Name: | TOMPKINS METAL FINISHING, INC. |
Jurisdiction: | New York |
Legal type: | DOMESTIC BUSINESS CORPORATION |
Status: | Active |
Date of registration: | 14 Jun 1993 (32 years ago) |
Entity Number: | 1734279 |
ZIP code: | 14020 |
County: | Genesee |
Place of Formation: | New York |
Address: | 6 Apollo Dr, BATAVIA, NY, United States, 14020 |
Principal Address: | 6 APOLLO DRIVE NY 14020, BATAVIA, NY, United States, 14020 |
Shares Details
Shares issued 200
Share Par Value 0
Type NO PAR VALUE
CAGE number | Status | Type | Established | CAGE Update Date | CAGE Expiration | SAM Expiration | |||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
774N3 | Active | Non-Manufacturer | 2014-08-27 | 2024-10-22 | 2024-11-21 | 2020-11-20 | |||||||||||||
|
POC | ALLEN TOMPKINS |
Phone | +1 585-344-2600 |
Address | 6 APOLLO DR, BATAVIA, NY, 14020 3002, UNITED STATES |
Ownership of Offeror Information
Highest Level Owner | Information not Available |
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Immediate Level Owner | Information not Available |
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List of Offerors (0) | Information not Available |
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Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
TOMPKINS METAL FINISHING INC 401 (K) REIREMENT PLAN | 2023 | 161442035 | 2024-10-11 | TOMPKINS METAL FINISHING INC | 39 | |||||||||||||||||||||||
|
Role | Plan administrator |
Date | 2024-10-11 |
Name of individual signing | WENDY HOUSEKNECHT |
Valid signature | Filed with authorized/valid electronic signature |
File | View Page |
Three-digit plan number (PN) | 001 |
Effective date of plan | 1997-01-01 |
Business code | 339900 |
Sponsor’s telephone number | 5853442600 |
Plan sponsor’s address | 6 APOLLO DR, BATAVIA, NY, 140203002 |
Signature of
Role | Plan administrator |
Date | 2023-08-31 |
Name of individual signing | WENDY HOUSEKNECHT |
File | View Page |
Three-digit plan number (PN) | 001 |
Effective date of plan | 1997-01-01 |
Business code | 339900 |
Sponsor’s telephone number | 5853442600 |
Plan sponsor’s address | 6 APOLLO DR, BATAVIA, NY, 140203002 |
Signature of
Role | Plan administrator |
Date | 2022-10-12 |
Name of individual signing | WENDY HOUSEKNECHT |
File | View Page |
Three-digit plan number (PN) | 001 |
Effective date of plan | 1997-01-01 |
Business code | 339900 |
Sponsor’s telephone number | 5853442600 |
Plan sponsor’s address | 6 APOLLO DR, BATAVIA, NY, 140203002 |
Signature of
Role | Plan administrator |
Date | 2021-07-29 |
Name of individual signing | WENDY HOUSEKNECHT |
File | View Page |
Three-digit plan number (PN) | 001 |
Effective date of plan | 1997-01-01 |
Business code | 339900 |
Sponsor’s telephone number | 5853442600 |
Plan sponsor’s address | 6 APOLLO DR, BATAVIA, NY, 140203002 |
Signature of
Role | Plan administrator |
Date | 2020-07-31 |
Name of individual signing | JULIE FISHER |
File | View Page |
Three-digit plan number (PN) | 001 |
Effective date of plan | 1997-01-01 |
Business code | 339900 |
Sponsor’s telephone number | 5853442600 |
Plan sponsor’s address | 6 APOLLO DR, BATAVIA, NY, 140203002 |
Signature of
Role | Plan administrator |
Date | 2019-10-11 |
Name of individual signing | JULIE FISHER |
File | View Page |
Three-digit plan number (PN) | 001 |
Effective date of plan | 1997-01-01 |
Business code | 339900 |
Sponsor’s telephone number | 5853442600 |
Plan sponsor’s address | 6 APOLLO DRIVE, BATAVIA, NY, 140203002 |
Signature of
Role | Plan administrator |
Date | 2018-07-06 |
Name of individual signing | CHERYL MCCARRICK |
File | View Page |
Three-digit plan number (PN) | 001 |
Effective date of plan | 2017-01-01 |
Business code | 339900 |
Sponsor’s telephone number | 5853442600 |
Plan sponsor’s DBA name | TOMPKINS METAL FINISHING |
Plan sponsor’s address | 6 APOLLO DR, BATAVIA, NY, 140203002 |
Signature of
Role | Plan administrator |
Date | 2018-07-05 |
Name of individual signing | CHERYL MCCARRICK |
File | View Page |
Three-digit plan number (PN) | 001 |
Effective date of plan | 1997-01-01 |
Business code | 339900 |
Sponsor’s telephone number | 5853442600 |
Plan sponsor’s address | 6 APOLLO DRIVE, BATAVIA, NY, 140203002 |
Signature of
Role | Plan administrator |
Date | 2017-07-11 |
Name of individual signing | CHERYL MCCARRICK |
File | View Page |
Three-digit plan number (PN) | 001 |
Effective date of plan | 1997-01-01 |
Business code | 339900 |
Sponsor’s telephone number | 5853442600 |
Plan sponsor’s address | 6 APOLLO DRIVE, BATAVIA, NY, 140203002 |
Signature of
Role | Plan administrator |
Date | 2016-07-08 |
Name of individual signing | CHERYL MCCARRICK |
Name | Role | Address |
---|---|---|
ALLEN TOMPKINS | Chief Executive Officer | 6 APOLLO DRIVE BATAVIA, BATAVIA, NY, United States, 14020 |
Name | Role | Address |
---|---|---|
THE CORPORATION | DOS Process Agent | 6 Apollo Dr, BATAVIA, NY, United States, 14020 |
Start date | End date | Type | Value |
---|---|---|---|
2023-06-09 | 2023-06-09 | Address | 6 APOLLO DRIVE BATAVIA, BATAVIA, NY, 14020, USA (Type of address: Chief Executive Officer) |
2019-10-16 | 2023-06-09 | Address | 6 APOLLO DRIVE BATAVIA, BATAVIA, NY, 14020, USA (Type of address: Chief Executive Officer) |
2018-10-31 | 2023-06-09 | Address | 6 APOLLO DRIVE BATAVIA NY14020, BATAVIA, NY, 14020, USA (Type of address: Service of Process) |
2018-10-31 | 2019-10-16 | Address | 6 APOLLO DRIVE BATAVIA, BATAVIA, NY, 14020, USA (Type of address: Chief Executive Officer) |
2004-07-08 | 2018-10-31 | Address | 6 APOLLO DR, BATAVIA, NY, 14020, USA (Type of address: Chief Executive Officer) |
2004-07-08 | 2018-10-31 | Address | 6 APOLLO DR, BATAVIA, NY, 14020, USA (Type of address: Principal Executive Office) |
2004-07-08 | 2018-10-31 | Address | LARKIN AT EXCHANGE, 726 EXCHANGE ST STE 1000, BUFFALO, NY, 14210, USA (Type of address: Service of Process) |
1993-06-14 | 2004-07-08 | Address | KEY CENTER / SUITE 1260, 50 FOUNTAIN PLAZA, BUFFALO, NY, 14202, USA (Type of address: Service of Process) |
1993-06-14 | 2023-06-09 | Shares | Share type: NO PAR VALUE, Number of shares: 200, Par value: 0 |
Filing Number | Date Filed | Type | Effective Date |
---|---|---|---|
230609001566 | 2023-06-09 | BIENNIAL STATEMENT | 2023-06-01 |
220301002455 | 2022-03-01 | BIENNIAL STATEMENT | 2022-03-01 |
191016060367 | 2019-10-16 | BIENNIAL STATEMENT | 2019-06-01 |
181031002022 | 2018-10-31 | BIENNIAL STATEMENT | 2017-06-01 |
110630003252 | 2011-06-30 | BIENNIAL STATEMENT | 2011-06-01 |
090619002191 | 2009-06-19 | BIENNIAL STATEMENT | 2009-06-01 |
070618002868 | 2007-06-18 | BIENNIAL STATEMENT | 2007-06-01 |
050809002822 | 2005-08-09 | BIENNIAL STATEMENT | 2005-06-01 |
040708002680 | 2004-07-08 | BIENNIAL STATEMENT | 2003-06-01 |
930614000186 | 1993-06-14 | CERTIFICATE OF INCORPORATION | 1993-06-14 |
Inspection Nr | Report ID | Date Opened | Site Address | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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339874455 | 0213600 | 2014-07-30 | 6 APOLLO DRIVE, BATAVIA, NY, 14020 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Type | Complaint |
Activity Nr | 900344 |
Health | Yes |
Type | Inspection |
Activity Nr | 989843 |
Health | Yes |
Violation Items
Citation ID | 01001A |
Citaton Type | Serious |
Standard Cited | 19100132 A |
Issuance Date | 2014-09-29 |
Abatement Due Date | 2014-10-09 |
Current Penalty | 3000.0 |
Initial Penalty | 4620.0 |
Final Order | 2014-10-07 |
Nr Instances | 1 |
Nr Exposed | 8 |
Related Event Code (REC) | Complaint |
Gravity | 5 |
FTA Current Penalty | 0.0 |
Citation text line | 29 CFR 1910.132(a): Protective equipment was not used when necessary whenever hazards capable of causing injury and impairment were encountered: a) Plating lines - On or about 7/30/14, the employer did not require employees to wear aprons or arm length gloves when working with highly corrosive materials such as, but not limited to, 98% sulfuric acid. ABATEMENT CERTIFICATION REQUIRED |
Citation ID | 01001B |
Citaton Type | Serious |
Standard Cited | 19100132 D01 |
Issuance Date | 2014-09-29 |
Abatement Due Date | 2014-11-17 |
Current Penalty | 0.0 |
Initial Penalty | 0.0 |
Final Order | 2014-10-07 |
Nr Instances | 1 |
Nr Exposed | 8 |
Related Event Code (REC) | Complaint |
Gravity | 5 |
FTA Current Penalty | 0.0 |
Citation text line | 29 CFR 1910.132(d)(1): The employer did not assess the workplace to determine if hazards are present, or are likely to be present, which necessitate the use of personal protective equipment (PPE) a) Throughout Facility - On or about 7/30/14, the employer did not properly assess the workplace in order to determine if there were hazards likely to be present, while working on the plating lines, which would require personal protective equipment. Employees working on the plating lines work with concentrated acids such as 98% sulfuric acid and are not required to wear face shields, arm length rubber gloves, or aprons. ABATEMENT CERTIFICATION REQUIRED |
Citation ID | 01001C |
Citaton Type | Serious |
Standard Cited | 19100133 A01 |
Issuance Date | 2014-09-29 |
Abatement Due Date | 2014-10-09 |
Current Penalty | 0.0 |
Initial Penalty | 0.0 |
Final Order | 2014-10-07 |
Nr Instances | 1 |
Nr Exposed | 8 |
Related Event Code (REC) | Complaint |
Gravity | 5 |
FTA Current Penalty | 0.0 |
Citation text line | 29 CFR 1910.133(a)(1): Protective face equipment was not required where there was a reasonable probability of injury that could be prevented by such equipment: a) Plating lines - On or about 7/30/14, the employer did not require employees to wear face shields when working with highly corrosive materials such as, but not limited to, 98% sulfuric acid. ABATEMENT CERTIFICATION REQUIRED |
Citation ID | 02001 |
Citaton Type | Other |
Standard Cited | 19040029 B01 |
Issuance Date | 2014-09-29 |
Abatement Due Date | 2014-10-09 |
Current Penalty | 500.0 |
Initial Penalty | 770.0 |
Final Order | 2014-10-07 |
Nr Instances | 1 |
Nr Exposed | 65 |
FTA Current Penalty | 0.0 |
Citation text line | 29 CFR 1910.1904.29(b)(1): A Log of all recordable work-related injuries and illnesses (OSHA Form 300 or equivalent), was not completed in detail as required by the regulation: a) Office - On or about 7/30/14, the OSHA 300 log for 2014 contained the following deficiencies: 1) Case #4 was recorded as an injury involving days away from work, but the number of days away was not recorded. 2) Case #5 was recorded as an injury involving days away from work, but the number of days away was not recorded. 3) Case #6 was recorded as an injury involving days away from work, but the number of days away was not recorded. ABATEMENT CERTIFICATION REQUIRED |
Inspection Type | FollowUp |
Scope | Partial |
Safety/Health | Health |
Close Conference | 2010-05-10 |
Case Closed | 2010-05-10 |
Related Activity
Type | Inspection |
Activity Nr | 314015165 |
Inspection Type | Complaint |
Scope | Partial |
Safety/Health | Health |
Close Conference | 2010-01-15 |
Case Closed | 2011-02-14 |
Related Activity
Type | Complaint |
Activity Nr | 207399981 |
Health | Yes |
Violation Items
Citation ID | 01001 |
Citaton Type | Serious |
Standard Cited | 19100151 C |
Issuance Date | 2010-01-21 |
Abatement Due Date | 2010-02-23 |
Current Penalty | 500.0 |
Initial Penalty | 875.0 |
Nr Instances | 1 |
Nr Exposed | 1 |
Gravity | 03 |
Citation ID | 01002 |
Citaton Type | Serious |
Standard Cited | 19101026 H01 |
Issuance Date | 2010-03-05 |
Abatement Due Date | 2010-03-22 |
Current Penalty | 367.0 |
Initial Penalty | 525.0 |
Nr Instances | 2 |
Nr Exposed | 2 |
Gravity | 01 |
Citation ID | 02001A |
Citaton Type | Other |
Standard Cited | 19101026 L02 I |
Issuance Date | 2010-03-05 |
Abatement Due Date | 2010-03-22 |
Contest Date | 2010-08-03 |
Final Order | 2011-02-10 |
Nr Instances | 1 |
Nr Exposed | 2 |
Gravity | 01 |
FTA Inspection NR | 314441759 |
FTA Issuance Date | 2010-06-02 |
FTA Current Penalty | 3000.0 |
FTA Contest Date | 2010-08-02 |
FTA Final Order Date | 2010-11-01 |
Citation ID | 02001B |
Citaton Type | Other |
Standard Cited | 19101200 H02 |
Issuance Date | 2010-03-05 |
Abatement Due Date | 2010-03-22 |
Contest Date | 2010-08-03 |
Final Order | 2011-02-10 |
Nr Instances | 1 |
Nr Exposed | 2 |
Gravity | 01 |
FTA Inspection NR | 314441759 |
FTA Issuance Date | 2010-05-15 |
FTA Contest Date | 2010-08-02 |
FTA Final Order Date | 2010-11-01 |
Inspection Type | Complaint |
Scope | Partial |
Safety/Health | Health |
Close Conference | 2000-04-28 |
Case Closed | 2000-07-10 |
Related Activity
Type | Complaint |
Activity Nr | 202826202 |
Health | Yes |
Violation Items
Citation ID | 01001 |
Citaton Type | Serious |
Standard Cited | 19100134 F02 |
Issuance Date | 2000-05-05 |
Abatement Due Date | 2000-06-07 |
Current Penalty | 315.0 |
Initial Penalty | 525.0 |
Nr Instances | 1 |
Nr Exposed | 25 |
Related Event Code (REC) | Complaint |
Gravity | 01 |
Citation ID | 01002 |
Citaton Type | Serious |
Standard Cited | 19100252 B02 III |
Issuance Date | 2000-05-05 |
Abatement Due Date | 2000-05-28 |
Current Penalty | 315.0 |
Initial Penalty | 525.0 |
Nr Instances | 1 |
Nr Exposed | 25 |
Related Event Code (REC) | Complaint |
Gravity | 01 |
Citation ID | 02001 |
Citaton Type | Other |
Standard Cited | 19100134 E02 I |
Issuance Date | 2000-05-05 |
Abatement Due Date | 2000-06-07 |
Nr Instances | 1 |
Nr Exposed | 25 |
Related Event Code (REC) | Complaint |
Gravity | 01 |
Loan Number | Loan Funded Date | SBA Origination Office Code | Loan Delivery Method | Borrower Street Address | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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6374387005 | 2020-04-06 | 0296 | PPP | 6 APOLLO DR, BATAVIA, NY, 14020-3002 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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6494548409 | 2021-02-10 | 0296 | PPS | 6 Apollo Dr 6 Apollo Drive, Batavia, NY, 14020-3002 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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USDOT Number | Carrier Operation | MCS-150 Form Date | MCS-150 Mileage | MCS-150 Year | Power Units | Drivers | Operation Classification | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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1384424 | Intrastate Non-Hazmat | 2024-10-09 | 64188 | 2023 | 3 | 3 | Private(Property) | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Total Number of Inspections for the measurement period (24 months) | 4 |
Driver Fitness BASIC Serious Violation Indicator | No |
Vehicle Maintenance BASIC Acute/Critical Indicator | No |
Unsafe Driving BASIC Acute/Critical Indicator | No |
Driver Fitness BASIC Roadside Performance measure value | .3 |
Hours-of-Service (HOS) Compliance BASIC Roadside Performance measure value | 0 |
Total Number of Driver Inspections for the measurment period | 4 |
Vehicle Maintenance BASIC Roadside Performance measure value | 0 |
Total Number of Vehicle Inspections for the measurement period | 1 |
Controlled Substances and Alcohol BASIC Roadside Performance measure value | 0 |
Unsafe Driving BASIC Roadside Performance Measure Value | 0 |
Number of inspections with at least one Driver Fitness BASIC violation | 1 |
Number of inspections with at least one Hours-of-Service BASIC violation | 0 |
Total Number of Driver Inspections containing at least one Driver Out-of-Service Violation | 0 |
Number of inspections with at least one Vehicle Maintenance BASIC violation | 0 |
Total Number of Vehicle Inspections containing at least one Vehicle Out-of-Service violation | 0 |
Number of inspections with at least one Controlled Substances and Alcohol BASIC violation | 0 |
Number of inspections with at least one Unsafe Driving BASIC violation | 0 |
Inspections
Unique report number of the inspection | 5L39000687 |
State abbreviation that indicates the state the inspector is from | NY |
The date of the inspection | 2024-11-25 |
ID that indicates the level of inspection | Full |
State abbreviation that indicates where the inspection occurred | NY |
Time weight of the inspection | 3 |
Number of Out-Of-Service violations related to Driver | 0 |
Number of Out-Of-Service violations related to vehicle | 0 |
Number of violations related to Hazardous Materials | 0 |
Total number of Out-Of-Service violations | 0 |
Total number of Out-Of-Service violations related to Hazardous Materials | 0 |
Description of the type of the main unit | STRAIGHT TRUCK |
Description of the make of the main unit | FORD |
License plate of the main unit | 76411ND |
License state of the main unit | NY |
Vehicle Identification Number of the main unit | 1FTNE24W09DA03682 |
Unsafe Driving BASIC inspection | Y |
Hours-of-Service Compliance BASIC inspection | Y |
Driver Fitness BASIC inspection | Y |
Controlled Substances/Alcohol BASIC inspection | Y |
Vehicle Maintenance BASIC inspection | Y |
Total number of BASIC violations | 1 |
Number of Unsafe Driving BASIC violations | 0 |
Number of Hours-of-Service Compliance BASIC violations | 0 |
Number of Driver Fitness BASIC violations | 1 |
Number of Controlled Substances/Alcohol BASIC violations | 0 |
Number of Vehicle Maintenance BASIC violations | 0 |
Number of Hazardous Materials Compliance BASIC violations | 0 |
Unique report number of the inspection | SPWE031074 |
State abbreviation that indicates the state the inspector is from | NY |
The date of the inspection | 2023-06-20 |
ID that indicates the level of inspection | Driver-Only |
State abbreviation that indicates where the inspection occurred | NY |
Time weight of the inspection | 1 |
Number of Out-Of-Service violations related to Driver | 0 |
Number of Out-Of-Service violations related to vehicle | 0 |
Number of violations related to Hazardous Materials | 0 |
Total number of Out-Of-Service violations | 0 |
Total number of Out-Of-Service violations related to Hazardous Materials | 0 |
Description of the type of the main unit | STRAIGHT TRUCK |
Description of the make of the main unit | INTL |
License plate of the main unit | 68512MM |
License state of the main unit | NY |
Vehicle Identification Number of the main unit | 3HAEUMMN1LL307879 |
Unsafe Driving BASIC inspection | Y |
Hours-of-Service Compliance BASIC inspection | Y |
Driver Fitness BASIC inspection | Y |
Controlled Substances/Alcohol BASIC inspection | Y |
Total number of BASIC violations | 0 |
Number of Unsafe Driving BASIC violations | 0 |
Number of Hours-of-Service Compliance BASIC violations | 0 |
Number of Driver Fitness BASIC violations | 0 |
Number of Controlled Substances/Alcohol BASIC violations | 0 |
Number of Vehicle Maintenance BASIC violations | 0 |
Number of Hazardous Materials Compliance BASIC violations | 0 |
Unique report number of the inspection | SPA0275081 |
State abbreviation that indicates the state the inspector is from | NY |
The date of the inspection | 2023-02-07 |
ID that indicates the level of inspection | Walk-around |
State abbreviation that indicates where the inspection occurred | NY |
Time weight of the inspection | 1 |
Number of Out-Of-Service violations related to Driver | 0 |
Number of Out-Of-Service violations related to vehicle | 0 |
Number of violations related to Hazardous Materials | 0 |
Total number of Out-Of-Service violations | 0 |
Total number of Out-Of-Service violations related to Hazardous Materials | 0 |
Description of the type of the main unit | STRAIGHT TRUCK |
Description of the make of the main unit | INTL |
License plate of the main unit | 13109MP |
License state of the main unit | NY |
Vehicle Identification Number of the main unit | 3HAEUMMN8ML296008 |
Unsafe Driving BASIC inspection | Y |
Hours-of-Service Compliance BASIC inspection | Y |
Driver Fitness BASIC inspection | Y |
Controlled Substances/Alcohol BASIC inspection | Y |
Vehicle Maintenance BASIC inspection | Y |
Total number of BASIC violations | 0 |
Number of Unsafe Driving BASIC violations | 0 |
Number of Hours-of-Service Compliance BASIC violations | 0 |
Number of Driver Fitness BASIC violations | 0 |
Number of Controlled Substances/Alcohol BASIC violations | 0 |
Number of Vehicle Maintenance BASIC violations | 0 |
Number of Hazardous Materials Compliance BASIC violations | 0 |
Violations
The date of the inspection | 2024-11-25 |
Code of the violation | 39141AMCPC |
Name of the BASIC | Driver Fitness |
The violation is identified as Out-Of-Service violation | N |
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation | 0 |
The severity weight that is assigned to a violation | 1 |
The time weight that is assigned to a violation | 3 |
The description of a violation | Medical (Certificate) - Operating a property-carrying vehicle without possessing a valid medical certificate |
The description of the violation group | Medical Certificate |
The unit a violation is cited against | Driver |
Date of last update: 15 Mar 2025
Sources: New York Secretary of State