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KEPPLER ASSET MANAGEMENT INC.

Company Details

Name: KEPPLER ASSET MANAGEMENT INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 17 Sep 1992 (32 years ago)
Entity Number: 1666653
ZIP code: 10019
County: New York
Place of Formation: New York
Address: 350 WEST 57TH STREET, NEW YORK, NY, United States, 10019

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

Legal Entity Identifier

LEI number Registered As Jurisdiction Of Formation General Category Entity Status Entity created at
2549004WU71S4L1GTR26 1666653 US-NY GENERAL ACTIVE 1992-09-17

Addresses

Legal 350 WEST 57TH STREET, NEW YORK, US-NY, US, 10019
Headquarters 350 WEST 57TH STREET, NEW YORK, US-NY, US, 10019

Registration details

Registration Date 2018-01-16
Last Update 2024-02-12
Status LAPSED
Next Renewal 2024-02-12
LEI Issuer 529900T8BM49AURSDO55
Corroboration Level FULLY_CORROBORATED
Data Validated As 1666653

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
KEPPLER ASSET MANAGEMENT, INC. PROFIT SHARING PLAN 2023 133693353 2024-06-14 KEPPLER ASSET MANAGEMENT, INC. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2122454304
Plan sponsor’s address 350 WEST 57 STREET, SUITE 14J, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2024-06-14
Name of individual signing MICHAEL HITCHINGS
Role Employer/plan sponsor
Date 2024-06-14
Name of individual signing MICHAEL HITCHINGS
KEPPLER ASSET MANAGEMENT, INC. PROFIT SHARING PLAN 2022 133693353 2023-06-09 KEPPLER ASSET MANAGEMENT, INC. 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2122454304
Plan sponsor’s address 350 WEST 57 STREET, SUITE 14J, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2023-06-09
Name of individual signing STEVEN J. ADER
Role Employer/plan sponsor
Date 2023-06-09
Name of individual signing STEVEN J. ADER
KEPPLER ASSET MANAGEMENT, INC. PROFIT SHARING PLAN 2021 133693353 2022-06-30 KEPPLER ASSET MANAGEMENT, INC. 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2123155265
Plan sponsor’s address 350 W 57TH ST APT 14J, NEW YORK, NY, 100193762

Signature of

Role Plan administrator
Date 2022-06-30
Name of individual signing STEVEN J. ADER
Role Employer/plan sponsor
Date 2022-06-30
Name of individual signing STEVEN J. ADER
KEPPLER ASSET MANAGEMENT, INC. PROFIT SHARING PLAN 2020 133693353 2021-07-07 KEPPLER ASSET MANAGEMENT, INC. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2123155265
Plan sponsor’s address 350 WEST 57 STREET, SUITE 14J, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2021-07-07
Name of individual signing STEVEN J. ADER
Role Employer/plan sponsor
Date 2021-07-07
Name of individual signing STEVEN J. ADER
KEPPLER ASSET MANAGEMENT, INC PROFIT SHARING PLAN 2019 133693353 2020-05-04 KEPPLER ASSET MANAGEMENT, INC. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2123155265
Plan sponsor’s address 350 WEST 57 STREET, SUITE 14J, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2020-05-04
Name of individual signing STEVEN J. ADER
Role Employer/plan sponsor
Date 2020-05-04
Name of individual signing STEVEN J. ADER
KEPPLER ASSET MANAGEMENT, INC. 2018 133693353 2019-05-22 KEPPLER ASSET MANAGEMENT, INC. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2123155266
Plan sponsor’s address 350 WEST 57 STREET, SUITE 14J, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2019-05-22
Name of individual signing STEVEN J. ADER
Role Employer/plan sponsor
Date 2019-05-22
Name of individual signing STEVEN J. ADER
KEPPLER ASSET MANAGEMENT, INC. 2017 133693353 2018-06-19 KEPPLER ASSET MANAGEMENT, INC. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2123155266
Plan sponsor’s address 350 WEST 57 STREET, SUITE 14J, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2018-06-19
Name of individual signing STEVEN J. ADER
Role Employer/plan sponsor
Date 2018-06-19
Name of individual signing STEVEN J. ADER
KEPPLER ASSET MANAGEMENT, INC. 2016 133693353 2017-07-10 KEPPLER ASSET MANAGEMENT, INC. 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2123155266
Plan sponsor’s address 350 WEST 57 STREET, SUITE 14J, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2017-07-10
Name of individual signing STEVEN J. ADER
Role Employer/plan sponsor
Date 2017-07-10
Name of individual signing STEVEN J. ADER
KEPPLER ASSET MANAGEMENT, INC. PROFIT SHARING PLAN 2015 133693353 2016-07-01 KEPPLER ASSET MANAGEMENT, INC. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2123155266
Plan sponsor’s address 350 WEST 57 STREET, SUITE 14J, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2016-06-22
Name of individual signing STEVEN J. ADER
Role Employer/plan sponsor
Date 2016-06-22
Name of individual signing STEVEN J. ADER
KEPPLER ASSET MANAGEMENT, INC. PROFIT SHARING PLAN 2014 133693353 2015-07-16 KEPPLER ASSET MANAGEMENT, INC. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 2123155266
Plan sponsor’s address 350 WEST 57 STREET, SUITE 14J, NEW YORK, NY, 10019

Signature of

Role Plan administrator
Date 2015-07-16
Name of individual signing STEVEN J. ADER
Role Employer/plan sponsor
Date 2015-07-16
Name of individual signing STEVEN J. ADER

Chief Executive Officer

Name Role Address
MICHAEL KEPPLER Chief Executive Officer 350 WEST 57TH STREET, NEW YORK, NY, United States, 10019

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 350 WEST 57TH STREET, NEW YORK, NY, United States, 10019

Filings

Filing Number Date Filed Type Effective Date
140903006783 2014-09-03 BIENNIAL STATEMENT 2014-09-01
120906006664 2012-09-06 BIENNIAL STATEMENT 2012-09-01
101001002142 2010-10-01 BIENNIAL STATEMENT 2010-09-01
080825003188 2008-08-25 BIENNIAL STATEMENT 2008-09-01
060912002272 2006-09-12 BIENNIAL STATEMENT 2006-09-01
041029002369 2004-10-29 BIENNIAL STATEMENT 2004-09-01
020903002705 2002-09-03 BIENNIAL STATEMENT 2002-09-01
000907002102 2000-09-07 BIENNIAL STATEMENT 2000-09-01
980923002021 1998-09-23 BIENNIAL STATEMENT 1998-09-01
960911002034 1996-09-11 BIENNIAL STATEMENT 1996-09-01

Date of last update: 04 Jan 2025

Sources: New York Secretary of State