| Name: | ICBC STANDARD SECURITIES INC. |
| Jurisdiction: | New York |
| Legal type: | FOREIGN BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 21 Jan 1994 (31 years ago) |
| Entity Number: | 1789307 |
| ZIP code: | 10005 |
| County: | New York |
| Place of Formation: | Delaware |
| Address: | 28 LIBERTY ST., NEW YORK, NY, United States, 10005 |
| Principal Address: | 520 MADISON AVE 28TH FLR, NEW YORK, NY, United States, 10022 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ICBC STANDARD SECURITIES, INC. 401(K) PROFIT SHARING PLAN | 2023 | 133740731 | 2024-06-27 | ICBC STANDARD SECURITIES, INC. | 85 | |||||||||||||||||||||
|
||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2024-06-27 |
| Name of individual signing | SUZANNE SOLEIMANI |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1995-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2124075000 |
| Plan sponsor’s address | 520 MADISON AVENUE, 28TH FLOOR, NEW YORK, NY, 10022 |
Signature of
| Role | Plan administrator |
| Date | 2023-07-11 |
| Name of individual signing | SUZANNE SOLEIMANI |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1995-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2124075000 |
| Plan sponsor’s address | 520 MADISON AVENUE, 28TH FLOOR, NEW YORK, NY, 10022 |
Signature of
| Role | Plan administrator |
| Date | 2022-10-04 |
| Name of individual signing | SUZANNE SOLEIMANI |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1995-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2124075155 |
| Plan sponsor’s address | 520 MADISON AVENUE, 28TH FLOOR, NEW YORK, NY, 10022 |
Signature of
| Role | Plan administrator |
| Date | 2021-09-28 |
| Name of individual signing | KRISTEN KAESSLER |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1995-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2124075155 |
| Plan sponsor’s address | 520 MADISON AVENUE, 28TH FLOOR, NEW YORK, NY, 10022 |
Signature of
| Role | Plan administrator |
| Date | 2020-09-23 |
| Name of individual signing | KRISTEN KAESSLER |
| Name | Role | Address |
|---|---|---|
| C T CORPORATION SYSTEM | DOS Process Agent | 28 LIBERTY ST., NEW YORK, NY, United States, 10005 |
| Name | Role | Address |
|---|---|---|
| C T CORPORATION SYSTEM | Agent | 28 LIBERTY ST., NEW YORK, NY, 10005 |
| Name | Role | Address |
|---|---|---|
| JOHN RONCEVICH | Chief Executive Officer | 520 MADISON AVE 28TH FLR, NEW YORK, NY, United States, 10022 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2024-02-26 | 2024-02-26 | Address | 520 MADISON AVE 28TH FLR, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer) |
| 2020-01-08 | 2024-02-26 | Address | 520 MADISON AVE 28TH FLR, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer) |
| 2019-01-28 | 2024-02-26 | Address | 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Registered Agent) |
| 2019-01-28 | 2024-02-26 | Address | 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| 2014-09-03 | 2020-01-08 | Address | 520 MADISON AVE 28TH FLR, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer) |
| 2001-03-22 | 2019-01-28 | Address | 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent) |
| 2001-03-22 | 2019-01-28 | Address | 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process) |
| 2000-09-07 | 2015-03-27 | Name | STANDARD NEW YORK SECURITIES, INC. |
| 1996-03-26 | 2014-09-03 | Address | 153 EAST 53RD ST, 38TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer) |
| 1996-03-26 | 2014-09-03 | Address | 153 EAST 53RD ST, 38TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Principal Executive Office) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 240226003789 | 2024-02-26 | BIENNIAL STATEMENT | 2024-02-26 |
| 220912002501 | 2022-09-12 | BIENNIAL STATEMENT | 2022-01-01 |
| 200108060425 | 2020-01-08 | BIENNIAL STATEMENT | 2020-01-01 |
| SR-21362 | 2019-01-28 | CERTIFICATE OF CHANGE (BY AGENT) | 2019-01-28 |
| SR-21361 | 2019-01-28 | CERTIFICATE OF CHANGE (BY AGENT) | 2019-01-28 |
| 180305007834 | 2018-03-05 | BIENNIAL STATEMENT | 2018-01-01 |
| 161003007878 | 2016-10-03 | BIENNIAL STATEMENT | 2016-01-01 |
| 150327000363 | 2015-03-27 | CERTIFICATE OF AMENDMENT | 2015-03-27 |
| 140903002024 | 2014-09-03 | BIENNIAL STATEMENT | 2014-01-01 |
| 020125002310 | 2002-01-25 | BIENNIAL STATEMENT | 2002-01-01 |
Date of last update: 22 Jan 2025
Sources: New York Secretary of State
