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PURSHE KAPLAN STERLING INVESTMENTS, INC.

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Company Details

Name: PURSHE KAPLAN STERLING INVESTMENTS, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 17 Dec 1993 (32 years ago)
Entity Number: 1780491
ZIP code: 12207
County: Schenectady
Place of Formation: New York
Address: 80 STATE STREET, ALBANY, NY, United States, 12207

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

DOS Process Agent

Name Role Address
J. PETER PURCELL DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

Chief Executive Officer

Name Role Address
J. PETER PURCELL Chief Executive Officer 80 STATE STREET, ALBANY, NY, United States, 12207

Links between entities

Type:
Headquarter of
Company Number:
900048
State:
MISSISSIPPI
Type:
Headquarter of
Company Number:
116879
State:
Alaska
Type:
Headquarter of
Company Number:
000-924-416
State:
Alabama
Type:
Headquarter of
Company Number:
9896947a-87d4-e011-a886-001ec94ffe7f
State:
MINNESOTA
Type:
Headquarter of
Company Number:
0577466
State:
KENTUCKY
Type:
Headquarter of
Company Number:
20041451802
State:
COLORADO
Type:
Headquarter of
Company Number:
F07000000609
State:
FLORIDA
Type:
Headquarter of
Company Number:
000549182
State:
RHODE ISLAND
Type:
Headquarter of
Company Number:
1013722
State:
CONNECTICUT
Type:
Headquarter of
Company Number:
498031
State:
IDAHO
Type:
Headquarter of
Company Number:
CORP_65196905
State:
ILLINOIS

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0000917386
Phone:
518 436-3536

Latest Filings

Form type:
X-17A-5
File number:
008-46844
Filing date:
2025-03-10
File:
Form type:
X-17A-5
File number:
008-46844
Filing date:
2024-03-04
File:
Form type:
X-17A-5
File number:
008-46844
Filing date:
2023-03-01
File:
Form type:
X-17A-5
File number:
008-46844
Filing date:
2022-03-11
File:
Form type:
X-17A-5
File number:
008-46844
Filing date:
2021-04-01
File:

Form 5500 Series

Employer Identification Number (EIN):
133749682
Plan Year:
2018
Number Of Participants:
106
Sponsors Telephone Number:
Plan Year:
2017
Number Of Participants:
107
Sponsors Telephone Number:
Plan Year:
2016
Number Of Participants:
111
Sponsors Telephone Number:
Plan Year:
2015
Number Of Participants:
107
Sponsors Telephone Number:
Plan Year:
2014
Number Of Participants:
87
Sponsors Telephone Number:

History

Start date End date Type Value
2024-03-11 2024-03-11 Address 80 STATE STREET, ALBANY, NY, 12207, USA (Type of address: Chief Executive Officer)
2024-03-11 2024-03-11 Address 18 CORPORATE WOODS BLVD, 4TH FL, ALBANY, NY, 12211, USA (Type of address: Chief Executive Officer)
2023-02-06 2024-03-11 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2022-07-25 2023-02-06 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
2001-11-26 2024-03-11 Address 18 CORPORATE WOODS BLVD, 4TH FL, ALBANY, NY, 12211, USA (Type of address: Chief Executive Officer)

Filings

Filing Number Date Filed Type Effective Date
240311004036 2024-03-11 BIENNIAL STATEMENT 2024-03-11
191204060273 2019-12-04 BIENNIAL STATEMENT 2019-12-01
171204006147 2017-12-04 BIENNIAL STATEMENT 2017-12-01
151207006382 2015-12-07 BIENNIAL STATEMENT 2015-12-01
131211006405 2013-12-11 BIENNIAL STATEMENT 2013-12-01

USAspending Awards / Financial Assistance

Date:
2020-04-11
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
1590400.00
Total Face Value Of Loan:
1590400.00

Trademarks Section

Serial Number:
86368744
Mark:
PURSHE KAPLAN STERLING PKS INVESTMENTS
Status:
REGISTERED AND RENEWED
Mark Type:
SERVICE MARK
Application Filing Date:
2014-08-16
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)
Mark Literal Elements:
PURSHE KAPLAN STERLING PKS INVESTMENTS

Goods And Services

For:
Financial investment brokerage
First Use:
1998-06-11
International Classes:
036 - Primary Class
Class Status:
Active

Paycheck Protection Program

Date Approved:
2020-04-10
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
1590400
Current Approval Amount:
1590400
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
1599114.52

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Date of last update: 15 Mar 2025

Sources: New York Secretary of State