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ARDEN ASSET MANAGEMENT, INC.

ARDEN ASSET MANAGEMENT, INC.

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Company Details

Name:	ARDEN ASSET MANAGEMENT, INC.
Jurisdiction:	New York
Legal type:	DOMESTIC BUSINESS CORPORATION
Status:	Active
Date of registration:	22 Sep 1993 (32 years ago)
Entity Number:	1758507
ZIP code:	12207
County:	New York
Place of Formation:	New York
Principal Address:	2 EAST 67TH ST, APARTMENT 1A, NEW YORK, NY, United States, 10065
Address:	80 STATE STREET, ALBANY, NY, United States, 12207

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

Chief Executive Officer

Name	Role	Address
AVERELL H. MORTIMER	Chief Executive Officer	PO BOX 1022, HARRIMAN, NY, United States, 10926

DOS Process Agent

Name	Role	Address
C/O CORPORATION SERVICE COMPANY	DOS Process Agent	80 STATE STREET, ALBANY, NY, United States, 12207

Form 5500 Series

Employer Identification Number (EIN):

710992569

Plan Year:

2014

Number Of Participants:

Sponsors Telephone Number:

2127515252

File:

View File

Plan Year:

2013

Number Of Participants:

104

Sponsors Telephone Number:

2124462055

File:

View File

Plan Year:

2012

Number Of Participants:

104

Sponsors Telephone Number:

2124462085

File:

View File

Plan Year:

2011

Number Of Participants:

112

Sponsors Telephone Number:

2127515252

File:

View File

Plan Year:

2010

Number Of Participants:

100

Sponsors Telephone Number:

2127515252

File:

View File

History

Start date	End date	Type	Value
2023-09-13	2023-09-13	Address	PO BOX 1022, HARRIMAN, NY, 10926, USA (Type of address: Chief Executive Officer)
2023-09-13	2023-09-13	Address	APARTMENT 1A 2 EAST 67TH ST, NEW YORK, NY, 10065, USA (Type of address: Chief Executive Officer)
2019-12-19	2023-09-13	Address	APARTMENT 1A 2 EAST 67TH ST, NEW YORK, NY, 10065, USA (Type of address: Chief Executive Officer)
2019-11-21	2023-09-13	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2008-06-20	2019-12-19	Address	375 PARK AVENUE, 32ND FLOOR, NEW YORK, NY, 10152, USA (Type of address: Principal Executive Office)

Filings

Filing Number	Date Filed	Type	Effective Date
230913001817	2023-09-13	BIENNIAL STATEMENT	2023-09-01
210908001235	2021-09-08	BIENNIAL STATEMENT	2021-09-08
191219060116	2019-12-19	BIENNIAL STATEMENT	2019-09-01
191121000980	2019-11-21	CERTIFICATE OF CHANGE	2019-11-21
130919002401	2013-09-19	BIENNIAL STATEMENT	2013-09-01

Trademarks Section

Serial Number:

78922967

Mark:

SMART BETA

Status:

ABANDONED - NO STATEMENT OF USE FILED

Mark Type:

SERVICE MARK

Application Filing Date:

2006-07-05

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

SMART BETA

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Financial services, namely, investment management and advisory services

International Classes:

036 - Primary Class

Class Status:

Active

Serial Number:

77459957

Mark:

A ARDEN ASSET MANAGEMENT LLC

Status:

CANCELLED - SECTION 8

Mark Type:

SERVICE MARK

Application Filing Date:

2008-04-28

Mark Drawing Type:

Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)

Mark Literal Elements:

A ARDEN ASSET MANAGEMENT LLC

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

Financial services, namely, investment management services, investment advice, management of capital investment funds, hedge fund investment services, financial asset management services, management of portfolios of hedge funds

International Classes:

036 - Primary Class

Class Status:

Sec. 8 – Entire Registration

Serial Number:

77459187

Mark:

ARDEN

Status:

CANCELLED - SECTION 8

Mark Type:

SERVICE MARK

Application Filing Date:

2008-04-28

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

ARDEN

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

hedge fund investment services

International Classes:

036 - Primary Class

Class Status:

Sec. 8 – Entire Registration

Serial Number:

77459183

Mark:

ARDEN ASSET MANAGEMENT

Status:

CANCELLED - SECTION 8

Mark Type:

SERVICE MARK

Application Filing Date:

2008-04-28

Mark Drawing Type:

Standard character mark

Mark Literal Elements:

ARDEN ASSET MANAGEMENT

USPTO Link:

View Trademark Status and Document Retrieval (TSDR)

Goods And Services

For:

International Classes:

036 - Primary Class

Class Status:

Sec. 8 – Entire Registration

Court Cases

Court Case Summary

Filing Date:

2019-05-20

Status:

Terminated

Nature Of Judgment:

no monetary award

Jury Demand:

Neither plaintiff nor defendant demands jury

Nature Of Suit:

Bankruptcy Appeals Rule 28 USC 158

Parties

Party Name:

FAIRFIELD SENTRY LIMITE,

Party Role:

Plaintiff

Party Name:

ARDEN ASSET MANAGEMENT, INC.

Party Role:

Defendant

Court Case Summary

Filing Date:

2012-04-04

Status:

Terminated

Nature Of Judgment:

no monetary award

Jury Demand:

Neither plaintiff nor defendant demands jury

Nature Of Suit:

Bankruptcy Withdrawal 28 USC 157

Parties

Party Name:

BERNARD L. MADOFF INVES,

Party Role:

Plaintiff

Party Name:

ARDEN ASSET MANAGEMENT, INC.

Party Role:

Defendant

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Date of last update: 15 Mar 2025

Sources: New York Secretary of State

ARDEN ASSET MANAGEMENT, INC.

Is this your business?

Company Details

Chief Executive Officer

DOS Process Agent

Form 5500 Series

History

Filings

Trademarks Section

Goods And Services

Goods And Services

Goods And Services

Goods And Services

Court Cases

Court Case Summary

Parties

Court Case Summary

Parties

Reviews Leave a review

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