Name: | NORTHEAST CAPITAL & ADVISORY, INC. |
Jurisdiction: | New York |
Legal type: | DOMESTIC BUSINESS CORPORATION |
Status: | Active |
Date of registration: | 16 Dec 1992 (32 years ago) |
Entity Number: | 1687748 |
ZIP code: | 12207 |
County: | Albany |
Place of Formation: | New York |
Address: | 80 STATE ST, 9TH FL, ALBANY, NY, United States, 12207 |
Shares Details
Shares issued 2000000
Share Par Value 0.01
Type PAR VALUE
CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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907939 | 111 PARTRIDGE RUN, FLOOR 2, SCHENECTADY, NY, 12309 | 111 PARTRIDGE RUN, FLOOR 2, SCHENECTADY, NY, 12309 | 518-426-0100 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2020-02-24 |
Reporting date | 2019-12-31 |
File | View File |
Filings since 2019-02-21
Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2019-02-21 |
Reporting date | 2018-12-31 |
File | View File |
Filings since 2018-02-15
Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2018-02-15 |
Reporting date | 2017-12-31 |
File | View File |
Filings since 2017-04-11
Form type | X-17A-5/A |
File number | 008-46003 |
Filing date | 2017-04-11 |
Reporting date | 2016-12-31 |
File | View File |
Filings since 2017-02-27
Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2017-02-27 |
Reporting date | 2016-12-31 |
File | View File |
Filings since 2016-02-26
Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2016-02-26 |
Reporting date | 2015-12-31 |
File | View File |
Filings since 2015-03-03
Form type | X-17A-5/A |
File number | 008-46003 |
Filing date | 2015-03-03 |
Reporting date | 2014-12-31 |
File | View File |
Filings since 2015-02-27
Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2015-02-27 |
Reporting date | 2014-12-31 |
File | View File |
Filings since 2014-03-04
Form type | X-17A-5/A |
File number | 008-46003 |
Filing date | 2014-03-04 |
Reporting date | 2013-12-31 |
File | View File |
Filings since 2014-02-27
Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2014-02-27 |
Reporting date | 2013-12-31 |
File | View File |
Filings since 2013-03-01
Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2013-03-01 |
Reporting date | 2012-12-31 |
File | View File |
Filings since 2012-02-29
Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2012-02-29 |
Reporting date | 2011-12-31 |
File | View File |
Filings since 2011-03-01
Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2011-03-01 |
Reporting date | 2010-12-31 |
File | View File |
Filings since 2010-03-01
Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2010-03-01 |
Reporting date | 2009-12-31 |
File | View File |
Filings since 2009-03-02
Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2009-03-02 |
Reporting date | 2008-12-31 |
File | View File |
Filings since 2008-02-29
Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2008-02-29 |
Reporting date | 2007-12-31 |
File | View File |
Filings since 2007-02-28
Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2007-02-28 |
Reporting date | 2006-12-31 |
File | View File |
Filings since 2006-03-01
Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2006-03-01 |
Reporting date | 2005-12-31 |
File | View File |
Filings since 2005-03-01
Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2005-03-01 |
Reporting date | 2004-12-31 |
File | View File |
Filings since 2004-02-27
Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2004-02-27 |
Reporting date | 2003-12-31 |
File | View File |
Filings since 2003-02-28
Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2003-02-28 |
Reporting date | 2002-12-31 |
File | View File |
Filings since 2002-02-28
Form type | X-17A-5 |
File number | 008-46003 |
Filing date | 2002-02-28 |
Reporting date | 2001-12-31 |
File | View File |
Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||
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NORTHEAST CAPITAL 401(K) PLAN | 2010 | 141755641 | 2011-07-07 | NORTHEAST CAPITAL & ADVISORY, INC. | 6 | |||||||||||||||||||||||||||||
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Administrator’s EIN | 141755641 |
Plan administrator’s name | NORTHEAST CAPITAL & ADVISORY, INC. |
Plan administrator’s address | 7 AIRPORT PARK BLVD, LATHAM, NY, 12110 |
Administrator’s telephone number | 5184260100 |
Signature of
Role | Plan administrator |
Date | 2011-07-07 |
Name of individual signing | PATRICIA LOOMIS |
File | View Page |
Three-digit plan number (PN) | 001 |
Effective date of plan | 2009-01-01 |
Business code | 523900 |
Sponsor’s telephone number | 5184260100 |
Plan sponsor’s address | 80 STATE STREET, ALBANY, NY, 12207 |
Plan administrator’s name and address
Administrator’s EIN | 141755641 |
Plan administrator’s name | NORTHEAST CAPITAL & ADVISORY, INC. |
Plan administrator’s address | 80 STATE STREET, ALBANY, NY, 12207 |
Administrator’s telephone number | 5184260100 |
Signature of
Role | Plan administrator |
Date | 2010-07-23 |
Name of individual signing | ARTHUR LOOMIS |
Name | Role | Address |
---|---|---|
THE CORPORATION | DOS Process Agent | 80 STATE ST, 9TH FL, ALBANY, NY, United States, 12207 |
Name | Role | Address |
---|---|---|
ARTHUR L LOOMIS II | Chief Executive Officer | 80 STATE ST, ALBANY, NY, United States, 12207 |
Start date | End date | Type | Value |
---|---|---|---|
1997-01-08 | 1998-12-15 | Address | 80 STATE ST, 9TH FL, ALBANY, NY, 12207, USA (Type of address: Chief Executive Officer) |
1993-12-28 | 1997-01-08 | Address | 80 STATE STREET 10TH FLOOR, ALBANY, NY, 12207, USA (Type of address: Chief Executive Officer) |
1993-12-28 | 1997-01-08 | Address | 80 STATE STREET 10TH FLOOR, ALBANY, NY, 12207, USA (Type of address: Principal Executive Office) |
1993-12-28 | 1997-01-08 | Address | 80 STATE STREET 10TH FLOOR, ALBANY, NY, 12207, USA (Type of address: Service of Process) |
1992-12-16 | 1993-12-28 | Address | 10 FENWAY DRIVE, LOUDONVILLE, NY, 12211, USA (Type of address: Service of Process) |
Filing Number | Date Filed | Type | Effective Date |
---|---|---|---|
110524000644 | 2011-05-24 | CERTIFICATE OF AMENDMENT | 2011-05-24 |
110520003187 | 2011-05-20 | BIENNIAL STATEMENT | 2010-12-01 |
081219002512 | 2008-12-19 | BIENNIAL STATEMENT | 2008-12-01 |
061206002339 | 2006-12-06 | BIENNIAL STATEMENT | 2006-12-01 |
050121002268 | 2005-01-21 | BIENNIAL STATEMENT | 2004-12-01 |
021216002051 | 2002-12-16 | BIENNIAL STATEMENT | 2002-12-01 |
001221002398 | 2000-12-21 | BIENNIAL STATEMENT | 2000-12-01 |
981215002478 | 1998-12-15 | BIENNIAL STATEMENT | 1998-12-01 |
970108002051 | 1997-01-08 | BIENNIAL STATEMENT | 1996-12-01 |
940113002766 | 1994-01-13 | BIENNIAL STATEMENT | 1993-12-01 |
Date of last update: 04 Jan 2025
Sources: New York Secretary of State