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FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

Headquarter

Company Details

Name:	FIRST ALLIED SECURITIES, INC.
Jurisdiction:	New York
Legal type:	DOMESTIC BUSINESS CORPORATION
Status:	Active
Date of registration:	30 Mar 1993 (32 years ago)
Entity Number:	1714349
ZIP code:	90245
County:	New York
Place of Formation:	New York
Address:	200 N PACIFIC COAST HWY, STE 1200, EL SEGUNDO, CA, United States, 90245
Principal Address:	655 W BROADWAY 11TH FL, SAN DIEGO, CA, United States, 92101

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

Links between entities

Type	Company Name	Company Number	State
Headquarter of	FIRST ALLIED SECURITIES, INC., MISSISSIPPI	621759	MISSISSIPPI
Headquarter of	FIRST ALLIED SECURITIES, INC., Alabama	000-916-668	Alabama
Headquarter of	FIRST ALLIED SECURITIES, INC., Alabama	000-919-472	Alabama
Headquarter of	FIRST ALLIED SECURITIES, INC., MINNESOTA	08fca616-a5d4-e011-a886-001ec94ffe7f	MINNESOTA
Headquarter of	FIRST ALLIED SECURITIES, INC., KENTUCKY	0404696	KENTUCKY
Headquarter of	FIRST ALLIED SECURITIES, INC., KENTUCKY	0472217	KENTUCKY
Headquarter of	FIRST ALLIED SECURITIES, INC., KENTUCKY	0686812	KENTUCKY
Headquarter of	FIRST ALLIED SECURITIES, INC., KENTUCKY	0793620	KENTUCKY
Headquarter of	FIRST ALLIED SECURITIES, INC., FLORIDA	F95000006081	FLORIDA
Headquarter of	FIRST ALLIED SECURITIES, INC., RHODE ISLAND	000113187	RHODE ISLAND
Headquarter of	FIRST ALLIED SECURITIES, INC., RHODE ISLAND	000306519	RHODE ISLAND
Headquarter of	FIRST ALLIED SECURITIES, INC., CONNECTICUT	0523539	CONNECTICUT
Headquarter of	FIRST ALLIED SECURITIES, INC., IDAHO	344310	IDAHO
Headquarter of	FIRST ALLIED SECURITIES, INC., IDAHO	535392	IDAHO
Headquarter of	FIRST ALLIED SECURITIES, INC., IDAHO	569414	IDAHO
Headquarter of	FIRST ALLIED SECURITIES, INC., ILLINOIS	CORP_59134124	ILLINOIS

Central Index Key

CIK number

Mailing Address

Business Address

Phone

1427070

PO BOX 85549, SAN DIEGO, CA, 92186-5549

655 W. BROADWAY, 12TH FLOOR, SAN DIEGO, CA, 92101

619-702-9600

Filings since 2022-02-04

Form type	MA-W
File number	867-01778
Filing date	2022-02-04
File	View File

Filings since 2022-02-04

Form type	MA-I/A
File number	868-04909
Filing date	2022-02-04
File	View File

Filings since 2022-02-04

Form type	MA-I/A
File number	868-04909
Filing date	2022-02-04
File	View File

Filings since 2022-02-04

Form type	MA-I/A
File number	868-04909
Filing date	2022-02-04
File	View File

Filings since 2022-01-05

Form type	MA-A
File number	867-01778
Filing date	2022-01-05
Reporting date	2021-12-30
File	View File

Filings since 2021-12-17

Form type	MA-I
File number	868-04909
Filing date	2021-12-17
File	View File

Filings since 2021-12-15

Form type	MA/A
File number	867-01778
Filing date	2021-12-15
File	View File

Filings since 2021-12-02

Form type	MA-I/A
File number	868-04909
Filing date	2021-12-02
File	View File

Filings since 2021-12-02

Form type	MA-I/A
File number	868-04909
Filing date	2021-12-02
File	View File

Filings since 2021-11-10

Form type	MA-I/A
File number	868-04909
Filing date	2021-11-10
File	View File

Filings since 2021-11-10

Form type	MA-I/A
File number	868-04909
Filing date	2021-11-10
File	View File

Filings since 2021-10-20

Form type	MA/A
File number	867-01778
Filing date	2021-10-20
File	View File

Filings since 2021-06-11

Form type	MA-A
File number	867-01778
Filing date	2021-06-11
Reporting date	2020-12-31
File	View File

Filings since 2020-08-28

Form type	MA-A
File number	867-01778
Filing date	2020-08-28
Reporting date	2019-12-31
File	View File

Filings since 2020-01-22

Form type	MA-I/A
File number	868-04909
Filing date	2020-01-22
File	View File

Filings since 2018-04-30

Form type	MA-I/A
File number	868-04909
Filing date	2018-04-30
File	View File

Filings since 2017-10-05

Form type	MA-I/A
File number	868-04909
Filing date	2017-10-05
File	View File

Filings since 2017-09-12

Form type	MA-I/A
File number	868-04909
Filing date	2017-09-12
File	View File

Filings since 2017-09-12

Form type	MA-I/A
File number	868-04909
Filing date	2017-09-12
File	View File

Filings since 2017-08-31

Form type	144
Filing date	2017-08-31
File	View File

Filings since 2017-05-18

Form type	MA-I/A
File number	868-04909
Filing date	2017-05-18
File	View File

Filings since 2016-07-11

Form type	MA-I
File number	868-04909
Filing date	2016-07-11
File	View File

Filings since 2016-07-05

Form type	MA-I
File number	868-04909
Filing date	2016-07-05
File	View File

Filings since 2016-06-22

Form type	MA-I
File number	868-04909
Filing date	2016-06-22
File	View File

Filings since 2016-03-03

Form type	MA-I
File number	868-04909
Filing date	2016-03-03
File	View File

Filings since 2015-04-29

Form type	MA-I
File number	868-04909
Filing date	2015-04-29
File	View File

Filings since 2015-04-29

Form type	MA-I
File number	868-04909
Filing date	2015-04-29
File	View File

Filings since 2015-04-28

Form type	MA
File number	867-01778
Filing date	2015-04-28
File	View File

Filings since 2012-08-09

Form type	13F-HR
File number	028-13002
Filing date	2012-08-09
Reporting date	2012-06-30
File	View File

Filings since 2012-05-10

Form type	13F-HR/A
File number	028-13002
Filing date	2012-05-10
Reporting date	2012-03-31
File	View File

Filings since 2012-05-09

Form type	13F-HR
File number	028-13002
Filing date	2012-05-09
Reporting date	2012-03-31
File	View File

Filings since 2012-02-08

Form type	13F-HR
File number	028-13002
Filing date	2012-02-08
Reporting date	2011-12-31
File	View File

Filings since 2011-11-15

Form type	13F-HR
File number	028-13002
Filing date	2011-11-15
Reporting date	2011-09-30
File	View File

Filings since 2011-08-10

Form type	13F-HR
File number	028-13002
Filing date	2011-08-10
Reporting date	2011-06-30
File	View File

Filings since 2011-05-11

Form type	13F-HR
File number	028-13002
Filing date	2011-05-11
Reporting date	2011-03-31
File	View File

Filings since 2011-02-10

Form type	13F-HR
File number	028-13002
Filing date	2011-02-10
Reporting date	2010-12-31
File	View File

Filings since 2010-11-10

Form type	13F-HR/A
File number	028-13002
Filing date	2010-11-10
Reporting date	2010-09-30
File	View File

Filings since 2010-11-09

Form type	13F-HR
File number	028-13002
Filing date	2010-11-09
Reporting date	2010-09-30
File	View File

Filings since 2010-08-06

Form type	13F-HR
File number	028-13002
Filing date	2010-08-06
Reporting date	2010-06-30
File	View File

Filings since 2010-05-12

Form type	13F-HR/A
File number	028-13002
Filing date	2010-05-12
Reporting date	2010-03-31
File	View File

Filings since 2010-05-11

Form type	13F-HR
File number	028-13002
Filing date	2010-05-11
Reporting date	2010-03-31
File	View File

Filings since 2010-02-05

Form type	13F-HR
File number	028-13002
Filing date	2010-02-05
Reporting date	2009-12-31
File	View File

Filings since 2009-11-16

Form type	13F-HR/A
File number	028-13002
Filing date	2009-11-16
Reporting date	2009-09-30
File	View File

Filings since 2009-11-13

Form type	13F-HR
File number	028-13002
Filing date	2009-11-13
Reporting date	2009-09-30
File	View File

Filings since 2009-08-17

Form type	13F-HR
File number	028-13002
Filing date	2009-08-17
Reporting date	2009-06-30
File	View File

Filings since 2009-05-15

Form type	13F-HR
File number	028-13002
Filing date	2009-05-15
Reporting date	2009-03-31
File	View File

Filings since 2009-02-20

Form type	13F-HR/A
File number	028-13002
Filing date	2009-02-20
Reporting date	2008-12-31
File	View File

Filings since 2009-02-17

Form type	13F-HR
File number	028-13002
Filing date	2009-02-17
Reporting date	2008-12-31
File	View File

Filings since 2008-11-14

Form type	13F-HR
File number	028-13002
Filing date	2008-11-14
Reporting date	2008-09-30
File	View File

Filings since 2008-08-15

Form type	13F-HR
File number	028-13002
Filing date	2008-08-15
Reporting date	2008-06-30
File	View File

Filings since 2008-05-14

Form type	13F-HR
File number	028-13002
Filing date	2008-05-14
Reporting date	2008-03-31
File	View File

Filings since 2008-02-19

Form type	13F-HR
File number	028-13002
Filing date	2008-02-19
Reporting date	2007-12-31
File	View File

Legal Entity Identifier

LEI number

Registered As

Jurisdiction Of Formation

General Category

Entity Status

Entity created at

254900JUVJ7EKQ5LIW08

1714349

US-NY

GENERAL

ACTIVE

No data

Addresses

Legal	c/o Corpoation Service Company, 80 State Street, Albany, US-NY, US, 12207
Headquarters	655 West Broadway, 12th Floor, San Diego, US-CA, US, 92101

Registration details

Registration Date	2021-09-30
Last Update	2022-10-01
Status	LAPSED
Next Renewal	2022-09-30
LEI Issuer	5493001KJTIIGC8Y1R12
Corroboration Level	FULLY_CORROBORATED
Data Validated As	1714349

Agent

Name	Role	Address
CORPORATION SERVICE COMPANY	Agent	80 STATE STREET, ALBANY, NY, 12207

DOS Process Agent

Name	Role	Address
C/O CORPORATION SERVICE COMPANY	DOS Process Agent	200 N PACIFIC COAST HWY, STE 1200, EL SEGUNDO, CA, United States, 90245

Chief Executive Officer

Name	Role	Address
BRET HARRISON	Chief Executive Officer	655 W BROADWAY 11TH FL, SAN DIEGO, CA, United States, 92101

History

Start date	End date	Type	Value
2023-03-01	2023-03-01	Shares	Share type: PAR VALUE, Number of shares: 500000, Par value: 0.01
2023-03-01	2023-03-01	Address	655 W BROADWAY 11TH FL, SAN DIEGO, CA, 92101, USA (Type of address: Chief Executive Officer)
2023-03-01	2023-03-01	Shares	Share type: PAR VALUE, Number of shares: 1500000, Par value: 0.01
2021-03-17	2023-03-01	Address	200 N PACIFIC COAST HWY, STE 1200, EL SEGUNDO, CA, 90245, USA (Type of address: Service of Process)
2019-03-07	2023-03-01	Address	655 W BROADWAY 11TH FL, SAN DIEGO, CA, 92101, USA (Type of address: Chief Executive Officer)
2018-12-18	2023-03-01	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2018-12-18	2021-03-17	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2015-11-18	2018-12-18	Address	111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
2015-11-18	2018-12-18	Address	111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
2015-03-19	2019-03-07	Address	655 W BROADWAY 11TH FL, SAN DIEGO, CA, 92101, USA (Type of address: Chief Executive Officer)
2007-07-27	2015-03-19	Address	655 W BROADWAY 11TH FL, SAN DIEGO, CA, 92101, USA (Type of address: Chief Executive Officer)
2005-02-02	2007-07-27	Address	525 B ST, 17TH FL, SAN DIEGO, CA, 92101, USA (Type of address: Chief Executive Officer)
2004-05-14	2015-11-18	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2004-05-14	2015-11-18	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
1999-08-13	2007-07-27	Address	525 B ST, 17TH FL, SAN DIEGO, CA, 92101, USA (Type of address: Principal Executive Office)
1999-08-13	2005-02-02	Address	525 B ST, 17TH FL, SAN DIEGO, CA, 92101, USA (Type of address: Chief Executive Officer)
1999-08-13	2004-05-14	Address	200 PARK AVE, 24TH FL, NEW YORK, NY, 10166, USA (Type of address: Service of Process)
1997-08-18	1999-08-13	Address	200 PARK AVE, 24TH FL, NEW YORK, NY, 10166, USA (Type of address: Chief Executive Officer)
1997-08-18	1999-08-13	Address	200 PARK AVE, 24TH FL, NEW YORK, NY, 10166, USA (Type of address: Service of Process)
1996-10-17	1997-08-18	Address	200 PARK AVE, 24TH FL, NEW YORK, NY, 10166, USA (Type of address: Chief Executive Officer)
1996-10-17	1999-08-13	Address	ATTN ROBERT MOSES, 750 B ST STE 1630, SAN DIEGO, CA, 92101, USA (Type of address: Principal Executive Office)
1994-12-09	1994-12-27	Name	ACG, INC.
1994-03-16	1994-03-16	Shares	Share type: PAR VALUE, Number of shares: 500000, Par value: 0.01
1994-03-16	2023-03-01	Shares	Share type: PAR VALUE, Number of shares: 500000, Par value: 0.01
1994-03-16	2023-03-01	Shares	Share type: PAR VALUE, Number of shares: 1500000, Par value: 0.01
1994-03-16	1994-03-16	Shares	Share type: PAR VALUE, Number of shares: 1500000, Par value: 0.01
1993-03-30	2004-05-14	Address	15 COLUMBUS CIRCLE, NEW YORK, NY, 10023, 7773, USA (Type of address: Registered Agent)
1993-03-30	1997-08-18	Address	15 COLUMBUS CIRCLE, NEW YORK, NY, 10023, 7773, USA (Type of address: Service of Process)
1993-03-30	1994-12-09	Name	ARGENT CAPITAL GROUP, INC.

Filings

Filing Number	Date Filed	Type	Effective Date
230301003248	2023-03-01	BIENNIAL STATEMENT	2023-03-01
210317060196	2021-03-17	BIENNIAL STATEMENT	2021-03-01
190307060851	2019-03-07	BIENNIAL STATEMENT	2019-03-01
181218000766	2018-12-18	CERTIFICATE OF CHANGE	2018-12-18
170301007532	2017-03-01	BIENNIAL STATEMENT	2017-03-01
151118000054	2015-11-18	CERTIFICATE OF CHANGE	2015-11-18
150319006237	2015-03-19	BIENNIAL STATEMENT	2015-03-01
130301006238	2013-03-01	BIENNIAL STATEMENT	2013-03-01
110331002963	2011-03-31	BIENNIAL STATEMENT	2011-03-01
090619002426	2009-06-19	BIENNIAL STATEMENT	2009-03-01
080609000258	2008-06-09	CERTIFICATE OF MERGER	2008-06-09
070727002995	2007-07-27	BIENNIAL STATEMENT	2007-03-01
051116002032	2005-11-16	BIENNIAL STATEMENT	2005-03-01
050610000309	2005-06-10	CERTIFICATE OF MERGER	2005-06-11
050202002841	2005-02-02	BIENNIAL STATEMENT	2003-03-01
040514000562	2004-05-14	CERTIFICATE OF MERGER	2004-05-17
040514000474	2004-05-14	CERTIFICATE OF CHANGE	2004-05-14
010405002657	2001-04-05	BIENNIAL STATEMENT	2001-03-01
990813002278	1999-08-13	BIENNIAL STATEMENT	1999-03-01
970818002483	1997-08-18	BIENNIAL STATEMENT	1997-03-01
961211000490	1996-12-11	CERTIFICATE OF AMENDMENT	1996-12-11
961017002296	1996-10-17	BIENNIAL STATEMENT	1995-03-01
941227000004	1994-12-27	CERTIFICATE OF AMENDMENT	1994-12-27
941209000432	1994-12-09	CERTIFICATE OF AMENDMENT	1994-12-09
940316000433	1994-03-16	CERTIFICATE OF AMENDMENT	1994-03-16
930330000197	1993-03-30	CERTIFICATE OF INCORPORATION	1993-03-30

Date of last update: 04 Jan 2025

Sources: New York Secretary of State

FIRST ALLIED SECURITIES, INC.

Company Details

Links between entities

Central Index Key

Legal Entity Identifier

Agent

DOS Process Agent

Chief Executive Officer

History

Filings

Related by officers

Related by address