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NORTHEAST CAPITAL & ADVISORY, INC.

Company Details

Name: NORTHEAST CAPITAL & ADVISORY, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 16 Dec 1992 (32 years ago)
Entity Number: 1687748
ZIP code: 12207
County: Albany
Place of Formation: New York
Address: 80 STATE ST, 9TH FL, ALBANY, NY, United States, 12207

Shares Details

Shares issued 2000000

Share Par Value 0.01

Type PAR VALUE

Central Index Key

CIK number Mailing Address Business Address Phone
907939 111 PARTRIDGE RUN, FLOOR 2, SCHENECTADY, NY, 12309 111 PARTRIDGE RUN, FLOOR 2, SCHENECTADY, NY, 12309 518-426-0100

Filings since 2020-02-24

Form type X-17A-5
File number 008-46003
Filing date 2020-02-24
Reporting date 2019-12-31
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Filings since 2019-02-21

Form type X-17A-5
File number 008-46003
Filing date 2019-02-21
Reporting date 2018-12-31
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Filings since 2018-02-15

Form type X-17A-5
File number 008-46003
Filing date 2018-02-15
Reporting date 2017-12-31
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Filings since 2017-04-11

Form type X-17A-5/A
File number 008-46003
Filing date 2017-04-11
Reporting date 2016-12-31
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Filings since 2017-02-27

Form type X-17A-5
File number 008-46003
Filing date 2017-02-27
Reporting date 2016-12-31
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Filings since 2016-02-26

Form type X-17A-5
File number 008-46003
Filing date 2016-02-26
Reporting date 2015-12-31
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Filings since 2015-03-03

Form type X-17A-5/A
File number 008-46003
Filing date 2015-03-03
Reporting date 2014-12-31
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Filings since 2015-02-27

Form type X-17A-5
File number 008-46003
Filing date 2015-02-27
Reporting date 2014-12-31
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Filings since 2014-03-04

Form type X-17A-5/A
File number 008-46003
Filing date 2014-03-04
Reporting date 2013-12-31
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Filings since 2014-02-27

Form type X-17A-5
File number 008-46003
Filing date 2014-02-27
Reporting date 2013-12-31
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Filings since 2013-03-01

Form type X-17A-5
File number 008-46003
Filing date 2013-03-01
Reporting date 2012-12-31
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Filings since 2012-02-29

Form type X-17A-5
File number 008-46003
Filing date 2012-02-29
Reporting date 2011-12-31
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Filings since 2011-03-01

Form type X-17A-5
File number 008-46003
Filing date 2011-03-01
Reporting date 2010-12-31
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Filings since 2010-03-01

Form type X-17A-5
File number 008-46003
Filing date 2010-03-01
Reporting date 2009-12-31
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Filings since 2009-03-02

Form type X-17A-5
File number 008-46003
Filing date 2009-03-02
Reporting date 2008-12-31
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Filings since 2008-02-29

Form type X-17A-5
File number 008-46003
Filing date 2008-02-29
Reporting date 2007-12-31
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Filings since 2007-02-28

Form type X-17A-5
File number 008-46003
Filing date 2007-02-28
Reporting date 2006-12-31
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Filings since 2006-03-01

Form type X-17A-5
File number 008-46003
Filing date 2006-03-01
Reporting date 2005-12-31
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Filings since 2005-03-01

Form type X-17A-5
File number 008-46003
Filing date 2005-03-01
Reporting date 2004-12-31
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Filings since 2004-02-27

Form type X-17A-5
File number 008-46003
Filing date 2004-02-27
Reporting date 2003-12-31
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Filings since 2003-02-28

Form type X-17A-5
File number 008-46003
Filing date 2003-02-28
Reporting date 2002-12-31
File View File

Filings since 2002-02-28

Form type X-17A-5
File number 008-46003
Filing date 2002-02-28
Reporting date 2001-12-31
File View File

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
NORTHEAST CAPITAL 401(K) PLAN 2010 141755641 2011-07-07 NORTHEAST CAPITAL & ADVISORY, INC. 6
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Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523900
Sponsor’s telephone number 5184260100
Plan sponsor’s address 7 AIRPORT PARK BLVD, LATHAM, NY, 12110

Plan administrator’s name and address

Administrator’s EIN 141755641
Plan administrator’s name NORTHEAST CAPITAL & ADVISORY, INC.
Plan administrator’s address 7 AIRPORT PARK BLVD, LATHAM, NY, 12110
Administrator’s telephone number 5184260100

Signature of

Role Plan administrator
Date 2011-07-07
Name of individual signing PATRICIA LOOMIS
NORTHEAST CAPITAL 401(K) PLAN 2009 141755641 2010-07-23 NORTHEAST CAPITAL & ADVISORY, INC. 5
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Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523900
Sponsor’s telephone number 5184260100
Plan sponsor’s address 80 STATE STREET, ALBANY, NY, 12207

Plan administrator’s name and address

Administrator’s EIN 141755641
Plan administrator’s name NORTHEAST CAPITAL & ADVISORY, INC.
Plan administrator’s address 80 STATE STREET, ALBANY, NY, 12207
Administrator’s telephone number 5184260100

Signature of

Role Plan administrator
Date 2010-07-23
Name of individual signing ARTHUR LOOMIS

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 80 STATE ST, 9TH FL, ALBANY, NY, United States, 12207

Chief Executive Officer

Name Role Address
ARTHUR L LOOMIS II Chief Executive Officer 80 STATE ST, ALBANY, NY, United States, 12207

History

Start date End date Type Value
1997-01-08 1998-12-15 Address 80 STATE ST, 9TH FL, ALBANY, NY, 12207, USA (Type of address: Chief Executive Officer)
1993-12-28 1997-01-08 Address 80 STATE STREET 10TH FLOOR, ALBANY, NY, 12207, USA (Type of address: Chief Executive Officer)
1993-12-28 1997-01-08 Address 80 STATE STREET 10TH FLOOR, ALBANY, NY, 12207, USA (Type of address: Principal Executive Office)
1993-12-28 1997-01-08 Address 80 STATE STREET 10TH FLOOR, ALBANY, NY, 12207, USA (Type of address: Service of Process)
1992-12-16 1993-12-28 Address 10 FENWAY DRIVE, LOUDONVILLE, NY, 12211, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
110524000644 2011-05-24 CERTIFICATE OF AMENDMENT 2011-05-24
110520003187 2011-05-20 BIENNIAL STATEMENT 2010-12-01
081219002512 2008-12-19 BIENNIAL STATEMENT 2008-12-01
061206002339 2006-12-06 BIENNIAL STATEMENT 2006-12-01
050121002268 2005-01-21 BIENNIAL STATEMENT 2004-12-01
021216002051 2002-12-16 BIENNIAL STATEMENT 2002-12-01
001221002398 2000-12-21 BIENNIAL STATEMENT 2000-12-01
981215002478 1998-12-15 BIENNIAL STATEMENT 1998-12-01
970108002051 1997-01-08 BIENNIAL STATEMENT 1996-12-01
940113002766 1994-01-13 BIENNIAL STATEMENT 1993-12-01

Date of last update: 04 Jan 2025

Sources: New York Secretary of State