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  5. ROCKEFELLER PHILANTHROPY ADVISORS, INC.

ROCKEFELLER PHILANTHROPY ADVISORS, INC.

Company Details

Name: ROCKEFELLER PHILANTHROPY ADVISORS, INC.
Jurisdiction: New York
Legal type: FOREIGN NOT-FOR-PROFIT CORPORATION
Status: Active
Date of registration: 09 Sep 1992 (33 years ago)
Entity Number: 1664624
ZIP code: 12207
County: New York
Place of Formation: Delaware
Address: 80 STATE STREET, ALBANY, NY, United States, 12207

Commercial and government entity program

CAGE number Status Type Established CAGE Update Date CAGE Expiration SAM Expiration
4JCC4 Active Non-Manufacturer 2006-09-07 2024-08-01 2029-08-01 2025-07-30

Contact Information
POC NICHOLAS D. HODGES
Phone +1 917-293-4784
Address 120 BROADWAY STE 3475, NEW YORK, NY, 10271 0002, UNITED STATES

Ownership of Offeror Information
Highest Level Owner Information not Available
Immediate Level Owner Information not Available
List of Offerors (0) Information not Available

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER PHILANTHROPY ADVISORS, INC. 2017 133615533 2018-08-20 ROCKEFELLER PHILANTHROPY ADVISORS INC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 813000
Sponsor’s telephone number 2128124281
Plan sponsor’s address 6 W. 48TH STREET, 10TH FLOOR, NEW YORK, NY, 10036

Signature of
Role Plan administrator
Date 2018-08-20
Name of individual signing TINA BEYERS
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER PHILANTHROPY ADVISORS, INC. 2016 133615533 2017-08-14 ROCKEFELLER PHILANTHROPY ADVISORS INC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 813000
Sponsor’s telephone number 2128124281
Plan sponsor’s address 6 W. 48TH STREET, 10TH FLOOR, NEW YORK, NY, 10036

Signature of
Role Plan administrator
Date 2017-08-14
Name of individual signing TINA BEYERS
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND INC ET AL 2015 133615533 2016-10-12 ROCKEFELLER PHILANTHROPY ADVISORS INC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 813000
Sponsor’s telephone number 2128124281
Plan sponsor’s address 6 W. 48TH STREET, 10TH FLOOR, NEW YORK, NY, 10036

Signature of
Role Plan administrator
Date 2016-10-12
Name of individual signing TINA BEYERS
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND INC ET AL 2014 133615533 2015-10-09 ROCKEFELLER PHILANTHROPY ADVISORS INC 16
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 813000
Sponsor’s telephone number 2128124281
Plan sponsor’s address 6 W. 48TH STREET, 10TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address
Administrator’s EIN 133615533
Plan administrator’s name ROCKEFELLER PHILANTHROPY ADVISORS, INC.
Plan administrator’s address 6 W. 48TH STREET, 10TH FLOOR, NEW YORK, NY, 10036
Administrator’s telephone number 2128124281

Signature of
Role Plan administrator
Date 2015-10-09
Name of individual signing NICHOLAS HODGES
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND INC ET AL 2014 133615533 2015-10-14 ROCKEFELLER PHILANTHROPY ADVISORS INC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 813000
Sponsor’s telephone number 2128124281
Plan sponsor’s address 6 W. 48TH STREET, 10TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address
Administrator’s EIN 133615533
Plan administrator’s name ROCKEFELLER PHILANTHROPY ADVISORS, INC.
Plan administrator’s address 6 W. 48TH STREET, 10TH FLOOR, NEW YORK, NY, 10036
Administrator’s telephone number 2128124281

Signature of
Role Plan administrator
Date 2015-10-14
Name of individual signing NICHOLAS HODGES
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND INC ET AL 2013 133615533 2014-08-08 ROCKEFELLER PHILANTHROPY ADVISORS INC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 813000
Sponsor’s telephone number 2128124281
Plan sponsor’s address 6 W. 48TH STREET, 10TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address
Administrator’s EIN 133615533
Plan administrator’s name ROCKEFELLER PHILANTHROPY ADVISORS, INC.
Plan administrator’s address 6 W. 48TH STREET, 10TH FLOOR, NEW YORK, NY, 10036
Administrator’s telephone number 2128124281

Signature of
Role Plan administrator
Date 2014-08-08
Name of individual signing KATHY EASON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND INC ET AL 2012 133615533 2013-09-05 ROCKEFELLER PHILANTHROPY ADVISORS INC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 813000
Sponsor’s telephone number 2128124281
Plan sponsor’s address 6 W. 48TH STREET, 10TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address
Administrator’s EIN 133615533
Plan administrator’s name ROCKEFELLER PHILANTHROPY ADVISORS, INC.
Plan administrator’s address 6 W. 48TH STREET, 10TH FLOOR, NEW YORK, NY, 10036
Administrator’s telephone number 2128124281

Signature of
Role Plan administrator
Date 2013-09-05
Name of individual signing KATHY EASON
ROCKEFELLER PHILANTHROPY ADVISORS 401(K) PLAN 2011 133615533 2012-10-11 ROCKEFELLER PHILANTHROPY ADVISORS, INC. 0
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2011-01-01
Business code 813000
Sponsor’s telephone number 2128124330
Plan sponsor’s address 6 WEST 48TH STREET, NEW YORK, NY, 10036

Plan administrator’s name and address
Administrator’s EIN 133615533
Plan administrator’s name ROCKEFELLER PHILANTHROPY ADVISORS, INC.
Plan administrator’s address 6 WEST 48TH STREET, NEW YORK, NY, 10036
Administrator’s telephone number 2128124330

Signature of
Role Plan administrator
Date 2012-10-11
Name of individual signing KATHY EASON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND INC ET AL 2011 133615533 2012-10-02 ROCKEFELLER PHILANTHROPY ADVISORS INC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 813000
Sponsor’s telephone number 2128124281
Plan sponsor’s address 6 W. 48TH STREET, 10TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address
Administrator’s EIN 133615533
Plan administrator’s name ROCKEFELLER PHILANTHROPY ADVISORS, INC.
Plan administrator’s address 6 W. 48TH STREET, 10TH FLOOR, NEW YORK, NY, 10036
Administrator’s telephone number 2128124281

Signature of
Role Plan administrator
Date 2012-10-02
Name of individual signing KATHY EASON
RETIREMENT INCOME PLAN FOR EMPLOYEES OF ROCKEFELLER BROTHERS FUND INC ET AL 2010 133615533 2011-09-29 ROCKEFELLER PHILANTHROPY ADVISORS INC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 813000
Sponsor’s telephone number 2128124281
Plan sponsor’s address 6 W. 48TH STREET, 10TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address
Administrator’s EIN 133615533
Plan administrator’s name ROCKEFELLER PHILANTHROPY ADVISORS, INC.
Plan administrator’s address 6 W. 48TH STREET, 10TH FLOOR, NEW YORK, NY, 10036
Administrator’s telephone number 2128124281

Signature of
Role Plan administrator
Date 2011-09-29
Name of individual signing KATHY EASON

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 80 STATE STREET, ALBANY, NY, 12207

DOS Process Agent

Name Role Address
C/O CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

History

Start date End date Type Value
1992-09-09 2015-05-18 Address ROOM 5600, 30 ROCKEFELLER PLAZA, NEW YORK, NY, 10112, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
150518000432 2015-05-18 CERTIFICATE OF CHANGE 2015-05-18
011212000761 2001-12-12 CERTIFICATE OF AMENDMENT 2001-12-12
920909000253 1992-09-09 APPLICATION OF AUTHORITY 1992-09-09

USAspending Awards. Contracts

Contract Type Award or IDV Flag PIID Start Date Current End Date Potential End Date
PO AWARD EP08H000682 2008-02-05 2008-05-30 2008-05-30
Unique Award Key CONT_AWD_EP08H000682_6800_-NONE-_-NONE-
Awarding Agency Environmental Protection Agency
Link View Page

Description
Title WORKSHOP FOR CARBON DISCLOSURE BEST PRACTICES
NAICS Code 813219: OTHER GRANTMAKING AND GIVING SERVICES
Product and Service Codes R499: OTHER PROFESSIONAL SERVICES

Recipient Details
Recipient ROCKEFELLER PHILANTHROPY ADVISORS, INC.
UEI FWMJKZL477L3
Legacy DUNS 162067156
Recipient Address UNITED STATES, 437 MADISON AVE FL 37, NEW YORK, 100227016
PO AWARD EP11H000611 2011-05-27 2011-09-30 2011-09-30
Unique Award Key CONT_AWD_EP11H000611_6800_-NONE-_-NONE-
Awarding Agency Environmental Protection Agency
Link View Page

Description
Title EXPAND THE CAPITAL IN GREEN REVOLVING FUNDS
NAICS Code 541611: ADMINISTRATIVE MANAGEMENT AND GENERAL MANAGEMENT CONSULTING SERVICES
Product and Service Codes R499: OTHER PROFESSIONAL SERVICES

Recipient Details
Recipient ROCKEFELLER PHILANTHROPY ADVISORS, INC.
UEI FWMJKZL477L3
Legacy DUNS 162067156
Recipient Address UNITED STATES, 6 WEST 48TH ST STE 10, NEW YORK, 100361802

USAspending Awards. Financial Assistance

FAIN Awarding Agency Assistance Listings Start Date End Date Description
83484901 Environmental Protection Agency 66.309 - SURVEYS, STUDIES, INVESTIGATIONS, TRAINING AND SPECIAL PURPOSE ACTIVITIES RELATING TO ENVIRONMENTAL JUSTICE 2010-09-01 2011-02-28 TO FACILITATE THE PROCESS OF REACHING THE IMPACTED COMMUNITIES TO DISSEMINATE TIMELY AND ACCURATE INFORMATION REGARDING HEALTH AND ENVIRONMENTAL ISSU
Recipient ROCKEFELLER PHILANTHROPY ADVISORS, INC.
Recipient Name Raw ROCKPAD - ROCKEFELLER PHILANTHROPY ADVISORS
Recipient UEI FWMJKZL477L3
Recipient DUNS 162067156
Recipient Address 6 WEST 48TH STREET 10TH FLOOR, NEW YORK, NEW YORK, NEW YORK, 10036-1802, UNITED STATES
Obligated Amount 30000.00
Non-Federal Funding 0.00
Original Subsidy Cost 0.00
Face Value of Direct Loan 0.00
Link View Page
AID486A1000003 Agency for International Development 98.001 - USAID FOREIGN ASSISTANCE FOR PROGRAMS OVERSEAS 2009-12-22 2014-12-22 SUSTAINABLE DEVELOPMENT AND LIVELIHOODS PROGRAM FOR URBAN AND RURAL ETHNIC TIBETANS (TIBET) - TBF
Recipient ROCKEFELLER PHILANTHROPY ADVISORS, INC.
Recipient Name Raw ROCKEFELLER PHILANTHROPY ADVISORS INC
Recipient UEI FWMJKZL477L3
Recipient DUNS 162067156
Recipient Address 6 WEST 48TH ST STE 10, NEW YORK, NEW YORK, NEW YORK, 10036-1802, UNITED STATES
Obligated Amount 10799920.00
Non-Federal Funding 0.00
Original Subsidy Cost 0.00
Face Value of Direct Loan 0.00
Link View Page
AIDREEA000900074 Agency for International Development 98.011 - GLOBAL DEVELOPMENT ALLIANCE 2009-09-30 2011-09-30 TWO YEAR COOPERATIVE AGREEMENT TO FUND THE IMPACT REPORTING INVESTMENT STANDARDS (IRIS) INITIATIVE
Recipient ROCKEFELLER PHILANTHROPY ADVISORS, INC.
Recipient Name Raw ROCKEFELLER PHILANTHROPY ADVISORS, INC.
Recipient UEI FWMJKZL477L3
Recipient DUNS 162067156
Recipient Address 6 W 48TH ST FL 10, 0, NEW YORK, NEW YORK, NEW YORK, 10036-1802, UNITED STATES
Obligated Amount 3000000.00
Non-Federal Funding 0.00
Original Subsidy Cost 0.00
Face Value of Direct Loan 0.00
Link View Page
83420701 Environmental Protection Agency 66.034 - SURVEYS, STUDIES, RESEARCH, INVESTIGATIONS, DEMONSTRATIONS, AND SPECIAL PURPOSE ACTIVITIES RELATING TO THE CLEAN AIR ACT 2009-03-01 2012-02-29 THE GOAL OF THIS PROJECT IS TO EXPAND GREENHOUSE GAS ACCOUNTING AND MANAGEMENT TO INDUSTRIES AND COUNTRIES THAT ARE NOT YET ACTIVELY ENGAGED IN MEAS
Recipient ROCKEFELLER PHILANTHROPY ADVISORS, INC.
Recipient Name Raw ROCKEFELLER PHILANTHROPY ADVISORS
Recipient UEI FWMJKZL477L3
Recipient DUNS 162067156
Recipient Address 6 WEST 48TH STREET, 10TH FLOOR, NEW YORK, NEW YORK, NEW YORK, 10036
Obligated Amount 114000.00
Non-Federal Funding 16800.00
Original Subsidy Cost 0.00
Face Value of Direct Loan 0.00
Link View Page
AID442A000300120 Agency for International Development 98.001 - USAID FOREIGN ASSISTANCE FOR PROGRAMS OVERSEAS 2003-06-16 2009-10-30 TO SUPPORT SUSTAINABLE ECONOMIC DEVELOPMENT, HERITAGE PRESERVATION AND ENVIRONMENT PROTECTION IN TIBET AND AREAS OF CHINA
Recipient ROCKEFELLER PHILANTHROPY ADVISORS, INC.
Recipient Name Raw ROCKEFELLER PHILANTHROPY ADVISORS INC
Recipient UEI FWMJKZL477L3
Recipient DUNS 162067156
Recipient Address 6 WEST 48TH ST STE 10, NEW YORK, NEW YORK, NEW YORK, 10036-1802, UNITED STATES
Obligated Amount 3900000.00
Non-Federal Funding 0.00
Original Subsidy Cost 0.00
Face Value of Direct Loan 0.00
Link View Page

Tax Exempt

EIN Type of Organization Exempt Organization Status Address Ruling Date
13-3615533 Corporation Unconditional Exemption 120 BROADWAY STE 3475, NEW YORK, NY, 10271-3401 1991-07
In Care of Name % CHRISTOPHER WELCH
Group Exemption Number 0000
Subsection Charitable Organization, Educational Organization, Literary Organization, Organization to Prevent Cruelty to Animals, Organization to Prevent Cruelty to Children, Organization for Public Safety Testing, Religious Organization, Scientific Organization
Affiliation Independent - This code is used if the organization is an independent organization or an independent auxiliary (i.e., not affiliated with a National, Regional, or Geographic grouping of organizations).
Classification Government Instrumentality, Title-Holding Corporation, Charitable Organization, Agricultural Organization, Board of Trade, Pleasure, Recreational, or Social Club, Fraternal Beneficiary Society, Order or Association, Voluntary Employees' Beneficiary Association (Non-Govt. Emps.), Domestic Fraternal Societies and Associations, Teachers Retirement Fund Assoc., Benevolent Life Insurance Assoc., Burial Association, Credit Union, Mutual Insurance Company or Assoc. Other Than Life or Marine, Corp. Financing Crop Operations, Supplemental Unemployment Compensation Trust or Plan, Employee Funded Pension Trust (Created Before 6/25/59), Post or Organization of War Veterans, Legal Service Organization, Black Lung Trust, Multiemployer Pension Plan, Veterans Assoc. Formed Prior to 1880, Trust Described in Sect. 4049 of ERISA, Title Holding Co. for Pensions, etc., State-Sponsored High Risk Health Insurance Organizations, State-Sponsored Workers' Compensation Reinsurance, ACA 1322 Qualified Nonprofit Health Insurance Issuers, Apostolic and Religious Org. (501(d)), Cooperative Hospital Service Organization (501(e)), Cooperative Service Organization of Operating Educational Organization (501(f)), Child Care Organization (501(k)), Charitable Risk Pool, Qualified State-Sponsored Tuition Program, 4947(a)(1) - Private Foundation (Form 990PF Filer)
Deductibility Contributions are deductible.
Foundation Organization that receives a substantial part of its support from a governmental unit or the general public 170(b)(1)(A)(vi)
Tax Period 2023-12
Asset 50,000,000 to greater
Income 50,000,000 to greater
Filing Requirement 990 (all other) or 990EZ return
PF Filing Requirement No 990-PF return
Accounting Period Dec
Asset Amount 911780389
Income Amount 856776919
Form 990 Revenue Amount 644895042
National Taxonomy of Exempt Entities -
Sort Name -

Publication 78 Data
Description Organizations eligible to receive tax-deductible charitable contributions. Users may rely on this list in determining deductibility of their contributions.
On Publication 78 Data List Yes
Deductibility Type of organization and use of contribution: A public charity. Deductibility Limitation: 50% (60% for cash contributions)

Copies of Returns (990, 990-EZ, 990-PF, 990-T)
Organization Name ROCKEFELLER PHILANTHROPY ADVISORS INC
EIN 13-3615533
Tax Period 202212
Filing Type E
Return Type 990
File View File
Organization Name ROCKEFELLER PHILANTHROPY ADVISORS INC
EIN 13-3615533
Tax Period 202112
Filing Type E
Return Type 990
File View File
Organization Name ROCKEFELLER PHILANTHROPY ADVISORS INC
EIN 13-3615533
Tax Period 202012
Filing Type E
Return Type 990
File View File
Organization Name ROCKEFELLER PHILANTHROPY ADVISORS INC
EIN 13-3615533
Tax Period 201912
Filing Type E
Return Type 990
File View File
Organization Name ROCKEFELLER PHILANTHROPY ADVISORS INC
EIN 13-3615533
Tax Period 201812
Filing Type E
Return Type 990
File View File
Organization Name ROCKEFELLER PHILANTHROPY ADVISORS INC
EIN 13-3615533
Tax Period 201812
Filing Type P
Return Type 990T
File View File
Organization Name ROCKEFELLER PHILANTHROPY ADVISORS INC
EIN 13-3615533
Tax Period 201812
Filing Type P
Return Type 990T
File View File
Organization Name ROCKEFELLER PHILANTHROPY ADVISORS INC
EIN 13-3615533
Tax Period 201612
Filing Type E
Return Type 990
File View File
Organization Name ROCKEFELLER PHILANTHROPY ADVISORS INC
EIN 13-3615533
Tax Period 201512
Filing Type E
Return Type 990
File View File

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80 STATE STREET, ALBANY, NY, United States, 12207

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Date of last update: 15 Mar 2025

Sources: New York Secretary of State

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