| Name: | MIRAE ASSET SECURITIES (USA) INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 07 Jul 1992 (33 years ago) |
| Entity Number: | 1649846 |
| ZIP code: | 10019 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 810 7TH AVE, 37TH FLOOR, NEW YORK, NY, United States, 10019 |
Shares Details
Shares issued 100000
Share Par Value 0.01
Type PAR VALUE
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 890203 | 810 SEVENTH AVENUE, 37TH FLOOR, NEW YORK, NY, 10019 | 810 SEVENTH AVENUE, 37TH FLOOR, NEW YORK, NY, 10019 | 646-968-2052 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | 13F-HR |
| File number | 028-24253 |
| Filing date | 2024-11-06 |
| Reporting date | 2024-09-30 |
| File | View File |
Filings since 2024-07-31
| Form type | 13F-HR |
| File number | 028-24253 |
| Filing date | 2024-07-31 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-02-28
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2024-02-28 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2024-02-28
| Form type | FOCUSN |
| File number | 008-45034 |
| Filing date | 2024-02-28 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-03-01
| Form type | FOCUSN |
| File number | 008-45034 |
| Filing date | 2023-03-01 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-03-01
| Form type | FOCUSN |
| File number | 008-45034 |
| Filing date | 2022-03-01 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2022-03-01
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2022-03-01 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-03-01
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2021-03-01 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-03-09
| Form type | FOCUSN |
| File number | 008-45034 |
| Filing date | 2020-03-09 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2020-03-05
| Form type | X-17A-5/A |
| File number | 008-45034 |
| Filing date | 2020-03-05 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2020-03-02
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2020-03-02 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-03-07
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2019-03-07 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-03-15
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2017-03-15 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-26
| Form type | FOCUSN |
| File number | 008-45034 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-26
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-03-02
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2015-03-02 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | FOCUSN |
| File number | 008-45034 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-05-29
| Form type | FOCUSN |
| File number | 008-45034 |
| Filing date | 2013-05-29 |
| Reporting date | 2013-03-31 |
| File | View File |
Filings since 2013-05-29
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2013-05-29 |
| Reporting date | 2013-03-31 |
| File | View File |
Filings since 2012-05-30
| Form type | FOCUSN |
| File number | 008-45034 |
| Filing date | 2012-05-30 |
| Reporting date | 2012-03-31 |
| File | View File |
Filings since 2012-05-30
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2012-05-30 |
| Reporting date | 2012-03-31 |
| File | View File |
Filings since 2011-05-31
| Form type | FOCUSN |
| File number | 008-45034 |
| Filing date | 2011-05-31 |
| Reporting date | 2011-03-31 |
| File | View File |
Filings since 2011-05-31
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2011-05-31 |
| Reporting date | 2011-03-31 |
| File | View File |
Filings since 2010-11-23
| Form type | X-17A-5/A |
| File number | 008-45034 |
| Filing date | 2010-11-23 |
| Reporting date | 2010-03-31 |
| File | View File |
Filings since 2010-05-28
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2010-05-28 |
| Reporting date | 2010-03-31 |
| File | View File |
Filings since 2010-05-28
| Form type | FOCUSN |
| File number | 008-45034 |
| Filing date | 2010-05-28 |
| Reporting date | 2010-03-31 |
| File | View File |
Filings since 2009-05-28
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2009-05-28 |
| Reporting date | 2009-03-31 |
| File | View File |
Filings since 2009-05-28
| Form type | FOCUSN |
| File number | 008-45034 |
| Filing date | 2009-05-28 |
| Reporting date | 2009-03-31 |
| File | View File |
Filings since 2008-05-30
| Form type | FOCUSN |
| File number | 008-45034 |
| Filing date | 2008-05-30 |
| Reporting date | 2008-03-31 |
| File | View File |
Filings since 2008-05-30
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2008-05-30 |
| Reporting date | 2008-03-31 |
| File | View File |
Filings since 2007-05-30
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2007-05-30 |
| Reporting date | 2007-03-31 |
| File | View File |
Filings since 2007-05-30
| Form type | FOCUSN |
| File number | 008-45034 |
| Filing date | 2007-05-30 |
| Reporting date | 2007-03-31 |
| File | View File |
Filings since 2006-02-28
| Form type | FOCUSN |
| File number | 008-45034 |
| Filing date | 2006-02-28 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-02-28
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2006-02-28 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-02-22
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2005-02-22 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-02-22
| Form type | FOCUSN |
| File number | 008-45034 |
| Filing date | 2005-02-22 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-05-03
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2004-05-03 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-02-27
| Form type | FOCUSN |
| File number | 008-45034 |
| Filing date | 2004-02-27 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-02-28
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2003-02-28 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-03-01
| Form type | X-17A-5 |
| File number | 008-45034 |
| Filing date | 2002-03-01 |
| Reporting date | 2001-12-31 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 25490087B4GFZLJZE912 | 1649846 | US-NY | GENERAL | ACTIVE | 1992-07-06 | |||||||||||||||||||
|
||||||||||||||||||||||||
| Legal | 810 7TH AVE, 37TH FLOOR, NEW YORK, US-NY, US, 10019 |
| Headquarters | 810 7TH AVE, 37TH FLOOR, NEW YORK, US-NY, US, 10019 |
Registration details
| Registration Date | 2017-05-05 |
| Last Update | 2024-02-14 |
| Status | ISSUED |
| Next Renewal | 2025-02-23 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 1649846 |
| Name | Role | Address |
|---|---|---|
| JAE RYU | Chief Executive Officer | 810 7TH AVE, 37TH FLOOR, NEW YORK, NY, United States, 10019 |
| Name | Role |
|---|---|
| REGISTERED AGENT REVOKED | Agent |
| Name | Role | Address |
|---|---|---|
| MIRAE ASSET SECURITIES (USA) INC. | DOS Process Agent | 810 7TH AVE, 37TH FLOOR, NEW YORK, NY, United States, 10019 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2024-07-02 | 2024-07-02 | Address | 810 7TH AVE, 37TH FLOOR, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer) |
| 2023-06-02 | 2024-07-02 | Address | 810 7TH AVE, 37TH FLOOR, NEW YORK, NY, 10019, USA (Type of address: Service of Process) |
| 2023-06-02 | 2023-06-02 | Address | 810 7TH AVE, 37TH FLOOR, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer) |
| 2023-06-02 | 2024-07-02 | Address | 810 7TH AVE, 37TH FLOOR, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer) |
| 2023-06-02 | 2024-07-02 | Address | ONE COMMERCE PLAZA, 99 WASHINGTON AVENUE # 805 A, ALBANY, NY, 12210, 2822, USA (Type of address: Registered Agent) |
| 2022-12-21 | 2024-07-02 | Shares | Share type: PAR VALUE, Number of shares: 100000, Par value: 0.01 |
| 2022-09-22 | 2022-12-21 | Shares | Share type: PAR VALUE, Number of shares: 100000, Par value: 0.01 |
| 2022-09-14 | 2022-09-22 | Shares | Share type: PAR VALUE, Number of shares: 100000, Par value: 0.01 |
| 2021-09-17 | 2022-09-14 | Shares | Share type: PAR VALUE, Number of shares: 100000, Par value: 0.01 |
| 2021-01-29 | 2023-06-02 | Address | 810 7TH AVE, 37TH FLOOR, NEW YORK, NY, 10019, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 240702001074 | 2024-07-02 | BIENNIAL STATEMENT | 2024-07-02 |
| 230602001151 | 2022-12-21 | CERTIFICATE OF RESIGNATION OF REGISTERED AGENT | 2022-12-21 |
| 220920000586 | 2022-09-20 | BIENNIAL STATEMENT | 2022-07-01 |
| 210129060522 | 2021-01-29 | BIENNIAL STATEMENT | 2020-07-01 |
| 190326060376 | 2019-03-26 | BIENNIAL STATEMENT | 2018-07-01 |
| 181207000697 | 2018-12-07 | CERTIFICATE OF CHANGE (BY AGENT) | 2018-12-07 |
| 171121000278 | 2017-11-21 | CERTIFICATE OF CHANGE | 2017-11-21 |
| 170703002002 | 2017-07-03 | AMENDMENT TO BIENNIAL STATEMENT | 2016-07-01 |
| 161206002020 | 2016-12-06 | BIENNIAL STATEMENT | 2016-07-01 |
| 161121000299 | 2016-11-21 | CERTIFICATE OF AMENDMENT | 2016-11-21 |
Date of last update: 22 Jan 2025
Sources: New York Secretary of State
