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  5. LAZARD FRERES & CO. LLC

LAZARD FRERES & CO. LLC

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Company Details

Name: LAZARD FRERES & CO. LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 13 Apr 1992 (33 years ago)
Entity Number: 1628467
ZIP code: 10112
County: New York
Place of Formation: New York
Address: 30 ROCKEFELLER PLAZA, NEW YORK, NY, United States, 10112

DOS Process Agent

Name Role Address
LAZARD FRERES & CO. LLC DOS Process Agent 30 ROCKEFELLER PLAZA, NEW YORK, NY, United States, 10112

Links between entities

Type:
Headquarter of
Company Number:
LLC_00032697
State:
ILLINOIS
ILLINOIS profile:
LAZARD FRERES & CO. LLC (IL)
Type:
Headquarter of
Company Number:
10047851
State:
Alaska
Alaska profile:
LAZARD FRERES & CO. LLC (AK)
Type:
Headquarter of
Company Number:
3b4ab772-e565-ed11-906c-00155d32b947
State:
MINNESOTA
MINNESOTA profile:
LAZARD FRERES & CO. LLC (MN)

Unique Entity ID

CAGE Code:
60UP8
UEI Expiration Date:
2020-11-21

Business Information

Activation Date:
2019-11-22
Initial Registration Date:
2010-05-27

Central Index Key

CIK number:
0000058124
Phone:
(212) 632-1947
EDGAR Link:
View company profile on EDGAR website

Latest Filings

Form type:
X-17A-5
File number:
008-02595
Filing date:
2025-02-25
File:
View File
Form type:
X-17A-5
File number:
008-02595
Filing date:
2024-03-07
File:
View File
Form type:
X-17A-5
File number:
008-02595
Filing date:
2023-02-23
File:
View File
Form type:
X-17A-5
File number:
008-02595
Filing date:
2022-02-28
File:
View File
Form type:
X-17A-5
File number:
008-02595
Filing date:
2021-02-26
File:
View File

Commercial and government entity program

CAGE number:
60UP8
Status:
Obsolete
Type:
Non-Manufacturer
CAGE Update Date:
2024-11-23
CAGE Expiration:
2024-11-22
SAM Expiration:
2020-11-21

Contact Information

POC:
STEVEN J. PEARL

Legal Entity Identifier

LEI Number:
549300KBW1UFG70QHB90

Registration Details:

Initial Registration Date:
2012-12-05
Next Renewal Date:
2025-12-22
Registration Status:
ISSUED
Validation Source:
FULLY_CORROBORATED

Licenses

Number Type End date
10491203201 LIMITED LIABILITY BROKER 2024-12-02
10491207779 LIMITED LIABILITY BROKER 2025-11-09
10991211855 REAL ESTATE PRINCIPAL OFFICE No data

History

Start date End date Type Value
2014-12-24 2024-04-15 Address 30 ROCKEFELLER PLAZA, NEW YORK, NY, 10112, USA (Type of address: Service of Process)
2014-12-23 2014-12-23 Address 30 ROCKEFELLER PLAZA, NEW YORK, NY, 10112, USA (Type of address: Service of Process)
2014-12-23 2014-12-24 Address 30 ROCKEFELLER PLAZA, NEW YORK, NY, 10112, USA (Type of address: Service of Process)
1997-06-04 2014-12-23 Address 30 ROCKEFELLER PLAZA, NEW YORK, NY, 10020, USA (Type of address: Service of Process)
1995-05-01 1997-06-04 Address ATTN: MELVIN L. HEINEMAN, ONE ROCKEFELLER PLAZA, NEW YORK, NY, 10020, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
240415001055 2024-04-15 BIENNIAL STATEMENT 2024-04-15
220413000253 2022-04-13 BIENNIAL STATEMENT 2022-04-01
200407060325 2020-04-07 BIENNIAL STATEMENT 2020-04-01
190228060075 2019-02-28 BIENNIAL STATEMENT 2018-04-01
161025006340 2016-10-25 BIENNIAL STATEMENT 2016-04-01

USAspending Awards / Contracts

Procurement Instrument Identifier:
DELP0000031
Link:
View Award on USAspending website
Award Or Idv Flag:
AWARD
Award Type:
DCA
Action Obligation:
0.00
Base And Exercised Options Value:
0.00
Base And All Options Value:
0.00
Awarding Agency Name:
Department of Energy
Performance Start Date:
2011-09-20
Description:
PROVIDE DOE WITH COMPREHENSIVE FINANCIAL ADVISORY SUPPORT FOR THE RESTRUCTURING OF SOLYNDRA INC. LOAN AND PROVIDE ADVICE ON RESTRUCTURING THE COMPANY BOTH IN AND OUTSIDE OF BANKRUPTCY, AND PROVIDE COUNSEL ON THE PATH FORWARD WHICH PROVIDES FOR THE GREATEST PROTECTION OF TAXPAYER INTERESTS.
Naics Code:
523930: INVESTMENT ADVICE
Product Or Service Code:
B547: STUDY/ACCOUNTING/FINANCIAL MGT

Trademarks Section

Serial Number:
87140521
Mark:
VOLT
Status:
SECTION 8 & 15-ACCEPTED AND ACKNOWLEDGED
Mark Type:
SERVICE MARK
Application Filing Date:
2016-08-16
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
VOLT
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Investment advice; Investment management
First Use:
2017-01-31
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
76091622
Mark:
LAZARD FRERES
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
2000-07-19
Mark Drawing Type:
Illustration: Drawing with word(s)/letter(s)/number(s) in Stylized form
Mark Literal Elements:
LAZARD FRERES
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
FINANCIAL ADVISORY SERVICES; ASSET MANAGEMENT SERVICES; MUTUAL FUND INVESTMENT SERVICES; FINANCING SERVICES IN THE NATURE OF DEBT, EQUITY, PARTNERSHIPS AND JOINT VENTURES; FINANCIAL ANALYSIS AND CONSULTATION IN THE FIELDS OF MERGER, ACQUISITION, RESTRUCTURING AND OTHER CORPORATE FINANCE ACTIVITIES,...
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration
For:
BUSINESS CONSULTATION IN THE FIELD OF MERGERS, ACQUISITIONS, RESTRUCTURING AND OTHER CORPORATE FINANCE ACTIVITIES, NAMELY, DEBT AND EQUITY OFFERING AND STRUCTURING; MARKETING, NAMELY ADVERTISING REAL ESTATE SALES AND PURCHASES FOR OTHERS
International Classes:
035 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
76091621
Mark:
LAZARD
Status:
REGISTERED AND RENEWED
Mark Type:
SERVICE MARK
Application Filing Date:
2000-07-19
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
LAZARD
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
FINANCIAL ADVISORY SERVICES; ASSET MANAGEMENT SERVICES; MUTUAL FUND INVESTMENT SERVICES; FINANCING SERVICES IN THE NATURE OF DEBT, EQUITY, PARTNERSHIPS AND JOINT VENTURES; FINANCIAL ANALYSIS AND CONSULTATION IN THE FIELDS OF MERGER, ACQUISITION, RESTRUCTURING AND OTHER CORPORATE FINANCE ACTIVITIES,...
International Classes:
036 - Primary Class
Class Status:
Active
For:
BUSINESS CONSULTATION IN THE FIELD OF MERGERS, ACQUISITIONS, RESTRUCTURING AND OTHER CORPORATE FINANCE ACTIVITIES, NAMELY, DEBT AND EQUITY OFFERING AND STRUCTURING [; MARKETING, namely, ADVERTISING REAL ESTATE SALES AND PURCHASES FOR OTHERS ]
International Classes:
035 - Primary Class
Class Status:
Active
Serial Number:
76091613
Mark:
LAZARD ASSET MANAGEMENT
Status:
REGISTERED AND RENEWED
Mark Type:
SERVICE MARK
Application Filing Date:
2000-07-19
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
LAZARD ASSET MANAGEMENT
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
FINANCIAL ADVISORY SERVICES; ASSET MANAGEMENT SERVICES; MUTUAL FUND INVESTMENT SERVICES
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
76069874
Mark:
EUROPEAN OPPORTUNITIES PARTNERS, L.P.
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
2000-06-14
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
EUROPEAN OPPORTUNITIES PARTNERS, L.P.
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
financial services; namely, investment advisory services; investment management services; and asset management services
International Classes:
036 - Primary Class
Class Status:
Active

Court Cases

Court Case Summary

Filing Date:
2025-03-20
Status:
Pending
Nature Of Judgment:
Missing
Jury Demand:
Neither plaintiff nor defendant demands jury
Nature Of Suit:
Other Contract Actions

Parties

Party Name:
LAZARD FRERES & CO. LLC
Party Role:
Plaintiff
Party Name:
BENEFICIENT
Party Role:
Defendant

Court Case Summary

Filing Date:
2005-01-13
Status:
Terminated
Nature Of Judgment:
Missing
Jury Demand:
Missing
Nature Of Suit:
Civil Rights Employment

Parties

Party Name:
LAZARD FRERES & CO. LLC
Party Role:
Plaintiff
Party Name:
CGR ADVISORS, L.L.C.
Party Role:
Defendant
Party Name:
ALABI-AJIDAGBA
Party Role:
Plaintiff
Party Name:
HOME DEPOT U.S.A., INC.
Party Role:
Defendant

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Date of last update: 15 Mar 2025

Sources: New York Secretary of State

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