KV EXECUTION SERVICES LLC

Agent

Name	Role	Address
C T CORPORATION SYSTEM	Agent	28 LIBERTY ST., NEW YORK, NY, 10005

DOS Process Agent

Name	Role	Address
C T CORPORATION SYSTEM	DOS Process Agent	28 LIBERTY ST., NEW YORK, NY, United States, 10005

Links between entities

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

Latest Filings

History

Start date	End date	Type	Value
1999-10-15	2019-01-28	Address	111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
1999-10-15	2019-01-28	Address	111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
1997-07-08	1999-10-15	Address	1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Service of Process)
1995-03-30	1999-10-15	Address	1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Registered Agent)
1995-03-30	1997-07-08	Address	1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Service of Process)

Filings

Filing Number	Date Filed	Type	Effective Date
SR-22694	2019-01-28	CERTIFICATE OF CHANGE (BY AGENT)	2019-01-28
SR-22695	2019-01-28	CERTIFICATE OF CHANGE (BY AGENT)	2019-01-28
161228000111	2016-12-28	CERTIFICATE OF MERGER	2016-12-28
150302007903	2015-03-02	BIENNIAL STATEMENT	2015-03-01
130304006284	2013-03-04	BIENNIAL STATEMENT	2013-03-01