| Name: | CANTOR FITZGERALD, L.P. |
| Jurisdiction: | New York |
| Legal type: | FOREIGN LIMITED PARTNERSHIP |
| Status: | Active |
| Date of registration: | 17 Nov 1992 (32 years ago) |
| Entity Number: | 1681035 |
| ZIP code: | 12207 |
| County: | New York |
| Place of Formation: | Delaware |
| Address: | 80 STATE STREET, ALBANY, NY, United States, 12207 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CANTOR FITZGERALD, L.P. 110 EAST 59TH STREET - ATTN - JAMES FICARRO NEW YORK, NY 10022 | 2009 | 133680189 | 2010-08-06 | CANTOR FITZGERALD, L.P. | No data | |||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||
| Administrator’s EIN | 133680189 |
| Plan administrator’s name | CANTOR FITZGERALD, LP & AFFILIATES GROUP |
| Plan administrator’s address | 110 EAST 59TH STREET, NEW YORK, NY, 10022 |
| File | View Page |
| Three-digit plan number (PN) | 502 |
| Effective date of plan | 1978-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2128295219 |
| Plan sponsor’s mailing address | 110 EAST 59TH STREET, NEW YORK, NY, 10022 |
| Plan sponsor’s address | 110 EAST 59TH STREET, NEW YORK, NY, 10022 |
Plan administrator’s name and address
| Administrator’s EIN | 133680189 |
| Plan administrator’s name | CANTOR FITZGERALD, L.P. |
| Plan administrator’s address | 110 EAST 59TH STREET, NEW YORK, NY, 10022 |
| Administrator’s telephone number | 2128295219 |
Number of participants as of the end of the plan year
| Active participants | 1862 |
Signature of
| Role | Plan administrator |
| Date | 2011-07-14 |
| Name of individual signing | JAMES FICARRO |
| Valid signature | Filed with authorized/valid electronic signature |
| Three-digit plan number (PN) | 502 |
| Effective date of plan | 1978-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2128295219 |
| Plan sponsor’s mailing address | 110 EAST 59TH STREET, NEW YORK, NY, 10022 |
| Plan sponsor’s address | 110 EAST 59TH STREET, NEW YORK, NY, 10022 |
Plan administrator’s name and address
| Administrator’s EIN | 133680189 |
| Plan administrator’s name | CANTOR FITZGERALD, LP & AFFILIATES GROUP |
Number of participants as of the end of the plan year
| Active participants | 1862 |
Signature of
| Role | Plan administrator |
| Date | 2011-07-13 |
| Name of individual signing | JAMES FICARRO |
| Valid signature | Filed with incorrect/unrecognized electronic signature |
| Three-digit plan number (PN) | 502 |
| Effective date of plan | 1978-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2128295219 |
| Plan sponsor’s mailing address | 110 EAST 59TH STREET, NEW YORK, NY, 10022 |
| Plan sponsor’s address | 110 EAST 59TH STREET, NEW YORK, NY, 10022 |
Plan administrator’s name and address
| Administrator’s EIN | 133680189 |
| Plan administrator’s name | CANTOR FITZGERALD, L.P. |
| Plan administrator’s address | 110 EAST 59TH STREET, NEW YORK, NY, 10022 |
| Administrator’s telephone number | 2128295219 |
Number of participants as of the end of the plan year
| Active participants | 1862 |
Signature of
| Role | Plan administrator |
| Date | 2011-07-13 |
| Name of individual signing | JAMES FICARRO |
| Valid signature | Filed with incorrect/unrecognized electronic signature |
| Three-digit plan number (PN) | 502 |
| Effective date of plan | 1978-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2128295219 |
| Plan sponsor’s mailing address | 110 EAST 59TH STREET, NEW YORK, NY, 10022 |
| Plan sponsor’s address | 110 EAST 59TH STREET, NEW YORK, NY, 10022 |
Plan administrator’s name and address
| Administrator’s EIN | 133680189 |
| Plan administrator’s name | CANTOR FITZGERALD, LP & AFFILIATES GROUP |
Number of participants as of the end of the plan year
| Active participants | 1862 |
Signature of
| Role | Plan administrator |
| Date | 2011-07-14 |
| Name of individual signing | JAMES FICARRO |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 80 STATE STREET, ALBANY, NY, 12207 |
| Name | Role | Address |
|---|---|---|
| C/O CORPORATION SERVICE COMPANY | DOS Process Agent | 80 STATE STREET, ALBANY, NY, United States, 12207 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2000-01-28 | 2016-01-15 | Address | 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent) |
| 2000-01-28 | 2016-01-15 | Address | 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process) |
| 1992-11-17 | 2000-01-28 | Address | 1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Registered Agent) |
| 1992-11-17 | 2000-01-28 | Address | 1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 160115000079 | 2016-01-15 | CERTIFICATE OF CHANGE | 2016-01-15 |
| 000128000852 | 2000-01-28 | CERTIFICATE OF CHANGE | 2000-01-28 |
| 930923000453 | 1993-09-23 | AFFIDAVIT OF PUBLICATION | 1993-09-23 |
| 930923000454 | 1993-09-23 | AFFIDAVIT OF PUBLICATION | 1993-09-23 |
| 921117000294 | 1992-11-17 | APPLICATION OF AUTHORITY | 1992-11-17 |
| Docket Number | Nature of Suit | Filing Date | Disposition | |||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1901308 | Other Contract Actions | 2019-02-11 | lack of jurisdiction | |||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||
| Name | DEMOS |
| Role | Plaintiff |
| Name | CANTOR FITZGERALD, L.P. |
| Role | Defendant |
| Circuit | Second Circuit |
| Origin | reinstated/reopened (previously opened and closed, reopened for additional action) |
| Jurisdiction | federal question |
| Jury Demand | Plaintiff demands jury |
| Demanded Amount | 0 |
| Termination Class Action | Missing |
| Procedural Progress | other |
| Nature Of Judgment | no monetary award |
| Judgement | missing |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2012-04-17 |
| Termination Date | 2012-06-11 |
| Date Issue Joined | 2012-04-17 |
| Section | 0101 |
| Status | Terminated |
Parties
| Name | MERGERMARKET (US), LTD. |
| Role | Plaintiff |
| Name | CANTOR FITZGERALD, L.P. |
| Role | Defendant |
| Circuit | Second Circuit |
| Origin | original proceeding |
| Jurisdiction | federal question |
| Jury Demand | Missing |
| Demanded Amount | 0 |
| Termination Class Action | Missing |
| Procedural Progress | order decided |
| Nature Of Judgment | no monetary award |
| Judgement | defendant |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2007-09-12 |
| Termination Date | 2008-12-24 |
| Date Issue Joined | 2007-10-15 |
| Section | 2000 |
| Sub Section | E |
| Status | Terminated |
Parties
| Name | WHITE |
| Role | Plaintiff |
| Name | CANTOR FITZGERALD, L.P. |
| Role | Defendant |
| Circuit | Second Circuit |
| Origin | original proceeding |
| Jurisdiction | federal question |
| Jury Demand | Plaintiff demands jury |
| Demanded Amount | 0 |
| Termination Class Action | Missing |
| Procedural Progress | no court action |
| Nature Of Judgment | no monetary award |
| Judgement | missing |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2013-03-12 |
| Termination Date | 2019-08-07 |
| Date Issue Joined | 2018-06-14 |
| Section | 0157 |
| Status | Terminated |
Parties
| Name | REFCO, INC. |
| Role | Plaintiff |
| Name | CANTOR FITZGERALD, L.P. |
| Role | Defendant |
| Circuit | Second Circuit |
| Origin | remanded for further action (removal from court of appeals) |
| Jurisdiction | federal question |
| Jury Demand | Plaintiff demands jury |
| Demanded Amount | 0 |
| Termination Class Action | Missing |
| Procedural Progress | other |
| Nature Of Judgment | no monetary award |
| Judgement | missing |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2010-10-14 |
| Termination Date | 2012-02-29 |
| Date Issue Joined | 2011-01-07 |
| Section | 2000 |
| Sub Section | E |
| Status | Terminated |
Parties
| Name | WHITE |
| Role | Plaintiff |
| Name | CANTOR FITZGERALD, L.P. |
| Role | Defendant |
| Circuit | Second Circuit |
| Origin | original proceeding |
| Jurisdiction | federal question |
| Jury Demand | Plaintiff demands jury |
| Demanded Amount | 0 |
| Termination Class Action | Missing |
| Procedural Progress | other |
| Nature Of Judgment | no monetary award |
| Judgement | defendant |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2012-02-14 |
| Termination Date | 2012-04-17 |
| Date Issue Joined | 2012-03-23 |
| Section | 0101 |
| Status | Terminated |
Parties
| Name | MERGERMARKET (US), LTD. |
| Role | Plaintiff |
| Name | CANTOR FITZGERALD, L.P. |
| Role | Defendant |
| Circuit | Second Circuit |
| Origin | transferred from another district(pursuant to 28 USC 1404) |
| Jurisdiction | diversity of citizenship |
| Jury Demand | Plaintiff demands jury |
| Demanded Amount | 0 |
| Termination Class Action | Missing |
| Procedural Progress | pretrial conference held |
| Nature Of Judgment | no monetary award |
| Judgement | missing |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2016-07-20 |
| Termination Date | 2017-10-04 |
| Pretrial Conference Date | 2016-10-04 |
| Section | 1441 |
| Sub Section | OC |
| Status | Terminated |
Parties
| Name | CANTOR FITZGERALD, L.P. |
| Role | Defendant |
| Name | BRITVAN, |
| Role | Plaintiff |
| Circuit | Second Circuit |
| Origin | original proceeding |
| Jurisdiction | federal question |
| Jury Demand | Plaintiff demands jury |
| Demanded Amount | 0 |
| Termination Class Action | Missing |
| Procedural Progress | judgement on motion |
| Nature Of Judgment | no monetary award |
| Judgement | defendant |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2015-10-16 |
| Termination Date | 2017-09-30 |
| Date Issue Joined | 2016-12-01 |
| Section | 1334 |
| Sub Section | (B |
| Status | Terminated |
Parties
| Name | KIRSCHNER |
| Role | Plaintiff |
| Name | CANTOR FITZGERALD, L.P. |
| Role | Defendant |
| Circuit | Second Circuit |
| Origin | original proceeding |
| Jurisdiction | federal question |
| Jury Demand | Plaintiff demands jury |
| Demanded Amount | 0 |
| Termination Class Action | Missing |
| Procedural Progress | judgement on motion |
| Nature Of Judgment | no monetary award |
| Judgement | defendant |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2016-12-05 |
| Termination Date | 2018-03-30 |
| Date Issue Joined | 2017-05-08 |
| Section | 0215 |
| Sub Section | FL |
| Status | Terminated |
Parties
| Name | AFLALO |
| Role | Plaintiff |
| Name | CANTOR FITZGERALD, L.P. |
| Role | Defendant |
| Circuit | Second Circuit |
| Origin | reinstated/reopened (previously opened and closed, reopened for additional action) |
| Jurisdiction | diversity of citizenship |
| Jury Demand | Plaintiff demands jury |
| Demanded Amount | 0 |
| Termination Class Action | Missing |
| Procedural Progress | no court action |
| Nature Of Judgment | no monetary award |
| Judgement | missing |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2017-10-04 |
| Termination Date | 2020-09-21 |
| Date Issue Joined | 2017-10-04 |
| Section | 1441 |
| Sub Section | OC |
| Status | Terminated |
Parties
| Name | BRITVAN, |
| Role | Plaintiff |
| Name | CANTOR FITZGERALD, L.P. |
| Role | Defendant |
| Circuit | Second Circuit |
| Origin | original proceeding |
| Jurisdiction | federal question |
| Jury Demand | Plaintiff demands jury |
| Demanded Amount | 0 |
| Termination Class Action | Missing |
| Procedural Progress | order entered |
| Nature Of Judgment | no monetary award |
| Judgement | missing |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2012-07-18 |
| Termination Date | 2013-04-04 |
| Section | 1983 |
| Sub Section | ED |
| Status | Terminated |
Parties
| Name | JAMES |
| Role | Plaintiff |
| Name | CANTOR FITZGERALD, L.P. |
| Role | Defendant |
| Circuit | Second Circuit |
| Origin | removed (began in the state court, removed to the district court) |
| Jurisdiction | federal question |
| Jury Demand | Neither plaintiff nor defendant demands jury |
| Demanded Amount | 4000 |
| Termination Class Action | Missing |
| Procedural Progress | Missing |
| Nature Of Judgment | Missing |
| Judgement | missing |
| Arbitration On Termination | Missing |
| Office | 1 |
| Filing Date | 2019-12-04 |
| Termination Date | 1900-01-01 |
| Section | 1132 |
| Status | Pending |
Parties
| Name | BASSEL |
| Role | Plaintiff |
| Name | CANTOR FITZGERALD, L.P. |
| Role | Defendant |
Date of last update: 15 Mar 2025
Sources: New York Secretary of State
