
Recipient Details
| Recipient | BROWN BROTHERS HARRIMAN & CO. |
| UEI | GNJ2DLKL1RH5 |
| Recipient Address | UNITED STATES, 140 BROADWAY, NEW YORK, NEW YORK, NEW YORK, 100051149 |
| Unique Award Key | CONT_AWD_9523ZY19P0007_9507_-NONE-_-NONE- |
| Awarding Agency | Commodity Futures Trading Commission |
| Link | View Page |
Award Amounts
| Obligated Amount | 3144.02 |
| Current Award Amount | 3144.02 |
| Potential Award Amount | 3144.02 |
Description
| Title | NY REGIONAL OFFICE -- MISCELLANEOUS SERVICES |
| NAICS Code | 561210: FACILITIES SUPPORT SERVICES |
| Product and Service Codes | Z1AA: MAINTENANCE OF OFFICE BUILDINGS |
Recipient Details
| Recipient | BROWN BROTHERS HARRIMAN & CO. |
| UEI | GNJ2DLKL1RH5 |
| Recipient Address | UNITED STATES, 140 BROADWAY, NEW YORK, NEW YORK, NEW YORK, 100051149 |
| Mark | US Serial Number | Application Filing Date | US Registration Number | Registration Date | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| No data | 73681631 | 1987-08-31 | 1490495 | 1988-05-31 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Mark Literal Elements | None |
| Standard Character Claim | No |
| Mark Drawing Type | 2 - AN ILLUSTRATION DRAWING WITHOUT ANY WORDS(S)/ LETTER(S) /NUMBER(S) |
| Design Search Code(s) | 02.01.01 - Busts of men facing forward; Heads of men facing forward; Men - heads, portraiture, or busts facing forward; Portraiture of men facing forward, 02.01.05 - Historical men (American); Men, famous; Presidents (American), 02.01.06 - Colonial dress, men wearing; Men in colonial dress, Pilgrims, Quakers and colonial militiamen; Militiamen; Pilgrims, men; Quakers, 03.17.02 - Feathers, shown alone or as part of something other than associated animal, 20.01.01 - Chalk; Crayons; Fountain pens; Markers (writing instruments); Pencils; Pens, ink (excluding quill pens in 20.01.09), 26.03.21 - Ovals that are completely or partially shaded |
Goods and Services
| For | BANKING SERVICES |
| International Class(es) | 036 - Primary Class |
| U.S Class(es) | 102 |
| Class Status | SECTION 8 - CANCELLED |
| First Use | Jan. 01, 1931 |
| Use in Commerce | Jan. 01, 1931 |
Basis Information (Case Level)
| Filed Use | Yes |
| Currently Use | Yes |
| Filed ITU | No |
| Currently ITU | No |
| Filed 44D | No |
| Currently 44D | No |
| Filed 44E | No |
| Currently 44E | No |
| Filed 66A | No |
| Currently 66A | No |
| Filed No Basis | No |
| Currently No Basis | No |
Current Owner(s) Information
| Owner Name | BROWN BROTHERS HARRIMAN & CO. |
| Owner Address | 140 BROADWAY NEW YORK, NEW YORK UNITED STATES 10005 |
| Legal Entity Type | PARTNERSHIP |
| State or Country Where Organized | NEW YORK |
Attorney/Correspondence Information
| Attorney Name | Allen J. Baden |
| Attorney Email Authorized | Yes |
| Attorney Primary Email Address | allen@baden.law |
| Phone | 469-677-7750 |
| Correspondent e-mail | allen@baden.law, docket@baden.law |
| Correspondent Name/Address | Allen J. Baden, Baden Law Firm, 5646 Milton St Ste 226, Dallas, TEXAS UNITED STATES 75206-3999 |
| Correspondent e-mail Authorized | Yes |
Prosecution History
| Date | Description |
|---|---|
| 2021-12-03 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 2021-12-03 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| 2021-12-03 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| 2021-10-15 | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 |
| 2017-05-31 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| 2011-07-14 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 2010-09-13 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 2008-12-09 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| 2008-12-09 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| 2008-10-14 | ASSIGNED TO PARALEGAL |
| 2008-10-09 | TEAS SECTION 8 & 9 RECEIVED |
| 2008-09-08 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 2008-06-30 | CASE FILE IN TICRS |
| 1993-09-17 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| 1993-06-04 | REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED |
| 1988-05-31 | REGISTERED-PRINCIPAL REGISTER |
| 1988-03-08 | PUBLISHED FOR OPPOSITION |
| 1988-02-12 | NOTICE OF PUBLICATION |
| 1988-02-06 | NOTICE OF PUBLICATION |
| 1987-12-07 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| 1987-12-03 | EXAMINER'S AMENDMENT MAILED |
| 1987-11-24 | ASSIGNED TO EXAMINER |
TM Staff and Location Information
| Current Location | POST REGISTRATION |
| Date in Location | 2008-12-09 |
| Register | Principal |
| Mark Type | Service Mark |
| Status | Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page. |
| Status Date | 1994-10-31 |
| Publication Date | 1988-02-02 |
| Date Cancelled | 1994-10-31 |
Mark Information
| Mark Literal Elements | BROWNSBANKER |
| Standard Character Claim | Yes. The mark consists of standard characters without claim to any particular font style, size, or color. |
| Mark Drawing Type | 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S) |
Goods and Services
| For | BANKING SERVICES RENDERED VIA ELECTRONIC COMMUNICATIONS AND COMPUTERS |
| International Class(es) | 036 - Primary Class |
| U.S Class(es) | 102 |
| Class Status | SECTION 8 - CANCELLED |
| First Use | Mar. 17, 1985 |
| Use in Commerce | Mar. 17, 1985 |
Basis Information (Case Level)
| Filed Use | Yes |
| Currently Use | Yes |
| Filed ITU | No |
| Currently ITU | No |
| Filed 44D | No |
| Currently 44D | No |
| Filed 44E | No |
| Currently 44E | No |
| Filed 66A | No |
| Currently 66A | No |
| Filed No Basis | No |
| Currently No Basis | No |
Current Owner(s) Information
| Owner Name | BROWN BROTHERS HARRIMAN & CO. |
| Owner Address | 59 WALL STREET NEW YORK, NEW YORK UNITED STATES 10005 |
| Legal Entity Type | PARTNERSHIP |
| State or Country Where Organized | NEW YORK |
Attorney/Correspondence Information
| Attorney Name | WILLIAM J. UNGVARSKY |
| Fax | 206-453-4338 |
| Phone | 206-453-4369 |
| Correspondent e-mail | abaden@lmb-law.com |
| Correspondent Name/Address | Allen J. Baden, LEIBOW MCKEAN BADEN PLLC, 205 NE Northlake Way, Suite 210, Seattle, WASHINGTON UNITED STATES 98105 |
| Correspondent e-mail Authorized | Yes |
Prosecution History
| Date | Description |
|---|---|
| 2010-09-13 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 1994-10-31 | CANCELLED SEC. 8 (6-YR) |
| 1988-04-26 | REGISTERED-PRINCIPAL REGISTER |
| 1988-02-02 | PUBLISHED FOR OPPOSITION |
| 1988-01-03 | NOTICE OF PUBLICATION |
| 1987-11-27 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| 1987-09-26 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| 1987-09-26 | NON-FINAL ACTION MAILED |
| 1987-09-01 | ASSIGNED TO EXAMINER |
TM Staff and Location Information
| Current Location | FILE REPOSITORY (FRANCONIA) |
| Date in Location | 1988-05-09 |
| Register | Principal |
| Mark Type | Service Mark |
| Status | Abandoned because the applicant failed to respond or filed a late response to an Office action. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page. |
| Status Date | 1987-07-08 |
Mark Information
| Mark Literal Elements | BROWNLINK |
| Standard Character Claim | Yes. The mark consists of standard characters without claim to any particular font style, size, or color. |
| Mark Drawing Type | 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S) |
Goods and Services
| For | INFORMATION PROCESSING AND COMMUNICATIONS SERVICES FOR BANKS AND FINANCIAL INSTITUTIONS RENDERED THROUGH COMPUTER NETWORKS AND SATELLITE TRANSMISSIONS |
| International Class(es) | 036 - Primary Class |
| U.S Class(es) | 102 |
| Class Status | ABANDONED |
| First Use | Jan. 19, 1986 |
| Use in Commerce | Jan. 19, 1986 |
Basis Information (Case Level)
| Filed Use | Yes |
| Currently Use | Yes |
| Filed ITU | No |
| Currently ITU | No |
| Filed 44D | No |
| Currently 44D | No |
| Filed 44E | No |
| Currently 44E | No |
| Filed 66A | No |
| Currently 66A | No |
| Filed No Basis | No |
| Currently No Basis | No |
Current Owner(s) Information
| Owner Name | BROWN BROTHERS HARRIMAN & CO. |
| Owner Address | 59 WALL STREET NEW YORK, NEW YORK UNITED STATES 10005 |
| Legal Entity Type | PARTNERSHIP |
| State or Country Where Organized | NEW YORK |
Attorney/Correspondence Information
| Attorney Name | JOHN A. FOGARTY, JR. |
| Fax | 206-453-4338 |
| Phone | 206-453-4369 |
| Correspondent e-mail | abaden@lmb-law.com |
| Correspondent Name/Address | Allen J. Baden, LEIBOW MCKEAN BADEN PLLC, 205 NE Northlake Way, Suite 210, Seattle, WASHINGTON UNITED STATES 98105 |
| Correspondent e-mail Authorized | Yes |
Prosecution History
| Date | Description |
|---|---|
| 2010-09-13 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 1987-07-08 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE |
| 1986-11-20 | NON-FINAL ACTION MAILED |
| 1986-10-16 | ASSIGNED TO EXAMINER |
TM Staff and Location Information
| TM Attorney | SPARROW, MARY |
| Law Office Assigned | data usage |
| Current Location | FILE REPOSITORY (FRANCONIA) |
| Date in Location | 1987-07-24 |
Date of last update: 05 Jan 2025
Sources: New York Secretary of State
