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  5. CASTLEROCK ASSET MANAGEMENT, INC.

CASTLEROCK ASSET MANAGEMENT, INC.

Company Details

Name: CASTLEROCK ASSET MANAGEMENT, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 23 Apr 1993 (32 years ago)
Entity Number: 1720867
ZIP code: 10178
County: New York
Place of Formation: New York
Address: 101 PARK AVE, 23RD FLOOR, NEW YORK, NY, United States, 10178

Shares Details

Shares issued 20000

Share Par Value 1

Type PAR VALUE

Chief Executive Officer

Name Role Address
PAUL TANICO Chief Executive Officer 101 PARK AVENUE, 23RD FLOOR, NEW YORK, NY, United States, 10178

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 101 PARK AVE, 23RD FLOOR, NEW YORK, NY, United States, 10178

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001134576
Phone:
2128787654
EDGAR Link:
View company profile on EDGAR website

Latest Filings

Form type:
13F-HR
File number:
028-06185
Filing date:
2014-11-14
File:
View File
Form type:
13F-HR
File number:
028-06185
Filing date:
2014-08-14
File:
View File
Form type:
13F-HR
File number:
028-06185
Filing date:
2014-05-15
File:
View File
Form type:
13F-HR
File number:
028-06185
Filing date:
2014-02-13
File:
View File
Form type:
13F-HR
File number:
028-06185
Filing date:
2013-11-13
File:
View File

Form 5500 Series

Employer Identification Number (EIN):
133714177
Plan Year:
2015
Number Of Participants:
6
Sponsors Telephone Number:
2122513300
File:
View File
Plan Year:
2014
Number Of Participants:
9
Sponsors Telephone Number:
2122513300
File:
View File
Plan Year:
2013
Number Of Participants:
10
Sponsors DBA Name:
CASTLEROCK ASSET MANAGEMENT
Sponsors Telephone Number:
2122513300
File:
View File
Plan Year:
2012
Number Of Participants:
15
Sponsors DBA Name:
CASTLEROCK ASSET MANAGEMENT
Sponsors Telephone Number:
2122513300
File:
View File
Plan Year:
2011
Number Of Participants:
16
Sponsors DBA Name:
CASTLEROCK ASSET MANAGEMENT
Sponsors Telephone Number:
2122513300
File:
View File

History

Start date End date Type Value
2001-05-08 2007-05-08 Address 101 PARK AVE, 6TH FLOOR, NEW YORK, NY, 10178, 0002, USA (Type of address: Principal Executive Office)
2001-05-08 2007-05-08 Address 101 PARK AVE, 6TH FLOOR, NEW YORK, NY, 10178, 0002, USA (Type of address: Service of Process)
1999-07-27 2007-05-08 Address 101 PARK AVENUE, 6TH FLOOR, NEW YORK, NY, 10178, 0002, USA (Type of address: Chief Executive Officer)
1999-07-27 2001-05-08 Address 101 PARK AVENUE, 6TH FLOOR, NEW YORK, NY, 10178, 0002, USA (Type of address: Principal Executive Office)
1999-07-27 2001-05-08 Address 101 PARK AVENUE, NEW YORK, NY, 10178, 0002, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
130506006594 2013-05-06 BIENNIAL STATEMENT 2013-04-01
110426002128 2011-04-26 BIENNIAL STATEMENT 2011-04-01
090430002486 2009-04-30 BIENNIAL STATEMENT 2009-04-01
070508002783 2007-05-08 BIENNIAL STATEMENT 2007-04-01
050525002803 2005-05-25 BIENNIAL STATEMENT 2005-04-01

USAspending Awards / Financial Assistance

Date:
2021-05-01
Link:
View on USAspending
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
15847.00
Total Face Value Of Loan:
15847.00
Date:
2020-04-14
Link:
View on USAspending
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
26200.00
Total Face Value Of Loan:
26200.00

Trademarks Section

Serial Number:
76216695
Mark:
CASTLEROCK
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
2001-02-27
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
CASTLEROCK
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
Investment management, security brokerage, financial portfolio management, and financial consulting services
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration
Serial Number:
75040897
Mark:
CASTLEROCK ASSET MANAGEMENT
Status:
ABANDONED-FAILURE TO RESPOND OR LATE RESPONSE
Mark Type:
SERVICE MARK
Application Filing Date:
1996-01-05
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
CASTLEROCK ASSET MANAGEMENT
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
investment management, securities trading, portfolio management and financial consulting services
International Classes:
036 - Primary Class
Class Status:
Abandoned
Serial Number:
75035844
Mark:
CASTLEROCK PARTNERS, L.P.
Status:
CANCELLED - SECTION 8
Mark Type:
SERVICE MARK
Application Filing Date:
1995-12-22
Mark Drawing Type:
Typeset: Word(s)/letter(s)/number(s)
Mark Literal Elements:
CASTLEROCK PARTNERS, L.P.
USPTO Link:
View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:
investment management, security brokerage, financial portfolio management, and financial consulting services
International Classes:
036 - Primary Class
Class Status:
Sec. 8 – Entire Registration

Paycheck Protection Program

Date Approved:
2021-05-01
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
15847
Current Approval Amount:
15847
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Non-Veteran
Forgiveness Amount:
15975.1
Date Approved:
2020-04-14
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
26200
Current Approval Amount:
26200
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Non-Veteran
Forgiveness Amount:
26441.18

Related by officers

THE CORPORATION

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Related by address

No related companies by address

Date of last update: 15 Mar 2025

Sources: New York Secretary of State

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