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  5. WALL & WILLIAM FINANCIAL SERVICES GROUP, INC.

WALL & WILLIAM FINANCIAL SERVICES GROUP, INC.

Company Details

Name: WALL & WILLIAM FINANCIAL SERVICES GROUP, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 26 Aug 1993 (31 years ago)
Entity Number: 1752273
ZIP code: 11570
County: New York
Place of Formation: New York
Address: 100 N CENTRE AVE / PH 500, ROCKVILLE CENTRE, NY, United States, 11570

Shares Details

Shares issued 20000

Share Par Value 0.001

Type PAR VALUE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 401K PLAN 2023 133751059 2024-09-26 WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 524210
Sponsor’s telephone number 5162565000
Plan sponsor’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937

Plan administrator’s name and address
Administrator’s EIN 133751059
Plan administrator’s name WALL & WILLIAM FINANCIAL SERVICES GROUP, INC.
Plan administrator’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937
Administrator’s telephone number 5162565000

Signature of
Role Plan administrator
Date 2024-09-26
Name of individual signing STEVEN SHERMAN
Valid signature Filed with authorized/valid electronic signature
WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 401K PLAN 2022 133751059 2023-09-28 WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 524210
Sponsor’s telephone number 5162565000
Plan sponsor’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937

Plan administrator’s name and address
Administrator’s EIN 133751059
Plan administrator’s name WALL & WILLIAM FINANCIAL SERVICES GROUP, INC.
Plan administrator’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937
Administrator’s telephone number 5162565000

Signature of
Role Plan administrator
Date 2023-09-28
Name of individual signing STEVEN SHERMAN
WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 401K PLAN 2021 133751059 2022-09-07 WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 524210
Sponsor’s telephone number 5162565000
Plan sponsor’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937

Plan administrator’s name and address
Administrator’s EIN 133751059
Plan administrator’s name WALL & WILLIAM FINANCIAL SERVICES GROUP, INC.
Plan administrator’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937
Administrator’s telephone number 5162565000

Signature of
Role Plan administrator
Date 2022-09-07
Name of individual signing STEVEN SHERMAN
WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 401K PLAN 2020 133751059 2021-10-06 WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 524210
Sponsor’s telephone number 5162565000
Plan sponsor’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937

Plan administrator’s name and address
Administrator’s EIN 133751059
Plan administrator’s name WALL & WILLIAM FINANCIAL SERVICES GROUP, INC.
Plan administrator’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937
Administrator’s telephone number 5162565000

Signature of
Role Plan administrator
Date 2021-10-06
Name of individual signing STEVEN SHERMAN
WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 401K PLAN 2019 133751059 2020-09-10 WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 524210
Sponsor’s telephone number 5162565000
Plan sponsor’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937

Plan administrator’s name and address
Administrator’s EIN 133751059
Plan administrator’s name WALL & WILLIAM FINANCIAL SERVICES GROUP, INC.
Plan administrator’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937
Administrator’s telephone number 5162565000

Signature of
Role Plan administrator
Date 2020-09-10
Name of individual signing STEVEN SHERMAN
WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 401K PLAN 2018 133751059 2019-03-18 WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 524210
Sponsor’s telephone number 5162565000
Plan sponsor’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937

Plan administrator’s name and address
Administrator’s EIN 133751059
Plan administrator’s name WALL & WILLIAM FINANCIAL SERVICES GROUP, INC.
Plan administrator’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937
Administrator’s telephone number 5162565000
WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 401K PLAN 2017 133751059 2018-06-12 WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 524210
Sponsor’s telephone number 5162565000
Plan sponsor’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937

Plan administrator’s name and address
Administrator’s EIN 133751059
Plan administrator’s name WALL & WILLIAM FINANCIAL SERVICES GROUP, INC.
Plan administrator’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937
Administrator’s telephone number 5162565000
WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 401K PLAN 2016 133751059 2017-10-16 WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 524210
Sponsor’s telephone number 5162565000
Plan sponsor’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937

Plan administrator’s name and address
Administrator’s EIN 133751059
Plan administrator’s name WALL & WILLIAM FINANCIAL SERVICES GROUP, INC.
Plan administrator’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937
Administrator’s telephone number 5162565000
WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 401K PLAN 2014 133751059 2015-07-01 WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 524210
Sponsor’s telephone number 5162565000
Plan sponsor’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937

Plan administrator’s name and address
Administrator’s EIN 133751059
Plan administrator’s name WALL & WILLIAM FINANCIAL SERVICES GROUP, INC.
Plan administrator’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937
Administrator’s telephone number 5162565000

Signature of
Role Plan administrator
Date 2015-07-01
Name of individual signing STEVEN SHERMAN
WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 401K PLAN 2013 133751059 2014-06-19 WALL & WILLIAM FINANCIAL SERVICES GROUP, INC. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-01-01
Business code 524210
Sponsor’s telephone number 5162565000
Plan sponsor’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937

Plan administrator’s name and address
Administrator’s EIN 133751059
Plan administrator’s name WALL & WILLIAM FINANCIAL SERVICES GROUP, INC.
Plan administrator’s address 21 MORRIS AVENUE, ROCKVILLE CENTRE, NY, 115703937
Administrator’s telephone number 5162565000

Signature of
Role Plan administrator
Date 2014-06-19
Name of individual signing STEVEN SHERMAN

Chief Executive Officer

Name Role Address
STEVEN A. SHERMAN Chief Executive Officer 100 N CENTRE AVE / PH 500, ROCKVILLE CENTRE, NY, United States, 11570

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 100 N CENTRE AVE / PH 500, ROCKVILLE CENTRE, NY, United States, 11570

History

Start date End date Type Value
1999-09-10 2003-08-04 Address 61 BROADWAY, STE 1000, NEW YORK, NY, 10006, USA (Type of address: Service of Process)
1999-09-10 2003-08-04 Address 61 BROADWAY, STE 1000, NEW YORK, NY, 10006, USA (Type of address: Chief Executive Officer)
1999-09-10 2003-08-04 Address 61 BROADWAY, STE 1000, NEW YORK, NY, 10006, USA (Type of address: Principal Executive Office)
1995-10-05 1999-09-10 Address 44 WALL STREET, NEW YORK, NY, 10005, USA (Type of address: Principal Executive Office)
1995-10-05 1999-09-10 Address 44 WALL STREET, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
1995-10-05 1999-09-10 Address 44 WALL STREET, NEW YORK, NY, 10005, USA (Type of address: Service of Process)
1993-08-26 1994-03-17 Shares Share type: PAR VALUE, Number of shares: 20000, Par value: 1
1993-08-26 1995-10-05 Address 44 WALL STREET, NEW YORK, NY, 10005, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
090824002880 2009-08-24 BIENNIAL STATEMENT 2009-08-01
070912002107 2007-09-12 BIENNIAL STATEMENT 2007-08-01
051019002015 2005-10-19 BIENNIAL STATEMENT 2005-08-01
030804002043 2003-08-04 BIENNIAL STATEMENT 2003-08-01
010809002450 2001-08-09 BIENNIAL STATEMENT 2001-08-01
990910002326 1999-09-10 BIENNIAL STATEMENT 1999-08-01
970813002062 1997-08-13 BIENNIAL STATEMENT 1997-08-01
951005002116 1995-10-05 BIENNIAL STATEMENT 1995-08-01
940317000384 1994-03-17 CERTIFICATE OF AMENDMENT 1994-03-17
930826000054 1993-08-26 CERTIFICATE OF INCORPORATION 1993-08-26

Related by officers

THE CORPORATION

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Related by address

No related companies by address

Date of last update: 04 Jan 2025

Sources: New York Secretary of State

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