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DAIWA CAPITAL MARKETS AMERICA INC.

DAIWA CAPITAL MARKETS AMERICA INC.

Headquarter

Company Details

Name:	DAIWA CAPITAL MARKETS AMERICA INC.
Jurisdiction:	New York
Legal type:	DOMESTIC BUSINESS CORPORATION
Status:	Active
Date of registration:	08 Dec 1964 (60 years ago)
Entity Number:	182036
ZIP code:	10005
County:	New York
Place of Formation:	New York
Address:	28 LIBERTY STREET, NEW YORK, NY, United States, 10005
Principal Address:	1251 avenue of the americas 49th floor, NEW YORK, NY, United States, 10020

Shares Details

Shares issued 6640

Share Par Value 0

Type NO PAR VALUE

Links between entities

Type	Company Name	Company Number	State
Headquarter of	DAIWA CAPITAL MARKETS AMERICA INC., FLORIDA	F23000003050	FLORIDA
Headquarter of	DAIWA CAPITAL MARKETS AMERICA INC., ILLINOIS	CORP_53544215	ILLINOIS

Central Index Key

CIK number

Mailing Address

Business Address

Phone

26617

FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005-3538

212-612-6156

Filings since 2024-05-24

Form type	X-17A-5
File number	008-12242
Filing date	2024-05-24
Reporting date	2024-03-31
File	View File

Filings since 2023-05-26

Form type	X-17A-5
File number	008-12242
Filing date	2023-05-26
Reporting date	2023-03-31
File	View File

Filings since 2022-05-27

Form type	X-17A-5
File number	008-12242
Filing date	2022-05-27
Reporting date	2022-03-31
File	View File

Filings since 2021-05-28

Form type	X-17A-5
File number	008-12242
Filing date	2021-05-28
Reporting date	2021-03-31
File	View File

Filings since 2020-06-01

Form type	X-17A-5
File number	008-12242
Filing date	2020-06-01
Reporting date	2020-03-31
File	View File

Filings since 2019-05-30

Form type	X-17A-5
File number	008-12242
Filing date	2019-05-30
Reporting date	2019-03-31
File	View File

Filings since 2018-05-30

Form type	X-17A-5
File number	008-12242
Filing date	2018-05-30
Reporting date	2018-03-31
File	View File

Filings since 2017-05-30

Form type	X-17A-5
File number	008-12242
Filing date	2017-05-30
Reporting date	2017-03-31
File	View File

Filings since 2016-05-31

Form type	X-17A-5
File number	008-12242
Filing date	2016-05-31
Reporting date	2016-03-31
File	View File

Filings since 2015-06-01

Form type	FOCUSN
File number	008-12242
Filing date	2015-06-01
Reporting date	2015-03-31
File	View File

Filings since 2015-06-01

Form type	X-17A-5
File number	008-12242
Filing date	2015-06-01
Reporting date	2015-03-31
File	View File

Filings since 2014-05-29

Form type	FOCUSN
File number	008-12242
Filing date	2014-05-29
Reporting date	2014-03-31
File	View File

Filings since 2014-05-29

Form type	X-17A-5
File number	008-12242
Filing date	2014-05-29
Reporting date	2014-03-31
File	View File

Filings since 2013-05-30

Form type	FOCUSN
File number	008-12242
Filing date	2013-05-30
Reporting date	2013-03-31
File	View File

Filings since 2013-05-30

Form type	X-17A-5
File number	008-12242
Filing date	2013-05-30
Reporting date	2013-03-31
File	View File

Filings since 2012-05-30

Form type	X-17A-5
File number	008-12242
Filing date	2012-05-30
Reporting date	2012-03-31
File	View File

Filings since 2012-05-30

Form type	FOCUSN
File number	008-12242
Filing date	2012-05-30
Reporting date	2012-03-31
File	View File

Filings since 2011-05-31

Form type	FOCUSN
File number	008-12242
Filing date	2011-05-31
Reporting date	2011-03-31
File	View File

Filings since 2011-05-31

Form type	X-17A-5
File number	008-12242
Filing date	2011-05-31
Reporting date	2011-03-31
File	View File

Filings since 2010-05-28

Form type	X-17A-5
File number	008-12242
Filing date	2010-05-28
Reporting date	2010-03-31
File	View File

Filings since 2010-05-28

Form type	FOCUSN
File number	008-12242
Filing date	2010-05-28
Reporting date	2010-03-31
File	View File

Filings since 2009-06-08

Form type	FOCUSN
File number	008-12242
Filing date	2009-06-08
Reporting date	2009-03-31
File	View File

Filings since 2009-06-08

Form type	X-17A-5/A
File number	008-12242
Filing date	2009-06-08
Reporting date	2009-03-31
File	View File

Filings since 2009-05-29

Form type	X-17A-5
File number	008-12242
Filing date	2009-05-29
Reporting date	2009-03-31
File	View File

Filings since 2008-05-29

Form type	X-17A-5
File number	008-12242
Filing date	2008-05-29
Reporting date	2008-03-31
File	View File

Filings since 2008-05-29

Form type	FOCUSN
File number	008-12242
Filing date	2008-05-29
Reporting date	2008-03-31
File	View File

Filings since 2007-05-29

Form type	X-17A-5
File number	008-12242
Filing date	2007-05-29
Reporting date	2007-03-31
File	View File

Filings since 2007-05-29

Form type	FOCUSN
File number	008-12242
Filing date	2007-05-29
Reporting date	2007-03-31
File	View File

Filings since 2006-05-26

Form type	FOCUSN
File number	008-12242
Filing date	2006-05-26
Reporting date	2006-03-31
File	View File

Filings since 2006-05-26

Form type	X-17A-5
File number	008-12242
Filing date	2006-05-26
Reporting date	2006-03-31
File	View File

Filings since 2005-05-26

Form type	X-17A-5
File number	008-12242
Filing date	2005-05-26
Reporting date	2005-03-31
File	View File

Filings since 2005-05-26

Form type	FOCUSN
File number	008-12242
Filing date	2005-05-26
Reporting date	2005-03-31
File	View File

Filings since 2004-05-27

Form type	X-17A-5
File number	008-12242
Filing date	2004-05-27
Reporting date	2004-03-31
File	View File

Filings since 2004-05-27

Form type	FOCUSN
File number	008-12242
Filing date	2004-05-27
Reporting date	2004-03-31
File	View File

Filings since 2003-06-02

Form type	X-17A-5
File number	008-12242
Filing date	2003-06-02
Reporting date	2003-03-31
File	View File

Filings since 2003-06-02

Form type	FOCUSN
File number	008-12242
Filing date	2003-06-02
Reporting date	2003-03-31
File	View File

Filings since 2002-05-30

Form type	X-17A-5
File number	008-12242
Filing date	2002-05-30
Reporting date	2002-03-31
File	View File

Legal Entity Identifier

LEI number

Registered As

Jurisdiction Of Formation

General Category

Entity Status

Entity created at

M67H5PRC0NQKM73ZAS82

182036

US-NY

GENERAL

ACTIVE

1964-12-08

Addresses

Legal	C/O C T CORPORATION SYSTEM, 28 LIBERTY STREET, NEW YORK, US-NY, US, 10005
Headquarters	32 Old Slip, Financial Square, New York, US-NY, US, 10005

Registration details

Registration Date	2012-06-06
Last Update	2024-08-15
Status	ISSUED
Next Renewal	2025-09-12
LEI Issuer	5493001KJTIIGC8Y1R12
Corroboration Level	FULLY_CORROBORATED
Data Validated As	182036

Chief Executive Officer

Name	Role	Address
KEIJI MACHIDA	Chief Executive Officer	1251 AVENUE OF THE AMERICAS 49TH FLOOR, NEW YORK, NY, United States, 10020

DOS Process Agent

Name	Role	Address
C/O C T CORPORATION SYSTEM	DOS Process Agent	28 LIBERTY STREET, NEW YORK, NY, United States, 10005

History

Start date	End date	Type	Value
2025-03-11	2025-03-11	Address	1251 AVENUE OF THE AMERICAS 49TH FLOOR, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer)
2025-03-11	2025-03-11	Address	32 OLD SLIP, FINANCIAL SQ, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2024-12-11	2024-12-11	Address	32 OLD SLIP, FINANCIAL SQ, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2024-12-11	2024-12-11	Address	FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2024-12-11	2025-03-11	Address	32 OLD SLIP, FINANCIAL SQ, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2024-12-11	2025-03-11	Shares	Share type: NO PAR VALUE, Number of shares: 6640, Par value: 0
2024-12-11	2025-03-11	Address	FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2024-12-11	2025-03-11	Address	28 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Service of Process)
2024-06-17	2024-12-11	Shares	Share type: NO PAR VALUE, Number of shares: 6640, Par value: 0
2024-02-26	2024-06-17	Shares	Share type: NO PAR VALUE, Number of shares: 6640, Par value: 0
2024-02-21	2024-02-26	Shares	Share type: NO PAR VALUE, Number of shares: 6640, Par value: 0
2021-05-28	2024-12-11	Address	32 OLD SLIP, FINANCIAL SQ, NEW YORK, NY, 10005, USA (Type of address: Service of Process)
2021-05-28	2024-12-11	Address	FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2016-12-05	2021-05-28	Address	FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2014-12-11	2016-12-05	Address	FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2011-01-05	2014-12-11	Address	FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2008-12-09	2011-01-05	Address	FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2006-12-19	2008-12-09	Address	FINANCIAL SQ / 32 OLD SLIP, NEW YORK, NY, 10005, 3538, USA (Type of address: Chief Executive Officer)
2003-02-05	2021-05-28	Address	FINANCIAL SQ / 32 OLD SLIP, NEW YORK, NY, 10005, 3538, USA (Type of address: Service of Process)
2003-02-05	2006-12-19	Address	FINANCIAL SQ / 32 OLD SLIP, NEW YORK, NY, 10005, 3538, USA (Type of address: Chief Executive Officer)
1998-12-22	2003-02-05	Address	FINANCIAL SQ, 32 OLD SLIP, NEW YORK, NY, 10005, 3538, USA (Type of address: Chief Executive Officer)
1998-12-22	2003-02-05	Address	H LAKE WISE, FINANCIAL SQ 32 OLD SLIP, NEW YORK, NY, 10005, 3538, USA (Type of address: Service of Process)
1998-04-15	1998-12-22	Address	FINANCIAL SQ, 32 OLD SLIP 10TH FL, NEW YORK, NY, 10005, USA (Type of address: Principal Executive Office)
1998-04-15	1998-12-22	Address	FINANCIAL SQ, 32 OLD SLIP 10TH FL, NEW YORK, NY, 10005, USA (Type of address: Service of Process)
1998-04-15	1998-12-22	Address	FINANCIAL SQ, 32 OLD SLIP 10TH FL, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
1995-04-06	1998-04-15	Address	ONE WORLD FINANCIAL CTR, 200 LIBERTY ST - TOWER A, NEW YORK, NY, 10281, 1003, USA (Type of address: Principal Executive Office)
1995-04-06	1998-04-15	Address	ONE WORLD FINANCIAL CTR, 200 LIBERTY ST - TOWER A, NEW YORK, NY, 10281, 1003, USA (Type of address: Chief Executive Officer)
1993-02-03	1995-04-06	Address	ONE WORLD FINANCIAL CTR, 200 LIBERTY STREET - TOWER A, NEW YORK, NY, 10281, 1003, USA (Type of address: Principal Executive Office)
1993-02-03	1995-04-06	Address	ONE WORLD FINANCIAL CTR, 200 LIBERTY STREET - TOWER A, NEW YORK, NY, 10281, 1003, USA (Type of address: Chief Executive Officer)
1993-02-03	1998-04-15	Address	ONE WORLD FINANCIAL CENTER, 200 LIBERTY STREET - TOWER A, NEW YORK, NY, 10281, 1003, USA (Type of address: Service of Process)
1990-04-25	2024-02-21	Shares	Share type: NO PAR VALUE, Number of shares: 6640, Par value: 0
1990-04-25	1993-02-03	Address	230 PARK AVENUE, RICHARD P. STREICHER, NEW YORK, NY, 10169, USA (Type of address: Service of Process)
1986-09-30	1990-04-25	Shares	Share type: NO PAR VALUE, Number of shares: 4000, Par value: 0
1985-11-14	1986-09-30	Shares	Share type: NO PAR VALUE, Number of shares: 2400, Par value: 0
1985-06-13	1985-11-14	Shares	Share type: NO PAR VALUE, Number of shares: 1200, Par value: 0
1978-09-29	1985-06-13	Shares	Share type: NO PAR VALUE, Number of shares: 800, Par value: 0
1973-12-21	2010-04-01	Name	DAIWA SECURITIES AMERICA INC.
1965-11-30	1990-04-25	Address	230 PARK AVE., NEW YORK, NY, 10169, USA (Type of address: Service of Process)
1964-12-08	1965-11-30	Address	GUTERMAN ESQS., 415 MADISON AVE, NEW YORK, NY, USA (Type of address: Service of Process)
1964-12-08	1978-09-29	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
1964-12-08	1973-12-21	Name	THE DAIWA SECURITIES CO. AMERICA, INC.

Filings

Filing Number	Date Filed	Type	Effective Date
250311001753	2025-03-11	AMENDMENT TO BIENNIAL STATEMENT	2025-03-11
241211004804	2024-12-11	BIENNIAL STATEMENT	2024-12-11
221221001823	2022-12-21	BIENNIAL STATEMENT	2022-12-01
210528060299	2021-05-28	BIENNIAL STATEMENT	2020-12-01
161205007629	2016-12-05	BIENNIAL STATEMENT	2016-12-01
141211006698	2014-12-11	BIENNIAL STATEMENT	2014-12-01
110105002558	2011-01-05	BIENNIAL STATEMENT	2010-12-01
100812000397	2010-08-12	CERTIFICATE OF AMENDMENT	2010-08-12
100401000375	2010-04-01	CERTIFICATE OF AMENDMENT	2010-04-01
081209002796	2008-12-09	BIENNIAL STATEMENT	2008-12-01
061219002188	2006-12-19	BIENNIAL STATEMENT	2006-12-01
050113002026	2005-01-13	BIENNIAL STATEMENT	2004-12-01
030205002329	2003-02-05	BIENNIAL STATEMENT	2002-12-01
981222002288	1998-12-22	BIENNIAL STATEMENT	1998-12-01
980415002223	1998-04-15	BIENNIAL STATEMENT	1996-12-01
950406002111	1995-04-06	BIENNIAL STATEMENT	1993-12-01
930203002708	1993-02-03	BIENNIAL STATEMENT	1992-12-01
C190072-2	1992-06-30	ASSUMED NAME CORP INITIAL FILING	1992-06-30
C133975-4	1990-04-25	CERTIFICATE OF AMENDMENT	1990-04-25
B406963-3	1986-09-30	CERTIFICATE OF AMENDMENT	1986-09-30
B288606-3	1985-11-14	CERTIFICATE OF AMENDMENT	1985-11-14
B236925-3	1985-06-13	CERTIFICATE OF AMENDMENT	1985-06-13
A835051-3	1982-01-22	CERTIFICATE OF AMENDMENT	1982-01-22
A519511-3	1978-09-29	CERTIFICATE OF AMENDMENT	1978-09-29
A123214-3	1973-12-21	CERTIFICATE OF AMENDMENT	1973-12-21
528976-3	1965-11-30	CERTIFICATE OF AMENDMENT	1965-11-30
468112	1964-12-08	CERTIFICATE OF INCORPORATION	1964-12-08

Date of last update: 18 Mar 2025

Sources: New York Secretary of State