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D. E. SHAW & CO., L.P.

D. E. SHAW & CO., L.P.

Company Details

Name:	D. E. SHAW & CO., L.P.
Jurisdiction:	New York
Legal type:	FOREIGN LIMITED PARTNERSHIP
Status:	Active
Date of registration:	12 Feb 1993 (32 years ago)
Entity Number:	1702603
ZIP code:	10036
County:	New York
Place of Formation:	Delaware
Address:	1166 AVENUE OF THE AMERICAS, NINTH FLOOR, NEW YORK, NY, United States, 10036

form 5500

Plan Name

Plan Year

EIN/PN

Received

Sponsor

Total number of participants

D. E. SHAW & CO. WELFARE BENEFIT PLAN

2018

133695715

2019-10-15

D. E. SHAW & CO., L.P.

731

Three-digit plan number (PN)	501
Effective date of plan	1989-07-01
Business code	523900
Sponsor’s telephone number	2124780000
Plan sponsor’s mailing address	1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
Plan sponsor’s address	1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address

Administrator’s EIN	133695715
Plan administrator’s name	JENNIFER BLITSTEIN
Plan administrator’s address	1166 AVENUE OF THE AMERICAS FL 9, NEW YORK, NY, 100362750
Administrator’s telephone number	2124780000

Number of participants as of the end of the plan year

Active participants	770
Retired or separated participants receiving benefits	17

Signature of

Role	Plan administrator
Date	2019-10-14
Name of individual signing	JENNIFER BLITSTEIN
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2019-10-14
Name of individual signing	JENNIFER BLITSTEIN
Valid signature	Filed with authorized/valid electronic signature

D. E. SHAW & CO. WELFARE BENEFIT PLAN

2018

133695715

2019-12-02

D. E. SHAW & CO., L.P.

731

File	View Page
Three-digit plan number (PN)	501
Effective date of plan	1989-07-01
Business code	523900
Sponsor’s telephone number	2124780000
Plan sponsor’s mailing address	1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
Plan sponsor’s address	1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address

Administrator’s EIN	133695715
Plan administrator’s name	JENNIFER BLITSTEIN
Plan administrator’s address	1166 AVENUE OF THE AMERICAS FL 9, NEW YORK, NY, 100362750
Administrator’s telephone number	2124780000

Number of participants as of the end of the plan year

Active participants	770
Retired or separated participants receiving benefits	17

Signature of

Role	Plan administrator
Date	2019-11-26
Name of individual signing	JENNIFER BLITSTEIN
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2019-11-26
Name of individual signing	JENNIFER BLITSTEIN
Valid signature	Filed with authorized/valid electronic signature

D. E. SHAW & CO. WELFARE BENEFIT PLAN

2017

133695715

2018-10-12

D. E. SHAW & CO., L.P.

695

File	View Page
Three-digit plan number (PN)	501
Effective date of plan	1989-07-01
Business code	523900
Sponsor’s telephone number	2124780000
Plan sponsor’s mailing address	1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
Plan sponsor’s address	1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address

Administrator’s EIN	133695715
Plan administrator’s name	JENNIFER BLITSTEIN
Plan administrator’s address	1166 AVENUE OF THE AMERICAS FL 9, NEW YORK, NY, 100362750
Administrator’s telephone number	2124780000

Number of participants as of the end of the plan year

Active participants	717
Retired or separated participants receiving benefits	14

Signature of

Role	Plan administrator
Date	2018-10-12
Name of individual signing	JENNIFER BLITSTEIN
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2018-10-12
Name of individual signing	YOAV CITRON
Valid signature	Filed with authorized/valid electronic signature

D. E. SHAW & CO. WELFARE BENEFIT PLAN

2016

133695715

2017-10-16

D. E. SHAW & CO., L.P.

615

File	View Page
Three-digit plan number (PN)	501
Effective date of plan	1989-07-01
Business code	523900
Sponsor’s telephone number	2124780000
Plan sponsor’s mailing address	1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
Plan sponsor’s address	1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address

Administrator’s EIN	133695715
Plan administrator’s name	JENNIFER BLITSTEIN
Plan administrator’s address	1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036
Administrator’s telephone number	2124780000

Number of participants as of the end of the plan year

Active participants	675
Retired or separated participants receiving benefits	20

Signature of

Role	Plan administrator
Date	2017-10-12
Name of individual signing	JENNIFER BLITSTEIN
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2017-10-16
Name of individual signing	YOAV CITRON
Valid signature	Filed with authorized/valid electronic signature

D. E. SHAW & CO. WELFARE BENEFIT PLAN

2015

133695715

2016-10-14

D. E. SHAW & CO., L.P.

587

File	View Page
Three-digit plan number (PN)	501
Effective date of plan	1989-07-01
Business code	523900
Sponsor’s telephone number	2124780000
Plan sponsor’s mailing address	1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
Plan sponsor’s address	1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address

Administrator’s EIN	133695715
Plan administrator’s name	KAREN PURTELL-FREITAS
Plan administrator’s address	1166 AVENUE OF THE AMERICAS FL 9, NEW YORK, NY, 100362750
Administrator’s telephone number	2124780000

Number of participants as of the end of the plan year

Active participants	596
Retired or separated participants receiving benefits	19

Signature of

Role	Plan administrator
Date	2016-10-14
Name of individual signing	KAREN PURTELL-FREITAS
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2016-10-14
Name of individual signing	YOAV CITRON
Valid signature	Filed with authorized/valid electronic signature

D. E. SHAW & CO. WELFARE BENEFIT PLAN

2014

133695715

2015-10-15

D. E. SHAW & CO., L.P.

560

File	View Page
Three-digit plan number (PN)	501
Effective date of plan	1989-07-01
Business code	523900
Sponsor’s telephone number	2124780000
Plan sponsor’s mailing address	1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036
Plan sponsor’s address	1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036

Number of participants as of the end of the plan year

Active participants	573
Retired or separated participants receiving benefits	14

Signature of

Role	Plan administrator
Date	2015-10-15
Name of individual signing	KAREN PURTELL-FREITAS
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2015-10-15
Name of individual signing	YOAV CITRON
Valid signature	Filed with authorized/valid electronic signature

D. E. SHAW & CO. WELFARE BENEFIT PLAN

2013

133695715

2014-07-31

D. E. SHAW & CO., L.P.

571

File	View Page
Three-digit plan number (PN)	501
Effective date of plan	1989-07-01
Business code	523900
Sponsor’s telephone number	2124780000
Plan sponsor’s mailing address	1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036
Plan sponsor’s address	1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036

Number of participants as of the end of the plan year

Active participants	540
Retired or separated participants receiving benefits	20

Signature of

Role	Plan administrator
Date	2014-07-31
Name of individual signing	KAREN PURTELL-FREITAS
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2014-07-30
Name of individual signing	YOAV CITRON
Valid signature	Filed with authorized/valid electronic signature

D. E. SHAW & CO. WELFARE BENEFIT PLAN

2012

133695715

2013-10-14

D. E. SHAW & CO., L.P.

630

File	View Page
Three-digit plan number (PN)	501
Effective date of plan	1989-07-01
Business code	523900
Sponsor’s telephone number	2124780000
Plan sponsor’s mailing address	1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036
Plan sponsor’s address	1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036

Plan administrator’s name and address

Administrator’s EIN	133695715
Plan administrator’s name	D. E. SHAW & CO., L.P.
Plan administrator’s address	1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036
Administrator’s telephone number	2124780000

Number of participants as of the end of the plan year

Active participants	544
Retired or separated participants receiving benefits	27

Signature of

Role	Plan administrator
Date	2013-10-14
Name of individual signing	KAREN PURTELL-FREITAS
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2013-10-14
Name of individual signing	AVI ABERGEL
Valid signature	Filed with authorized/valid electronic signature

D. E. SHAW & CO. WELFARE BENEFIT PLAN

2011

133695715

2012-07-30

D. E. SHAW & CO., L.P.

758

File	View Page
Three-digit plan number (PN)	501
Effective date of plan	1989-07-01
Business code	523900
Sponsor’s telephone number	2124780000
Plan sponsor’s mailing address	1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036
Plan sponsor’s address	1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036

Plan administrator’s name and address

Administrator’s EIN	133695715
Plan administrator’s name	D. E. SHAW & CO., L.P.
Plan administrator’s address	1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036
Administrator’s telephone number	2124780000

Number of participants as of the end of the plan year

Active participants	588
Retired or separated participants receiving benefits	42

Signature of

Role	Plan administrator
Date	2012-07-30
Name of individual signing	ELLEN ANTHONY
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2012-07-30
Name of individual signing	AVI ABERGEL
Valid signature	Filed with authorized/valid electronic signature

D. E. SHAW & CO. WELFARE BENEFIT PLAN

2010

133695715

2011-07-25

D. E. SHAW & CO., L.P.

880

File	View Page
Three-digit plan number (PN)	501
Effective date of plan	1989-07-01
Business code	523900
Sponsor’s telephone number	2124780000
Plan sponsor’s mailing address	1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036
Plan sponsor’s address	1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036

Plan administrator’s name and address

Administrator’s EIN	133695715
Plan administrator’s name	D. E. SHAW & CO., L.P.
Plan administrator’s address	1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036
Administrator’s telephone number	2124780000

Number of participants as of the end of the plan year

Active participants	677
Retired or separated participants receiving benefits	81

Signature of

Role	Plan administrator
Date	2011-07-22
Name of individual signing	ELLEN ANTHONY
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2011-07-25
Name of individual signing	ELIOT GOLDBERG
Valid signature	Filed with authorized/valid electronic signature

Agent

Name	Role	Address
C T CORPORATION SYSTEM	Agent	28 LIBERTY ST., NEW YORK, NY, 10005

DOS Process Agent

Name	Role	Address
THE PARTNERSHIP	DOS Process Agent	1166 AVENUE OF THE AMERICAS, NINTH FLOOR, NEW YORK, NY, United States, 10036

History

Start date	End date	Type	Value
2001-02-02	2018-02-14	Address	(Type of address: Service of Process)
2000-01-31	2019-01-28	Address	111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
2000-01-31	2001-02-02	Address	111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
1993-02-12	2000-01-31	Address	1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Registered Agent)
1993-02-12	2000-01-31	Address	1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Service of Process)

Filings

Filing Number	Date Filed	Type	Effective Date
SR-20359	2019-01-28	CERTIFICATE OF CHANGE	2019-01-28
180214000040	2018-02-14	CERTIFICATE OF CHANGE	2018-02-14
010202000395	2001-02-02	CERTIFICATE OF RESIGNATION OF RECEIPT OF PROCESS	2001-02-02
000131000266	2000-01-31	CERTIFICATE OF CHANGE	2000-01-31
930421000158	1993-04-21	AFFIDAVIT OF PUBLICATION	1993-04-21
930421000156	1993-04-21	AFFIDAVIT OF PUBLICATION	1993-04-21
930212000387	1993-02-12	APPLICATION OF AUTHORITY	1993-02-12

Court Cases

Docket Number

Nature of Suit

Filing Date

Disposition

2309158

Defend Trade Secrets Act

2023-10-18

missing

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Plaintiff demands jury
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	Missing
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	1
Filing Date	2023-10-18
Termination Date	1900-01-01
Section	1836
Sub Section	B
Status	Pending

Parties

Name	SS&C TECHNOLOGIES HOLDI,
Role	Plaintiff

Name	D. E. SHAW & CO., L.P.
Role	Defendant

0508390

Trademark

2005-09-29

settled

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Missing
Demanded Amount	75000
Termination Class Action	Missing
Procedural Progress	order entered
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	1
Filing Date	2005-09-29
Termination Date	2008-01-15
Section	1051
Status	Terminated

Parties

Name	D. E. SHAW & CO., L.P.
Role	Plaintiff

Name	OCULUS PARTNERS, L.L.C.
Role	Defendant

0505863

Trademark

2005-06-23

settled

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Missing
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	no court action
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	1
Filing Date	2005-06-23
Termination Date	2005-11-30
Date Issue Joined	2005-08-02
Section	1051
Status	Terminated

Parties

Name	D. E. SHAW & CO., L.P.
Role	Plaintiff

Name	VALENCE CAPITAL MANAGEMENT LP
Role	Defendant

0505868

Trademark

2005-06-23

settled

Circuit	Second Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Missing
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	no court action
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	1
Filing Date	2005-06-23
Termination Date	2005-09-07
Section	1051
Status	Terminated

Parties

Name	D. E. SHAW & CO., L.P.
Role	Plaintiff

Name	VALENCE CAPITAL GROUP LLC
Role	Defendant

Date of last update: 15 Mar 2025

Sources: New York Secretary of State

D. E. SHAW & CO., L.P.

Company Details

form 5500

Agent

DOS Process Agent

History

Filings

Court Cases

Related by officers

Related by address