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  5. SPECTRUM THIN FILMS INC.

SPECTRUM THIN FILMS INC.

Company Details

Name: SPECTRUM THIN FILMS INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 01 Nov 1993 (31 years ago)
Entity Number: 1768637
ZIP code: 11788
County: Suffolk
Place of Formation: New York
Address: 135 Marcus Blvd, 401, Hauppauge, NY, United States, 11788
Principal Address: 135 Marcus Blvd, Hauppauge, NY, United States, 11788

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

Unique Entity ID

Unique Entity ID Expiration Date Physical Address Mailing Address
JFMKXTGGD2E3 2024-09-12 135 MARCUS BLVD, HAUPPAUGE, NY, 11788, 3702, USA 135 MARCUS BLVD., HAUPPAUGE, NY, 11788, 3702, USA

Business Information
URL http://www.spectrumthinfilms.com
Congressional District 01
State/Country of Incorporation NY, USA
Activation Date 2023-09-15
Initial Registration Date 1998-01-21
Entity Start Date 1993-11-01
Fiscal Year End Close Date Oct 31

Service Classifications
NAICS Codes 327212
Product and Service Codes 6650

Points of Contacts
Electronic Business
Title PRIMARY POC
Name DEREK SCHOMBURG
Address 135 MARCUS BLVD., HAUPPAUGE, NY, 11788, 3702, USA
Government Business
Title PRIMARY POC
Name DEREK SCHOMBURG
Address 135 MARCUS BLVD., HAUPPAUGE, NY, 11788, 3702, USA
Past Performance Information not Available

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SPECTRUM THIN FILMS INC 401(K) PROFIT SHARING PLAN AND TRUST 2023 113185845 2024-07-25 SPECTRUM THIN FILMS INC 22
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 327210
Sponsor’s telephone number 6319011010
Plan sponsor’s address 135 MARCUS BLVD, HAUPPAUGE, NY, 117883702

Signature of
Role Plan administrator
Date 2024-07-25
Name of individual signing NICOLE DIAZ
SPECTRUM THIN FILMS INC 401(K) PROFIT SHARING PLAN AND TRUST 2022 113185845 2023-11-09 SPECTRUM THIN FILMS INC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 327210
Sponsor’s telephone number 6309011010
Plan sponsor’s address 135 MARCUS BLVD 11, HAUPPAUGE, NY, 117883702

Signature of
Role Plan administrator
Date 2023-11-09
Name of individual signing DONNA MULZ
SPECTRUM THIN FILMS INC 401(K) PROFIT SHARING PLAN AND TRUST 2021 113185845 2022-03-22 SPECTRUM THIN FILMS INC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 327210
Sponsor’s telephone number 6309011010
Plan sponsor’s address 135 MARCUS BLVD 11, HAUPPAUGE, NY, 117883702

Signature of
Role Plan administrator
Date 2022-03-22
Name of individual signing DONNA MULZ
Role Employer/plan sponsor
Date 2022-03-22
Name of individual signing DONNA MULZ
SPECTRUM THIN FILMS INC 401(K) PROFIT SHARING PLAN AND TRUST 2020 113185845 2021-10-14 SPECTRUM THIN FILMS INC 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 327210
Sponsor’s telephone number 6309011010
Plan sponsor’s address 135 MARCUS BLVD 11, HAUPPAUGE, NY, 117883702

Signature of
Role Plan administrator
Date 2021-10-14
Name of individual signing DONNA MULZ
Role Employer/plan sponsor
Date 2021-10-14
Name of individual signing DONNA MULZ
SPECTRUM THIN FILMS INC 401(K) PROFIT SHARING PLAN AND TRUST 2019 113185845 2020-09-17 SPECTRUM THIN FILMS INC 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 327210
Sponsor’s telephone number 6309011010
Plan sponsor’s address 135 MARCUS BLVD 11, HAUPPAUGE, NY, 117883702

Signature of
Role Plan administrator
Date 2020-09-17
Name of individual signing DONNA MULZ
Role Employer/plan sponsor
Date 2020-09-17
Name of individual signing DONNA MULZ
SPECTRUM THIN FILMS INC 401(K) PROFIT SHARING PLAN AND TRUST 2018 113185845 2020-09-17 SPECTRUM THIN FILMS INC 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 327210
Sponsor’s telephone number 6309011010
Plan sponsor’s address 135 MARCUS BLVD 11, HAUPPAUGE, NY, 117883702

Signature of
Role Plan administrator
Date 2020-09-17
Name of individual signing DONNA MULZ
Role Employer/plan sponsor
Date 2020-09-17
Name of individual signing DONNA MULZ
SPECTRUM THIN FILMS INC 401(K) PROFIT SHARING PLAN AND TRUST 2017 113185845 2020-09-17 SPECTRUM THIN FILMS INC 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 327210
Sponsor’s telephone number 6309011010
Plan sponsor’s address 135 MARCUS BLVD 11, HAUPPAUGE, NY, 117883702

Signature of
Role Plan administrator
Date 2020-09-17
Name of individual signing DONNA MULZ
Role Employer/plan sponsor
Date 2020-09-17
Name of individual signing DONNA MULZ

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 135 Marcus Blvd, 401, Hauppauge, NY, United States, 11788

Chief Executive Officer

Name Role Address
ANTHONY PIRERA Chief Executive Officer 135 MARCUS BLVD, HAUPPAUGE, NY, United States, 11788

History

Start date End date Type Value
2022-06-24 2023-12-19 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2022-04-21 2022-06-24 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2022-03-31 2022-04-21 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
1997-12-09 1999-12-14 Address 100-E KNICKERBOCKER AVE, BOHEMIA, NY, 11716, USA (Type of address: Chief Executive Officer)
1993-11-01 2022-03-31 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0

Filings

Filing Number Date Filed Type Effective Date
220424000005 2022-04-24 BIENNIAL STATEMENT 2021-11-01
071121002440 2007-11-21 BIENNIAL STATEMENT 2007-11-01
051214002785 2005-12-14 BIENNIAL STATEMENT 2005-11-01
031024002466 2003-10-24 BIENNIAL STATEMENT 2003-11-01
011129002807 2001-11-29 BIENNIAL STATEMENT 2001-11-01
991214002500 1999-12-14 BIENNIAL STATEMENT 1999-11-01
971209002567 1997-12-09 BIENNIAL STATEMENT 1997-11-01
931101000332 1993-11-01 CERTIFICATE OF INCORPORATION 1993-11-01

USAspending Awards. Contracts

Contract Type Award or IDV Flag PIID Start Date Current End Date Potential End Date
PURCHASE ORDER AWARD N6893610P0724 2010-09-13 2010-09-30 2010-09-30
Unique Award Key CONT_AWD_N6893610P0724_9700_-NONE-_-NONE-
Awarding Agency Department of Defense
Link View Page

Award Amounts
Obligated Amount 7670.00
Current Award Amount 7670.00
Potential Award Amount 7670.00

Description
Title LENS 3, 4 AND 5
NAICS Code 333314: OPTICAL INSTRUMENT AND LENS MANUFACTURING
Product and Service Codes 6760: PHOTOGRAPHIC EQ & ACCESSORIES

Recipient Details
Recipient SPECTRUM THIN FILMS INC
UEI JFMKXTGGD2E3
Legacy DUNS 849780713
Recipient Address UNITED STATES, 135 MARCUS BLVD, HAUPPAUGE, SUFFOLK, NEW YORK, 117883702

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
302703855 0214700 2000-09-07 100 KNICKERBOCKER AVENUE, BOHEMIA, NY, 11716
Inspection Type Referral
Scope Partial
Safety/Health Health
Close Conference 2000-09-07
Case Closed 2000-09-18

Related Activity
Type Referral
Activity Nr 200153260
Health Yes
302700695 0214700 1999-12-01 100 KNICKERBOCKER AVENUE, BOHEMIA, NY, 11716
Inspection Type Complaint
Scope Complete
Safety/Health Safety
Close Conference 1999-12-01
Case Closed 2000-06-02

Related Activity
Type Complaint
Activity Nr 200150670
Safety Yes

Violation Items
Citation ID 01001
Citaton Type Serious
Standard Cited 19100101 B
Issuance Date 2000-01-11
Abatement Due Date 2000-01-14
Current Penalty 375.0
Initial Penalty 750.0
Nr Instances 1
Nr Exposed 3
Gravity 03
Citation ID 01002
Citaton Type Serious
Standard Cited 19100106 D06 IV
Issuance Date 1999-12-30
Abatement Due Date 2000-01-05
Current Penalty 300.0
Initial Penalty 600.0
Nr Instances 1
Nr Exposed 9
Gravity 02
Citation ID 01003
Citaton Type Serious
Standard Cited 19100147 C01
Issuance Date 1999-12-30
Abatement Due Date 2000-02-16
Current Penalty 375.0
Initial Penalty 750.0
Nr Instances 1
Nr Exposed 1
Gravity 03
Citation ID 01004
Citaton Type Serious
Standard Cited 19100151 C
Issuance Date 1999-12-30
Abatement Due Date 2000-01-26
Current Penalty 375.0
Initial Penalty 750.0
Nr Instances 1
Nr Exposed 9
Gravity 03
Citation ID 01005
Citaton Type Serious
Standard Cited 19100303 G02 I
Issuance Date 1999-12-30
Abatement Due Date 2000-01-12
Current Penalty 375.0
Initial Penalty 750.0
Nr Instances 1
Nr Exposed 9
Gravity 03
Citation ID 01006
Citaton Type Serious
Standard Cited 19100304 A02
Issuance Date 1999-12-30
Abatement Due Date 2000-01-11
Current Penalty 225.0
Initial Penalty 450.0
Nr Instances 1
Nr Exposed 9
Gravity 01
Citation ID 01007A
Citaton Type Serious
Standard Cited 19101200 E01
Issuance Date 1999-12-30
Abatement Due Date 2000-02-16
Current Penalty 225.0
Initial Penalty 450.0
Nr Instances 1
Nr Exposed 9
Gravity 01
Citation ID 01007B
Citaton Type Serious
Standard Cited 19101200 H
Issuance Date 1999-12-30
Abatement Due Date 2000-02-16
Nr Instances 1
Nr Exposed 9
Gravity 01
Citation ID 02001
Citaton Type Other
Standard Cited 19100037 Q01
Issuance Date 1999-12-30
Abatement Due Date 2000-01-26
Nr Instances 1
Nr Exposed 9
Gravity 01
Citation ID 02002
Citaton Type Other
Standard Cited 19100132 D01
Issuance Date 1999-12-30
Abatement Due Date 2000-01-26
Nr Instances 1
Nr Exposed 9
Gravity 01

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
7545918800 2021-04-21 0235 PPS 135 Marcus Blvd, Hauppauge, NY, 11788-3702
Loan Status Date 2021-11-20
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 299585
Loan Approval Amount (current) 299585
Undisbursed Amount 0
Franchise Name -
Lender Location ID 29805
Servicing Lender Name TD Bank, National Association
Servicing Lender Address 2035 Limestone Rd, WILMINGTON, DE, 19808-5529
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address Hauppauge, SUFFOLK, NY, 11788-3702
Project Congressional District NY-01
Number of Employees 19
NAICS code 333314
Borrower Race White
Borrower Ethnicity Not Hispanic or Latino
Business Type Corporation
Originating Lender ID 29805
Originating Lender Name TD Bank, National Association
Originating Lender Address WILMINGTON, DE
Gender Male Owned
Veteran Non-Veteran
Forgiveness Amount 301141.18
Forgiveness Paid Date 2021-10-27
3022317107 2020-04-11 0235 PPP 135 MARCUS BLVD, HAUPPAUGE, NY, 11788-3702
Loan Status Date 2021-08-24
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 312500
Loan Approval Amount (current) 312500
Undisbursed Amount 0
Franchise Name -
Lender Location ID 29805
Servicing Lender Name TD Bank, National Association
Servicing Lender Address 2035 Limestone Rd, WILMINGTON, DE, 19808-5529
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address HAUPPAUGE, SUFFOLK, NY, 11788-3702
Project Congressional District NY-01
Number of Employees 22
NAICS code 333314
Borrower Race White
Borrower Ethnicity Not Hispanic or Latino
Business Type Corporation
Originating Lender ID 29805
Originating Lender Name TD Bank, National Association
Originating Lender Address WILMINGTON, DE
Gender Male Owned
Veteran Non-Veteran
Forgiveness Amount 316484.38
Forgiveness Paid Date 2021-07-26

U.S. Small Business Administration Profile

Status User ID Name of Firm Trade Name UEI Address
Active P0448827 SPECTRUM THIN FILMS INC - JFMKXTGGD2E3 135 MARCUS BLVD, HAUPPAUGE, NY, 11788-3702
Capabilities Statement Link -
Phone Number 631-901-1010
Fax Number 631-236-4309
E-mail Address SALES@SPECTRUMTHINFILMS.COM
WWW Page http://www.spectrumthinfilms.com
E-Commerce Website -
Contact Person DEREK SCHOMBURG
County Code (3 digit) 103
Congressional District 01
Metropolitan Statistical Area 5380
CAGE Code 0YZB8
Year Established 1993
Accepts Government Credit Card Yes
Legal Structure Corporation
Ownership and Self-Certifications Self-Certified Small Disadvantaged Business
Business Development Servicing Office NEW YORK DISTRICT OFFICE (SBA office code 0202)
Capabilities Narrative UV/VIS/N-IR Spectrophotometers and Environmental chambers Complex applications Ion Beam Sputtering technology capable of coating micro optics up to 1 meter in diameter. Hig damage threshold coatings, IBS chamber,e beam evaporate,ion assist.
Special Equipment/Materials IBS,Ebeam, Ion assist,spectrophotometer
Business Type Percentages Manufacturing (50 %) Research and Development (20 %) Service (30 %)
Keywords Optics, optical coatings, BBAR coatings, metalic coatings, uv coatings, IR coatings, autoclave optics, autoclave coatings, fiber optics, IBS sputtering, astronomical coating, v coatings
Quality Assurance Standards ISO-9000 Series
Electronic Data Interchange capable -

Current Principals
Name Anthony Pirera
Role President

SBA Federal Certifications
HUBZone Certified No
Women Owned Certified No
Women Owned Pending No
Economically Disadvantaged Women Owned Certified No
Economically Disadvantaged Women Owned Pending No
Veteran-Owned Small Business Certified No
Veteran-Owned Small Business Joint Venture No
Service-Disabled Veteran-Owned Small Business Certified No
Service-Disabled Veteran-Owned Small Business Joint Venture No

Bonding Levels
Description Construction Bonding Level (per contract)
Level $0
Description Construction Bonding Level (aggregate)
Level $0
Description Service Bonding Level (per contract)
Level $0
Description Service Bonding Level (aggregate)
Level $0

NAICS Codes with Size Determinations by NAICS
Primary Yes
Code 327212
NAICS Code's Description Other Pressed and Blown Glass and Glassware Manufacturing
Buy Green Yes

Export Profile (Trade Mission Online)
Exporter Yes
Export Business Activities Manufacturer, Service(s)
Exporting to Brazil; France; Spain; United Kingdom
Desired Export Business Relationships Contract manufacturing, Other (Please explain below)
Description of Export Objective(s) Our optical coatings ship worldwide

Related by officers

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Related by address

No related companies by address

Date of last update: 15 Mar 2025

Sources: New York Secretary of State

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