LUCERNA FUND

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1978-01-01
Business code	813000
Sponsor’s telephone number	5168838280
Plan sponsor’s address	85 CHANNEL DRIVE, PORT WASHINGTON, NY, 11050

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1978-01-01
Business code	813000
Sponsor’s telephone number	5168838280
Plan sponsor’s address	85 CHANNEL DRIVE, PORT WASHINGTON, NY, 11050

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1978-01-01
Business code	813000
Sponsor’s telephone number	5168838280
Plan sponsor’s address	85 CHANNEL DRIVE, PORT WASHINGTON, NY, 11050

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1978-01-01
Business code	813000
Sponsor’s telephone number	5168838280
Plan sponsor’s address	85 CHANNEL DRIVE, PORT WASHINGTON, NY, 11050

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1978-01-01
Business code	813000
Sponsor’s telephone number	5168838280
Plan sponsor’s address	85 CHANNEL DRIVE, PORT WASHINGTON, NY, 11050

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1978-01-01
Business code	813000
Sponsor’s telephone number	5168838280
Plan sponsor’s address	85 CHANNEL DRIVE, PORT WASHINGTON, NY, 11050

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1978-01-01
Business code	813000
Sponsor’s telephone number	5168838280
Plan sponsor’s address	85 CHANNEL DRIVE, PORT WASHINGTON, NY, 11050

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1978-01-01
Business code	813000
Sponsor’s telephone number	5168838280
Plan sponsor’s address	85 CHANNEL DRIVE, PORT WASHINGTON, NY, 11050

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1978-01-01
Business code	813000
Sponsor’s telephone number	5168838280
Plan sponsor’s address	85 CHANNEL DRIVE, PORT WASHINGTON, NY, 11050

Plan administrator’s name and address

Administrator’s EIN	116044099
Plan administrator’s name	LUCERNA FUND
Plan administrator’s address	85 CHANNEL DRIVE, PORT WASHINGTON, NY, 11050
Administrator’s telephone number	5168838280

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1978-01-01
Business code	813000
Sponsor’s telephone number	5168838280
Plan sponsor’s address	85 CHANNEL DRIVE, PORT WASHINGTON, NY, 11050

Plan administrator’s name and address

Administrator’s EIN	116044099
Plan administrator’s name	LUCERNA FUND
Plan administrator’s address	85 CHANNEL DRIVE, PORT WASHINGTON, NY, 11050
Administrator’s telephone number	5168838280

Signature of

Role	Plan administrator
Date	2015-06-23
Name of individual signing	WILLIAM B O'CONNOR

Register	Principal
Mark Type	Service Mark
Status	The registration has been renewed.
Status Date	2021-09-28

Mark Information

Mark Literal Elements	CML
Standard Character Claim	Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type	1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services

For	[ SERVICE OF PROVIDING THE BLIND, VISUALLY IMPAIRED, AND PHYSICALLY HANDICAPPED WITH ] [ PHONOGRAPHIC ] [RECORDINGS OF SELECTIONS FROM MAGAZINES AND, FROM TIME TO TIME, NEWSPAPERS AND OTHER MEDIA, AND BOOKS, FREE OF CHARGE ] (( * Charitable services, namely, providing audio tapes, digital cartridges and downloadable digital audio recordings featuring selections from magazines, newspapers, newsletters, websites, albums, CDs, private collectors, government collections, blogs, social media and online publications in the fields of current events and entertainment and on a wide variety of topics to the blind, visually impaired, and physically handicapped free of charge * ))
International Class(es)	041 - Primary Class
U.S Class(es)	100, 101, 107
Class Status	ACTIVE
Basis	1(a)
First Use	Jul. 25, 1978
Use in Commerce	Aug. 29, 1978

Basis Information (Case Level)

Filed Use	Yes
Currently Use	Yes
Filed ITU	No
Currently ITU	No
Filed 44D	No
Currently 44D	No
Filed 44E	No
Currently 44E	No
Filed 66A	No
Currently 66A	No
Filed No Basis	No
Currently No Basis	No

Current Owner(s) Information

Owner Name	LUCERNA FUND
Owner Address	85 Channel Drive PORT WASHINGTON, NEW YORK UNITED STATES 11050
Legal Entity Type	CORPORATION
State or Country Where Organized	NEW YORK

Attorney/Correspondence Information

Attorney Name	Carole R. Klein
Attorney Email Authorized	Yes
Attorney Primary Email Address	trademarks@morganlewis.com
Fax	202.739.3001
Phone	202.739.5517
Correspondent e-mail	carole.klein@morganlewis.com, antonio.teixeira@morganlewis.com, trademarks@morganlewis.com
Correspondent Name/Address	Carole R. Klein, Morgan, Lewis & Bockius LLP, 1111 Pennsylvania Avenue, NW, Attention: TMSU, Washington, DISTRICT OF COLUMBIA UNITED STATES 20004
Correspondent e-mail Authorized	Yes

Prosecution History

Date	Description
2021-09-28	NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
2021-09-28	CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2021-09-28	REGISTERED AND RENEWED (THIRD RENEWAL - 10 YRS)
2021-09-28	REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2021-09-28	AMENDMENT UNDER SECTION 7 - PROCESSED
2021-09-21	PETITION TO DIRECTOR GRANTED
2020-10-05	PETITION PENDING - AMENDMENT COMMENT PERIOD
2020-09-21	TEAS RESPONSE TO PETITION INQUIRY LETTER
2020-09-16	PETITION INQUIRY LETTER ISSUED
2020-03-27	ASSIGNED TO PETITION STAFF
2020-02-21	CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2020-02-01	CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2019-12-18	TEAS SECTION 8 & 9 RECEIVED
2019-12-18	TEAS SECTION 7 REQUEST RECEIVED
2019-12-18	TEAS PETITION TO DIRECTOR RECEIVED
2018-12-18	COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
2009-02-23	REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
2009-02-23	REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2009-02-18	ASSIGNED TO PARALEGAL
2009-02-16	TEAS SECTION 8 & 9 RECEIVED
2008-01-30	CASE FILE IN TICRS
2000-07-10	REGISTERED - SEC. 8 (10-YR) ACCEPTED/CHECK RECORD FOR SEC. 9
2000-07-10	REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2000-07-10	REGISTERED - SEC. 9 GRANTED/CHECK RECORD FOR SEC. 8
1999-12-09	REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
1985-08-05	REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
1985-04-26	REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED

TM Staff and Location Information

Current Location	GENERIC WEB UPDATE
Date in Location	2021-09-28

Register	Principal
Mark Type	Service Mark
Status	The registration has been renewed.
Status Date	2021-03-20

Mark Information

Mark Literal Elements	CHOICE MAGAZINE LISTENING
Standard Character Claim	Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type	1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services

For	[ PROVIDING THE BLIND, VISUALLY IMPAIRED, AND PHYSICALLY HANDICAPPED WITH PHONOGRAPHIC RECORDINGS OF SELECTIONS FROM MAGAZINES AND, FROM TIME TO TIME, NEWSPAPERS AND OTHER MEDIA, AND BOOKS, FREE OF CHARGE ] (( * Charitable services, namely, providing audio tapes, digital cartridges and downloadable digital audio recordings featuring selections from magazines, newspapers, newsletters, websites, albums, CDs, private collections, government collections, blogs, social media and online publications in the fields of current events and entertainment and on a wide variety of topics to the blind, visually impaired, and physically handicapped free of charge * ))
International Class(es)	041 - Primary Class
U.S Class(es)	100, 101, 107
Class Status	ACTIVE
Basis	1(a)
First Use	Apr. 27, 1962
Use in Commerce	Sep. 15, 1962

Basis Information (Case Level)

Filed Use	Yes
Currently Use	Yes
Filed ITU	No
Currently ITU	No
Filed 44D	No
Currently 44D	No
Filed 44E	No
Currently 44E	No
Filed 66A	No
Currently 66A	No
Filed No Basis	No
Currently No Basis	No

Current Owner(s) Information

Owner Name	LUCERNA FUND
Owner Address	85 Channel Drive PORT WASHINGTON, NEW YORK UNITED STATES 11050
Legal Entity Type	NEW YORK NOT-FOR-PROFIT CORPORATION
State or Country Where Organized	NEW YORK

Attorney/Correspondence Information

Attorney Name	Carole R. Klein
Attorney Email Authorized	Yes
Attorney Primary Email Address	trademarks@morganlewis.com
Fax	202-739-3001
Phone	202-738-5517
Correspondent e-mail	trademarks@morganlewis.com, antonio.teixeira@morganlewis.com, seth.rappaport@morganlewis.com, carole.klein@morganlewis.com
Correspondent Name/Address	Carole R. Klein, MORGAN, LEWIS & BOCKIUS LLP, 1111 Pennsylvania Avenue, NW, Attention: TMSU, Washington, DISTRICT OF COLUMBIA UNITED STATES 20004
Correspondent e-mail Authorized	Yes

Prosecution History

Date	Description
2021-03-20	NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
2021-03-20	CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2021-03-20	REGISTERED AND RENEWED (THIRD RENEWAL - 10 YRS)
2021-03-20	REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2021-03-20	AMENDMENT UNDER SECTION 7 - PROCESSED
2021-01-15	CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2021-01-05	PETITION TO DIRECTOR GRANTED
2020-10-06	PETITION PENDING - AMENDMENT COMMENT PERIOD
2020-08-13	TEAS RESPONSE TO PETITION INQUIRY LETTER
2020-07-31	PETITION INQUIRY LETTER ISSUED
2020-07-28	CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2020-07-28	ASSIGNED TO PETITION STAFF
2020-07-20	ASSIGNED TO PETITION STAFF
2020-03-25	TEAS SECTION 8 & 9 RECEIVED
2020-03-25	SEC 7 REQUEST FILED
2020-03-25	TEAS PETITION TO DIRECTOR RECEIVED
2019-04-01	COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
2012-03-22	REVIEW OF CORRESPONDENCE COMPLETE - INFORMATION MADE OF RECORD
2012-02-15	FAX RECEIVED
2009-10-15	REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
2009-10-15	REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2009-10-14	CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2009-09-08	TEAS SECTION 8 & 9 RECEIVED
2008-01-31	CASE FILE IN TICRS
2000-06-29	REGISTERED - SEC. 8 (10-YR) ACCEPTED/CHECK RECORD FOR SEC. 9
2000-06-29	REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2000-06-29	REGISTERED - SEC. 9 GRANTED/CHECK RECORD FOR SEC. 8
1999-12-09	REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
1999-12-09	REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
1985-10-07	REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
1985-04-26	REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
1985-04-26	SEC 7 REQUEST FILED

TM Staff and Location Information

Current Location	GENERIC WEB UPDATE
Date in Location	2021-03-20

In Care of Name	% LUCE
Group Exemption Number	0000
Subsection	Charitable Organization, Educational Organization, Literary Organization, Organization to Prevent Cruelty to Animals, Organization to Prevent Cruelty to Children, Organization for Public Safety Testing, Religious Organization, Scientific Organization
Affiliation	Independent - This code is used if the organization is an independent organization or an independent auxiliary (i.e., not affiliated with a National, Regional, or Geographic grouping of organizations).
Classification	Government Instrumentality, Title-Holding Corporation, Charitable Organization, Educational Organization, Literary Organization, Local Association of Employees, Social Welfare Organization, Agricultural Organization, Horticultural Organization, Labor Organization, Board of Trade, Business League, Chamber of Commerce, Pleasure, Recreational, or Social Club, Fraternal Beneficiary Society, Order or Association, Voluntary Employees' Beneficiary Association (Non-Govt. Emps.), Voluntary Employees' Beneficiary Association (Govt. Emps.), Domestic Fraternal Societies and Associations, Teachers Retirement Fund Assoc., Benevolent Life Insurance Assoc., Mutual Ditch or Irrigation Co., Mutual Cooperative Telephone Co., Burial Association, Cemetery Company, Credit Union, Other Mutual Corp. or Assoc., Mutual Insurance Company or Assoc. Other Than Life or Marine, Corp. Financing Crop Operations, Supplemental Unemployment Compensation Trust or Plan, Employee Funded Pension Trust (Created Before 6/25/59), Post or Organization of War Veterans, Legal Service Organization, Black Lung Trust, Multiemployer Pension Plan, Veterans Assoc. Formed Prior to 1880, Trust Described in Sect. 4049 of ERISA, Title Holding Co. for Pensions, etc., State-Sponsored High Risk Health Insurance Organizations, State-Sponsored Workers' Compensation Reinsurance, ACA 1322 Qualified Nonprofit Health Insurance Issuers, Apostolic and Religious Org. (501(d)), Cooperative Hospital Service Organization (501(e)), Cooperative Service Organization of Operating Educational Organization (501(f)), Child Care Organization (501(k)), Charitable Risk Pool, Qualified State-Sponsored Tuition Program, 4947(a)(1) - Private Foundation (Form 990PF Filer)
Deductibility	Contributions are deductible.
Foundation	Private operating foundation exempt from paying excise taxes on investment income
Tax Period	2023-12
Asset	10,000,000 to 49,999,999
Income	1,000,000 to 4,999,999
Filing Requirement	990 - Not required to file (all other)
PF Filing Requirement	990-PF return
Accounting Period	Dec
Asset Amount	23834032
Income Amount	4259458
Form 990 Revenue Amount	-
National Taxonomy of Exempt Entities	Arts, Culture and Humanities: Printing, Publishing
Sort Name	-

Publication 78 Data

Description	Organizations eligible to receive tax-deductible charitable contributions. Users may rely on this list in determining deductibility of their contributions.
On Publication 78 Data List	Yes
Deductibility	Type of organization and use of contribution: A private operating foundation. Deductibility Limitation: 50% (60% for cash contributions)

Copies of Returns (990, 990-EZ, 990-PF, 990-T)

Organization Name	LUCERNA FUND
EIN	11-6044099
Tax Period	202212
Filing Type	E
Return Type	990PF
File	View File
Organization Name	LUCERNA FUND
EIN	11-6044099
Tax Period	202112
Filing Type	E
Return Type	990PF
File	View File
Organization Name	LUCERNA FUND
EIN	11-6044099
Tax Period	202012
Filing Type	E
Return Type	990PF
File	View File
Organization Name	LUCERNA FUND
EIN	11-6044099
Tax Period	201912
Filing Type	E
Return Type	990PR
File	View File
Organization Name	LUCERNA FUND
EIN	11-6044099
Tax Period	201912
Filing Type	P
Return Type	990T
File	View File
Organization Name	LUCERNA FUND
EIN	11-6044099
Tax Period	201812
Filing Type	E
Return Type	990PF
File	View File
Organization Name	LUCERNA FUND
EIN	11-6044099
Tax Period	201712
Filing Type	E
Return Type	990PF
File	View File
Organization Name	LUCERNA FUND
EIN	11-6044099
Tax Period	201612
Filing Type	E
Return Type	990PF
File	View File