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  5. PURSHE KAPLAN STERLING INVESTMENTS, INC.

PURSHE KAPLAN STERLING INVESTMENTS, INC.

Headquarter

Company Details

Name: PURSHE KAPLAN STERLING INVESTMENTS, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 17 Dec 1993 (31 years ago)
Entity Number: 1780491
ZIP code: 12207
County: Schenectady
Place of Formation: New York
Address: 80 STATE STREET, ALBANY, NY, United States, 12207

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

Links between entities

Type Company Name Company Number State
Headquarter of PURSHE KAPLAN STERLING INVESTMENTS, INC., MISSISSIPPI 900048 MISSISSIPPI
Headquarter of PURSHE KAPLAN STERLING INVESTMENTS, INC., Alaska 116879 Alaska
Headquarter of PURSHE KAPLAN STERLING INVESTMENTS, INC., Alabama 000-924-416 Alabama
Headquarter of PURSHE KAPLAN STERLING INVESTMENTS, INC., MINNESOTA 9896947a-87d4-e011-a886-001ec94ffe7f MINNESOTA
Headquarter of PURSHE KAPLAN STERLING INVESTMENTS, INC., KENTUCKY 0577466 KENTUCKY
Headquarter of PURSHE KAPLAN STERLING INVESTMENTS, INC., COLORADO 20041451802 COLORADO
Headquarter of PURSHE KAPLAN STERLING INVESTMENTS, INC., FLORIDA F07000000609 FLORIDA
Headquarter of PURSHE KAPLAN STERLING INVESTMENTS, INC., RHODE ISLAND 000549182 RHODE ISLAND
Headquarter of PURSHE KAPLAN STERLING INVESTMENTS, INC., CONNECTICUT 1013722 CONNECTICUT
Headquarter of PURSHE KAPLAN STERLING INVESTMENTS, INC., IDAHO 498031 IDAHO
Headquarter of PURSHE KAPLAN STERLING INVESTMENTS, INC., ILLINOIS CORP_65196905 ILLINOIS

Central Index Key

CIK number Mailing Address Business Address Phone
917386 80 STATE STREET, ALBANY, NY, 12207 80 STATE STREET, ALBANY, NY, 12207 518 436-3536

Filings since 2024-03-04
Form type X-17A-5
File number 008-46844
Filing date 2024-03-04
Reporting date 2023-12-31
File View File

Filings since 2023-03-01
Form type X-17A-5
File number 008-46844
Filing date 2023-03-01
Reporting date 2022-12-31
File View File

Filings since 2022-03-11
Form type X-17A-5
File number 008-46844
Filing date 2022-03-11
Reporting date 2021-12-31
File View File

Filings since 2021-04-01
Form type X-17A-5
File number 008-46844
Filing date 2021-04-01
Reporting date 2020-12-31
File View File

Filings since 2020-03-13
Form type FOCUSN
File number 008-46844
Filing date 2020-03-13
Reporting date 2019-12-31
File View File

Filings since 2020-03-13
Form type X-17A-5
File number 008-46844
Filing date 2020-03-13
Reporting date 2019-12-31
File View File

Filings since 2019-05-30
Form type X-17A-5
File number 008-46844
Filing date 2019-05-30
Reporting date 2019-03-31
File View File

Filings since 2019-05-30
Form type FOCUSN
File number 008-46844
Filing date 2019-05-30
Reporting date 2019-03-31
File View File

Filings since 2018-05-30
Form type X-17A-5
File number 008-46844
Filing date 2018-05-30
Reporting date 2018-03-31
File View File

Filings since 2018-05-30
Form type FOCUSN
File number 008-46844
Filing date 2018-05-30
Reporting date 2018-03-31
File View File

Filings since 2017-05-30
Form type X-17A-5
File number 008-46844
Filing date 2017-05-30
Reporting date 2017-03-31
File View File

Filings since 2016-05-27
Form type X-17A-5
File number 008-46844
Filing date 2016-05-27
Reporting date 2016-03-31
File View File

Filings since 2015-05-26
Form type X-17A-5
File number 008-46844
Filing date 2015-05-26
Reporting date 2015-03-31
File View File

Filings since 2014-05-30
Form type X-17A-5
File number 008-46844
Filing date 2014-05-30
Reporting date 2014-03-31
File View File

Filings since 2013-05-28
Form type X-17A-5
File number 008-46844
Filing date 2013-05-28
Reporting date 2013-03-31
File View File

Filings since 2012-05-24
Form type X-17A-5
File number 008-46844
Filing date 2012-05-24
Reporting date 2012-03-31
File View File

Filings since 2011-05-27
Form type X-17A-5
File number 008-46844
Filing date 2011-05-27
Reporting date 2011-03-31
File View File

Filings since 2010-06-10
Form type X-17A-5/A
File number 008-46844
Filing date 2010-06-10
Reporting date 2010-03-31
File View File

Filings since 2010-05-26
Form type X-17A-5
File number 008-46844
Filing date 2010-05-26
Reporting date 2010-03-31
File View File

Filings since 2009-05-28
Form type X-17A-5
File number 008-46844
Filing date 2009-05-28
Reporting date 2009-03-31
File View File

Filings since 2008-05-27
Form type X-17A-5
File number 008-46844
Filing date 2008-05-27
Reporting date 2008-03-31
File View File

Filings since 2007-06-20
Form type X-17A-5/A
File number 008-46844
Filing date 2007-06-20
Reporting date 2007-03-31
File View File

Filings since 2007-05-29
Form type X-17A-5
File number 008-46844
Filing date 2007-05-29
Reporting date 2007-03-31
File View File

Filings since 2006-05-30
Form type X-17A-5
File number 008-46844
Filing date 2006-05-30
Reporting date 2006-03-31
File View File

Filings since 2004-05-27
Form type X-17A-5
File number 008-46844
Filing date 2004-05-27
Reporting date 2004-03-31
File View File

Filings since 2003-05-22
Form type X-17A-5
File number 008-46844
Filing date 2003-05-22
Reporting date 2003-03-31
File View File

Filings since 2002-06-05
Form type X-17A-5
File number 008-46844
Filing date 2002-06-05
Reporting date 2002-03-31
File View File

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
PURSHE KAPLAN STERLING 401(K) PROFIT SHARING PLAN 2018 133749682 2019-07-08 PURSHE KAPLAN STERLING INVESTMENTS, INC. 106
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 523120
Sponsor’s telephone number 5184363536
Plan sponsor’s address 18 CORPORATE WOODS BLVD., ALBANY, NY, 122112522

Signature of
Role Plan administrator
Date 2019-07-08
Name of individual signing J PETER PURCELL
Role Employer/plan sponsor
Date 2019-07-08
Name of individual signing J PETER PURCELL
PURSHE KAPLAN STERLING 401(K) PROFIT SHARING PLAN 2017 133749682 2018-10-01 PURSHE KAPLAN STERLING INVESTMENTS, INC. 107
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 523120
Sponsor’s telephone number 5184363536
Plan sponsor’s address 18 CORPORATE WOODS BLVD., ALBANY, NY, 122112522

Signature of
Role Plan administrator
Date 2018-10-01
Name of individual signing J. PETER PURCELL
Role Employer/plan sponsor
Date 2018-10-01
Name of individual signing J. PETER PURCELL
PURSHE KAPLAN STERLING 401(K) PROFIT SHARING PLAN 2016 133749682 2017-05-22 PURSHE KAPLAN STERLING INVESTMENTS, INC. 111
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 523120
Sponsor’s telephone number 5184363536
Plan sponsor’s address 18 CORPORATE WOODS BLVD., ALBANY, NY, 12211

Signature of
Role Plan administrator
Date 2017-05-22
Name of individual signing J. PETER PURCELL
PURSHE KAPLAN STERLING 401(K) PROFIT SHARING PLAN 2015 133749682 2016-06-06 PURSHE KAPLAN STERLING INVESTMENTS, INC. 107
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 523120
Sponsor’s telephone number 5184363536
Plan sponsor’s address 18 CORPORATE WOODS BLVD., ALBANY, NY, 12211

Signature of
Role Plan administrator
Date 2016-06-06
Name of individual signing J. PETER PURCELL
PURSHE KAPLAN STERLING 401(K) PROFIT SHARING PLAN 2014 133749682 2015-04-29 PURSHE KAPLAN STERLING INVESTMENTS, INC. 87
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 523120
Sponsor’s telephone number 5184363536
Plan sponsor’s address 18 CORPORATE WOODS BLVD., ALBANY, NY, 12211

Signature of
Role Plan administrator
Date 2015-04-29
Name of individual signing J. PETER PURCELL
PURSHE KAPLAN STERLING 401(K) PROFIT SHARING PLAN 2013 133749682 2014-07-22 PURSHE KAPLAN STERLING INVESTMENTS, INC. 81
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-01-01
Business code 523120
Sponsor’s telephone number 5184363536
Plan sponsor’s address 18 CORPORATE WOODS BLVD., ALBANY, NY, 12211

Signature of
Role Plan administrator
Date 2014-07-22
Name of individual signing J. PETER PURCELL

DOS Process Agent

Name Role Address
J. PETER PURCELL DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

Chief Executive Officer

Name Role Address
J. PETER PURCELL Chief Executive Officer 80 STATE STREET, ALBANY, NY, United States, 12207

History

Start date End date Type Value
2024-03-11 2024-03-11 Address 80 STATE STREET, ALBANY, NY, 12207, USA (Type of address: Chief Executive Officer)
2024-03-11 2024-03-11 Address 18 CORPORATE WOODS BLVD, 4TH FL, ALBANY, NY, 12211, USA (Type of address: Chief Executive Officer)
2023-02-06 2024-03-11 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2022-07-25 2023-02-06 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2001-11-26 2024-03-11 Address 18 CORPORATE WOODS BLVD, 4TH FL, ALBANY, NY, 12211, USA (Type of address: Chief Executive Officer)
2000-01-03 2024-03-11 Address 18 CORPORATE WOODS BLVD, ALBANY, NY, 12211, 2522, USA (Type of address: Service of Process)
2000-01-03 2001-11-26 Address 18 CORPORATE WOODS BLVD, ALBANY, NY, 12211, 2522, USA (Type of address: Chief Executive Officer)
1997-12-15 2000-01-03 Address 3434 CARMAN RD, SCHENECTADY, NY, 12303, 5349, USA (Type of address: Service of Process)
1997-12-15 2000-01-03 Address 3434 CARMAN RD, SCHENECTADY, NY, 12303, 5349, USA (Type of address: Chief Executive Officer)
1996-07-02 1997-12-15 Address 3434 CARMAN RD, SCHENECTADY, NY, 12303, 5349, USA (Type of address: Chief Executive Officer)

Filings

Filing Number Date Filed Type Effective Date
240311004036 2024-03-11 BIENNIAL STATEMENT 2024-03-11
191204060273 2019-12-04 BIENNIAL STATEMENT 2019-12-01
171204006147 2017-12-04 BIENNIAL STATEMENT 2017-12-01
151207006382 2015-12-07 BIENNIAL STATEMENT 2015-12-01
131211006405 2013-12-11 BIENNIAL STATEMENT 2013-12-01
111219002922 2011-12-19 BIENNIAL STATEMENT 2011-12-01
100125002373 2010-01-25 BIENNIAL STATEMENT 2009-12-01
071224002805 2007-12-24 BIENNIAL STATEMENT 2007-12-01
060117002552 2006-01-17 BIENNIAL STATEMENT 2005-12-01
031210002065 2003-12-10 BIENNIAL STATEMENT 2003-12-01

Related by officers

No related officers

Related by address

80 STATE STREET, ALBANY, NY, United States, 12207

"AZERBAIJAN AIRLINES" CLOSED JOINT STOCK COMPANY "E" THE SOLUTION ASSOCIATES, LLC "KIM INTERNATIOANL 1" "ROCK BOTTOM PRICES" MOVING COMPANY, LLC "VOLGA" FIXED INCOME FUND, L.P. (((STEREOTYPE))) LLC (NY) GENESIS DEVELOPMENT +BODY BY JULIA HAART, LLC [C]WORTHY, LLC 001 DEL LLC

Date of last update: 04 Jan 2025

Sources: New York Secretary of State

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