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TOMPKINS METAL FINISHING, INC.

Company Details

Name: TOMPKINS METAL FINISHING, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 14 Jun 1993 (32 years ago)
Entity Number: 1734279
ZIP code: 14020
County: Genesee
Place of Formation: New York
Address: 6 Apollo Dr, BATAVIA, NY, United States, 14020
Principal Address: 6 APOLLO DRIVE NY 14020, BATAVIA, NY, United States, 14020

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

Commercial and government entity program

CAGE number Status Type Established CAGE Update Date CAGE Expiration SAM Expiration
774N3 Active Non-Manufacturer 2014-08-27 2024-10-22 2024-11-21 2020-11-20

Contact Information

POC ALLEN TOMPKINS
Phone +1 585-344-2600
Address 6 APOLLO DR, BATAVIA, NY, 14020 3002, UNITED STATES

Ownership of Offeror Information

Highest Level Owner Information not Available
Immediate Level Owner Information not Available
List of Offerors (0) Information not Available

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
TOMPKINS METAL FINISHING INC 401 (K) REIREMENT PLAN 2023 161442035 2024-10-11 TOMPKINS METAL FINISHING INC 39
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 339900
Sponsor’s telephone number 5853442600
Plan sponsor’s address 6 APOLLO DR, BATAVIA, NY, 140203002

Signature of

Role Plan administrator
Date 2024-10-11
Name of individual signing WENDY HOUSEKNECHT
Valid signature Filed with authorized/valid electronic signature
TOMPKINS METAL FINISHING INC 401 (K) REIREMENT PLAN 2022 161442035 2023-08-31 TOMPKINS METAL FINISHING INC 54
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 339900
Sponsor’s telephone number 5853442600
Plan sponsor’s address 6 APOLLO DR, BATAVIA, NY, 140203002

Signature of

Role Plan administrator
Date 2023-08-31
Name of individual signing WENDY HOUSEKNECHT
TOMPKINS METAL FINISHING INC 401 (K) REIREMENT PLAN 2021 161442035 2022-10-12 TOMPKINS METAL FINISHING INC 48
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 339900
Sponsor’s telephone number 5853442600
Plan sponsor’s address 6 APOLLO DR, BATAVIA, NY, 140203002

Signature of

Role Plan administrator
Date 2022-10-12
Name of individual signing WENDY HOUSEKNECHT
TOMPKINS METAL FINISHING INC 2020 161442035 2021-07-29 TOMPKINS METAL FINISHING INC 53
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 339900
Sponsor’s telephone number 5853442600
Plan sponsor’s address 6 APOLLO DR, BATAVIA, NY, 140203002

Signature of

Role Plan administrator
Date 2021-07-29
Name of individual signing WENDY HOUSEKNECHT
TOMPKINS METAL FINISHING INC 401 (K) REIREMENT PLAN 2019 161442035 2020-07-31 TOMPKINS METAL FINISHING INC 65
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 339900
Sponsor’s telephone number 5853442600
Plan sponsor’s address 6 APOLLO DR, BATAVIA, NY, 140203002

Signature of

Role Plan administrator
Date 2020-07-31
Name of individual signing JULIE FISHER
TOMPKINS METAL FINISHING INC 401 (K) REIREMENT PLAN 2018 161442035 2019-10-11 TOMPKINS METAL FINISHING INC 69
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 339900
Sponsor’s telephone number 5853442600
Plan sponsor’s address 6 APOLLO DR, BATAVIA, NY, 140203002

Signature of

Role Plan administrator
Date 2019-10-11
Name of individual signing JULIE FISHER
TOMPKINS METAL FINISHING INC 401 (K) REIREMENT PLAN 2017 161442035 2018-07-06 TOMPKINS METAL FINISHING INC 60
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 339900
Sponsor’s telephone number 5853442600
Plan sponsor’s address 6 APOLLO DRIVE, BATAVIA, NY, 140203002

Signature of

Role Plan administrator
Date 2018-07-06
Name of individual signing CHERYL MCCARRICK
TOMPKINS METAL FINISHING 401 K RETIREMENT PLAN 2017 161442035 2018-07-05 TOMPKINS METAL FINISHING, INC. 60
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 339900
Sponsor’s telephone number 5853442600
Plan sponsor’s DBA name TOMPKINS METAL FINISHING
Plan sponsor’s address 6 APOLLO DR, BATAVIA, NY, 140203002

Signature of

Role Plan administrator
Date 2018-07-05
Name of individual signing CHERYL MCCARRICK
TOMPKINS METAL FINISHING INC 401 (K) REIREMENT PLAN 2016 161442035 2017-07-11 TOMPKINS METAL FINISHING INC 65
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 339900
Sponsor’s telephone number 5853442600
Plan sponsor’s address 6 APOLLO DRIVE, BATAVIA, NY, 140203002

Signature of

Role Plan administrator
Date 2017-07-11
Name of individual signing CHERYL MCCARRICK
TOMPKINS METAL FINISHING INC 401 (K) REIREMENT PLAN 2015 161442035 2016-07-08 TOMPKINS METAL FINISHING INC 71
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 339900
Sponsor’s telephone number 5853442600
Plan sponsor’s address 6 APOLLO DRIVE, BATAVIA, NY, 140203002

Signature of

Role Plan administrator
Date 2016-07-08
Name of individual signing CHERYL MCCARRICK

Chief Executive Officer

Name Role Address
ALLEN TOMPKINS Chief Executive Officer 6 APOLLO DRIVE BATAVIA, BATAVIA, NY, United States, 14020

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 6 Apollo Dr, BATAVIA, NY, United States, 14020

History

Start date End date Type Value
2023-06-09 2023-06-09 Address 6 APOLLO DRIVE BATAVIA, BATAVIA, NY, 14020, USA (Type of address: Chief Executive Officer)
2019-10-16 2023-06-09 Address 6 APOLLO DRIVE BATAVIA, BATAVIA, NY, 14020, USA (Type of address: Chief Executive Officer)
2018-10-31 2023-06-09 Address 6 APOLLO DRIVE BATAVIA NY14020, BATAVIA, NY, 14020, USA (Type of address: Service of Process)
2018-10-31 2019-10-16 Address 6 APOLLO DRIVE BATAVIA, BATAVIA, NY, 14020, USA (Type of address: Chief Executive Officer)
2004-07-08 2018-10-31 Address 6 APOLLO DR, BATAVIA, NY, 14020, USA (Type of address: Chief Executive Officer)
2004-07-08 2018-10-31 Address 6 APOLLO DR, BATAVIA, NY, 14020, USA (Type of address: Principal Executive Office)
2004-07-08 2018-10-31 Address LARKIN AT EXCHANGE, 726 EXCHANGE ST STE 1000, BUFFALO, NY, 14210, USA (Type of address: Service of Process)
1993-06-14 2004-07-08 Address KEY CENTER / SUITE 1260, 50 FOUNTAIN PLAZA, BUFFALO, NY, 14202, USA (Type of address: Service of Process)
1993-06-14 2023-06-09 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0

Filings

Filing Number Date Filed Type Effective Date
230609001566 2023-06-09 BIENNIAL STATEMENT 2023-06-01
220301002455 2022-03-01 BIENNIAL STATEMENT 2022-03-01
191016060367 2019-10-16 BIENNIAL STATEMENT 2019-06-01
181031002022 2018-10-31 BIENNIAL STATEMENT 2017-06-01
110630003252 2011-06-30 BIENNIAL STATEMENT 2011-06-01
090619002191 2009-06-19 BIENNIAL STATEMENT 2009-06-01
070618002868 2007-06-18 BIENNIAL STATEMENT 2007-06-01
050809002822 2005-08-09 BIENNIAL STATEMENT 2005-06-01
040708002680 2004-07-08 BIENNIAL STATEMENT 2003-06-01
930614000186 1993-06-14 CERTIFICATE OF INCORPORATION 1993-06-14

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
339874455 0213600 2014-07-30 6 APOLLO DRIVE, BATAVIA, NY, 14020
Inspection Type Complaint
Scope Partial
Safety/Health Health
Close Conference 2014-07-30
Case Closed 2015-05-20

Related Activity

Type Complaint
Activity Nr 900344
Health Yes
Type Inspection
Activity Nr 989843
Health Yes

Violation Items

Citation ID 01001A
Citaton Type Serious
Standard Cited 19100132 A
Issuance Date 2014-09-29
Abatement Due Date 2014-10-09
Current Penalty 3000.0
Initial Penalty 4620.0
Final Order 2014-10-07
Nr Instances 1
Nr Exposed 8
Related Event Code (REC) Complaint
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.132(a): Protective equipment was not used when necessary whenever hazards capable of causing injury and impairment were encountered: a) Plating lines - On or about 7/30/14, the employer did not require employees to wear aprons or arm length gloves when working with highly corrosive materials such as, but not limited to, 98% sulfuric acid. ABATEMENT CERTIFICATION REQUIRED
Citation ID 01001B
Citaton Type Serious
Standard Cited 19100132 D01
Issuance Date 2014-09-29
Abatement Due Date 2014-11-17
Current Penalty 0.0
Initial Penalty 0.0
Final Order 2014-10-07
Nr Instances 1
Nr Exposed 8
Related Event Code (REC) Complaint
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.132(d)(1): The employer did not assess the workplace to determine if hazards are present, or are likely to be present, which necessitate the use of personal protective equipment (PPE) a) Throughout Facility - On or about 7/30/14, the employer did not properly assess the workplace in order to determine if there were hazards likely to be present, while working on the plating lines, which would require personal protective equipment. Employees working on the plating lines work with concentrated acids such as 98% sulfuric acid and are not required to wear face shields, arm length rubber gloves, or aprons. ABATEMENT CERTIFICATION REQUIRED
Citation ID 01001C
Citaton Type Serious
Standard Cited 19100133 A01
Issuance Date 2014-09-29
Abatement Due Date 2014-10-09
Current Penalty 0.0
Initial Penalty 0.0
Final Order 2014-10-07
Nr Instances 1
Nr Exposed 8
Related Event Code (REC) Complaint
Gravity 5
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.133(a)(1): Protective face equipment was not required where there was a reasonable probability of injury that could be prevented by such equipment: a) Plating lines - On or about 7/30/14, the employer did not require employees to wear face shields when working with highly corrosive materials such as, but not limited to, 98% sulfuric acid. ABATEMENT CERTIFICATION REQUIRED
Citation ID 02001
Citaton Type Other
Standard Cited 19040029 B01
Issuance Date 2014-09-29
Abatement Due Date 2014-10-09
Current Penalty 500.0
Initial Penalty 770.0
Final Order 2014-10-07
Nr Instances 1
Nr Exposed 65
FTA Current Penalty 0.0
Citation text line 29 CFR 1910.1904.29(b)(1): A Log of all recordable work-related injuries and illnesses (OSHA Form 300 or equivalent), was not completed in detail as required by the regulation: a) Office - On or about 7/30/14, the OSHA 300 log for 2014 contained the following deficiencies: 1) Case #4 was recorded as an injury involving days away from work, but the number of days away was not recorded. 2) Case #5 was recorded as an injury involving days away from work, but the number of days away was not recorded. 3) Case #6 was recorded as an injury involving days away from work, but the number of days away was not recorded. ABATEMENT CERTIFICATION REQUIRED
314441759 0213600 2010-05-10 6 APOLLO DRIVE, BATAVIA, NY, 14020
Inspection Type FollowUp
Scope Partial
Safety/Health Health
Close Conference 2010-05-10
Case Closed 2010-05-10

Related Activity

Type Inspection
Activity Nr 314015165
314015165 0213600 2010-01-15 6 APOLLO DRIVE, BATAVIA, NY, 14020
Inspection Type Complaint
Scope Partial
Safety/Health Health
Close Conference 2010-01-15
Case Closed 2011-02-14

Related Activity

Type Complaint
Activity Nr 207399981
Health Yes

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19100151 C
Issuance Date 2010-01-21
Abatement Due Date 2010-02-23
Current Penalty 500.0
Initial Penalty 875.0
Nr Instances 1
Nr Exposed 1
Gravity 03
Citation ID 01002
Citaton Type Serious
Standard Cited 19101026 H01
Issuance Date 2010-03-05
Abatement Due Date 2010-03-22
Current Penalty 367.0
Initial Penalty 525.0
Nr Instances 2
Nr Exposed 2
Gravity 01
Citation ID 02001A
Citaton Type Other
Standard Cited 19101026 L02 I
Issuance Date 2010-03-05
Abatement Due Date 2010-03-22
Contest Date 2010-08-03
Final Order 2011-02-10
Nr Instances 1
Nr Exposed 2
Gravity 01
FTA Inspection NR 314441759
FTA Issuance Date 2010-06-02
FTA Current Penalty 3000.0
FTA Contest Date 2010-08-02
FTA Final Order Date 2010-11-01
Citation ID 02001B
Citaton Type Other
Standard Cited 19101200 H02
Issuance Date 2010-03-05
Abatement Due Date 2010-03-22
Contest Date 2010-08-03
Final Order 2011-02-10
Nr Instances 1
Nr Exposed 2
Gravity 01
FTA Inspection NR 314441759
FTA Issuance Date 2010-05-15
FTA Contest Date 2010-08-02
FTA Final Order Date 2010-11-01
303494074 0213600 2000-04-28 6 APOLLO DRIVE, BATAVIA, NY, 14020
Inspection Type Complaint
Scope Partial
Safety/Health Health
Close Conference 2000-04-28
Case Closed 2000-07-10

Related Activity

Type Complaint
Activity Nr 202826202
Health Yes

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19100134 F02
Issuance Date 2000-05-05
Abatement Due Date 2000-06-07
Current Penalty 315.0
Initial Penalty 525.0
Nr Instances 1
Nr Exposed 25
Related Event Code (REC) Complaint
Gravity 01
Citation ID 01002
Citaton Type Serious
Standard Cited 19100252 B02 III
Issuance Date 2000-05-05
Abatement Due Date 2000-05-28
Current Penalty 315.0
Initial Penalty 525.0
Nr Instances 1
Nr Exposed 25
Related Event Code (REC) Complaint
Gravity 01
Citation ID 02001
Citaton Type Other
Standard Cited 19100134 E02 I
Issuance Date 2000-05-05
Abatement Due Date 2000-06-07
Nr Instances 1
Nr Exposed 25
Related Event Code (REC) Complaint
Gravity 01

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
6374387005 2020-04-06 0296 PPP 6 APOLLO DR, BATAVIA, NY, 14020-3002
Loan Status Date 2021-04-17
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 684400
Loan Approval Amount (current) 684400
Undisbursed Amount 0
Franchise Name -
Lender Location ID 46027
Servicing Lender Name Evans Bank, National Association
Servicing Lender Address 8599 Erie Rd, ANGOLA, NY, 14006
Rural or Urban Indicator R
Hubzone Y
LMI Y
Business Age Description Existing or more than 2 years old
Project Address BATAVIA, GENESEE, NY, 14020-3002
Project Congressional District NY-24
Number of Employees 72
NAICS code 332813
Borrower Race White
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 46027
Originating Lender Name Evans Bank, National Association
Originating Lender Address ANGOLA, NY
Gender Male Owned
Veteran Non-Veteran
Forgiveness Amount 690475.22
Forgiveness Paid Date 2021-03-08
6494548409 2021-02-10 0296 PPS 6 Apollo Dr 6 Apollo Drive, Batavia, NY, 14020-3002
Loan Status Date 2021-12-25
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 656855
Loan Approval Amount (current) 656855
Undisbursed Amount 0
Franchise Name -
Lender Location ID 46027
Servicing Lender Name Evans Bank, National Association
Servicing Lender Address 8599 Erie Rd, ANGOLA, NY, 14006
Rural or Urban Indicator R
Hubzone Y
LMI Y
Business Age Description Existing or more than 2 years old
Project Address Batavia, GENESEE, NY, 14020-3002
Project Congressional District NY-24
Number of Employees 72
NAICS code 332813
Borrower Race White
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 46027
Originating Lender Name Evans Bank, National Association
Originating Lender Address ANGOLA, NY
Gender Male Owned
Veteran Non-Veteran
Forgiveness Amount 661407.99
Forgiveness Paid Date 2021-10-25

Motor Carrier Census

USDOT Number Carrier Operation MCS-150 Form Date MCS-150 Mileage MCS-150 Year Power Units Drivers Operation Classification
1384424 Intrastate Non-Hazmat 2024-10-09 64188 2023 3 3 Private(Property)
Legal Name TOMPKINS METAL FINISHING INC
DBA Name -
Physical Address 6 APOLLO DRIVE, BATAVIA, NY, 14020, US
Mailing Address 6 APOLLO DRIVE, BATAVIA, NY, 14020, US
Phone (585) 344-2600
Fax (585) 344-2672
E-mail WENDY@TOMPKINSMETALFINISHING.COM

Safety Measurement System - All Transportation

Total Number of Inspections for the measurement period (24 months) 4
Driver Fitness BASIC Serious Violation Indicator No
Vehicle Maintenance BASIC Acute/Critical Indicator No
Unsafe Driving BASIC Acute/Critical Indicator No
Driver Fitness BASIC Roadside Performance measure value .3
Hours-of-Service (HOS) Compliance BASIC Roadside Performance measure value 0
Total Number of Driver Inspections for the measurment period 4
Vehicle Maintenance BASIC Roadside Performance measure value 0
Total Number of Vehicle Inspections for the measurement period 1
Controlled Substances and Alcohol BASIC Roadside Performance measure value 0
Unsafe Driving BASIC Roadside Performance Measure Value 0
Number of inspections with at least one Driver Fitness BASIC violation 1
Number of inspections with at least one Hours-of-Service BASIC violation 0
Total Number of Driver Inspections containing at least one Driver Out-of-Service Violation 0
Number of inspections with at least one Vehicle Maintenance BASIC violation 0
Total Number of Vehicle Inspections containing at least one Vehicle Out-of-Service violation 0
Number of inspections with at least one Controlled Substances and Alcohol BASIC violation 0
Number of inspections with at least one Unsafe Driving BASIC violation 0

Inspections

Unique report number of the inspection 5L39000687
State abbreviation that indicates the state the inspector is from NY
The date of the inspection 2024-11-25
ID that indicates the level of inspection Full
State abbreviation that indicates where the inspection occurred NY
Time weight of the inspection 3
Number of Out-Of-Service violations related to Driver 0
Number of Out-Of-Service violations related to vehicle 0
Number of violations related to Hazardous Materials 0
Total number of Out-Of-Service violations 0
Total number of Out-Of-Service violations related to Hazardous Materials 0
Description of the type of the main unit STRAIGHT TRUCK
Description of the make of the main unit FORD
License plate of the main unit 76411ND
License state of the main unit NY
Vehicle Identification Number of the main unit 1FTNE24W09DA03682
Unsafe Driving BASIC inspection Y
Hours-of-Service Compliance BASIC inspection Y
Driver Fitness BASIC inspection Y
Controlled Substances/Alcohol BASIC inspection Y
Vehicle Maintenance BASIC inspection Y
Total number of BASIC violations 1
Number of Unsafe Driving BASIC violations 0
Number of Hours-of-Service Compliance BASIC violations 0
Number of Driver Fitness BASIC violations 1
Number of Controlled Substances/Alcohol BASIC violations 0
Number of Vehicle Maintenance BASIC violations 0
Number of Hazardous Materials Compliance BASIC violations 0
Unique report number of the inspection SPWE031074
State abbreviation that indicates the state the inspector is from NY
The date of the inspection 2023-06-20
ID that indicates the level of inspection Driver-Only
State abbreviation that indicates where the inspection occurred NY
Time weight of the inspection 1
Number of Out-Of-Service violations related to Driver 0
Number of Out-Of-Service violations related to vehicle 0
Number of violations related to Hazardous Materials 0
Total number of Out-Of-Service violations 0
Total number of Out-Of-Service violations related to Hazardous Materials 0
Description of the type of the main unit STRAIGHT TRUCK
Description of the make of the main unit INTL
License plate of the main unit 68512MM
License state of the main unit NY
Vehicle Identification Number of the main unit 3HAEUMMN1LL307879
Unsafe Driving BASIC inspection Y
Hours-of-Service Compliance BASIC inspection Y
Driver Fitness BASIC inspection Y
Controlled Substances/Alcohol BASIC inspection Y
Total number of BASIC violations 0
Number of Unsafe Driving BASIC violations 0
Number of Hours-of-Service Compliance BASIC violations 0
Number of Driver Fitness BASIC violations 0
Number of Controlled Substances/Alcohol BASIC violations 0
Number of Vehicle Maintenance BASIC violations 0
Number of Hazardous Materials Compliance BASIC violations 0
Unique report number of the inspection SPA0275081
State abbreviation that indicates the state the inspector is from NY
The date of the inspection 2023-02-07
ID that indicates the level of inspection Walk-around
State abbreviation that indicates where the inspection occurred NY
Time weight of the inspection 1
Number of Out-Of-Service violations related to Driver 0
Number of Out-Of-Service violations related to vehicle 0
Number of violations related to Hazardous Materials 0
Total number of Out-Of-Service violations 0
Total number of Out-Of-Service violations related to Hazardous Materials 0
Description of the type of the main unit STRAIGHT TRUCK
Description of the make of the main unit INTL
License plate of the main unit 13109MP
License state of the main unit NY
Vehicle Identification Number of the main unit 3HAEUMMN8ML296008
Unsafe Driving BASIC inspection Y
Hours-of-Service Compliance BASIC inspection Y
Driver Fitness BASIC inspection Y
Controlled Substances/Alcohol BASIC inspection Y
Vehicle Maintenance BASIC inspection Y
Total number of BASIC violations 0
Number of Unsafe Driving BASIC violations 0
Number of Hours-of-Service Compliance BASIC violations 0
Number of Driver Fitness BASIC violations 0
Number of Controlled Substances/Alcohol BASIC violations 0
Number of Vehicle Maintenance BASIC violations 0
Number of Hazardous Materials Compliance BASIC violations 0

Violations

The date of the inspection 2024-11-25
Code of the violation 39141AMCPC
Name of the BASIC Driver Fitness
The violation is identified as Out-Of-Service violation N
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation 0
The severity weight that is assigned to a violation 1
The time weight that is assigned to a violation 3
The description of a violation Medical (Certificate) - Operating a property-carrying vehicle without possessing a valid medical certificate
The description of the violation group Medical Certificate
The unit a violation is cited against Driver

Date of last update: 15 Mar 2025

Sources: New York Secretary of State