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  5. CONCORDIA ADVISORS L.L.C.

CONCORDIA ADVISORS L.L.C.

Company Details

Name: CONCORDIA ADVISORS L.L.C.
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 24 May 1995 (30 years ago)
Entity Number: 1925199
ZIP code: 10022
County: New York
Place of Formation: Delaware
Address: 685 FIFTH AVENUE SUITE 1100, NEW YORK, NY, United States, 10022

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
CONCORDIA ADVISORS, L.L.C. 401K PROFIT SHARING PLAN 2012 133819359 2013-04-22 CONCORDIA ADVISORS, L.L.C. 44
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 523900
Sponsor’s telephone number 2124219303
Plan sponsor’s mailing address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019
Plan sponsor’s address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019

Plan administrator’s name and address
Administrator’s EIN 133819359
Plan administrator’s name CONCORDIA ADVISORS, L.L.C.
Plan administrator’s address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019
Administrator’s telephone number 2124219303

Number of participants as of the end of the plan year
Active participants 26
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 15
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 37
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2013-04-22
Name of individual signing KENNETH CARROLL
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-04-22
Name of individual signing KENNETH CARROLL
Valid signature Filed with authorized/valid electronic signature
CONCORDIA ADVISORS, L.L.C. 401K PROFIT SHARING PLAN 2011 133819359 2012-07-23 CONCORDIA ADVISORS, L.L.C. 46
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 523900
Sponsor’s telephone number 2124219303
Plan sponsor’s mailing address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019
Plan sponsor’s address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019

Plan administrator’s name and address
Administrator’s EIN 133819359
Plan administrator’s name CONCORDIA ADVISORS, L.L.C.
Plan administrator’s address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019
Administrator’s telephone number 2124219303

Number of participants as of the end of the plan year
Active participants 28
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 16
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 40
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2012-07-23
Name of individual signing KENNETH CARROLL
Valid signature Filed with authorized/valid electronic signature
CONCORDIA ADVISORS, L.L.C. 401K PROFIT SHARING PLAN 2010 133819359 2011-04-27 CONCORDIA ADVISORS, L.L.C. 43
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 523900
Sponsor’s telephone number 2124219303
Plan sponsor’s mailing address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019
Plan sponsor’s address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019

Plan administrator’s name and address
Administrator’s EIN 133819359
Plan administrator’s name CONCORDIA ADVISORS, L.L.C.
Plan administrator’s address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019
Administrator’s telephone number 2124219303

Number of participants as of the end of the plan year
Active participants 31
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 15
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 40
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Employer/plan sponsor
Date 2011-04-27
Name of individual signing KENNETH CARROLL
Valid signature Filed with authorized/valid electronic signature
CONCORDIA ADVISORS, L.L.C. 401K PROFIT SHARING PLAN 2010 133819359 2011-04-27 CONCORDIA ADVISORS, L.L.C. 43
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 523900
Sponsor’s telephone number 2124219303
Plan sponsor’s mailing address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019
Plan sponsor’s address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019

Plan administrator’s name and address
Administrator’s EIN 133819359
Plan administrator’s name CONCORDIA ADVISORS, L.L.C.
Plan administrator’s address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019
Administrator’s telephone number 2124219303

Number of participants as of the end of the plan year
Active participants 31
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 15
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 40
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Employer/plan sponsor
Date 2011-04-27
Name of individual signing KENNETH CARROLL
Valid signature Filed with authorized/valid electronic signature
CONCORDIA ADVISORS, L.L.C. 401K PROFIT SHARING PLAN 2010 133819359 2011-04-28 CONCORDIA ADVISORS, L.L.C. 43
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 523900
Sponsor’s telephone number 2124219303
Plan sponsor’s mailing address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019
Plan sponsor’s address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019

Plan administrator’s name and address
Administrator’s EIN 133819359
Plan administrator’s name CONCORDIA ADVISORS, L.L.C.
Plan administrator’s address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019
Administrator’s telephone number 2124219303

Number of participants as of the end of the plan year
Active participants 31
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 15
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 40
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2011-04-28
Name of individual signing KENNETH CARROLL
Valid signature Filed with authorized/valid electronic signature
CONCORDIA ADVISORS, L.L.C. 401K PROFIT SHARING PLAN 2009 133819359 2010-07-06 CONCORDIA ADVISORS, L.L.C. 48
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 523900
Sponsor’s telephone number 2124219303
Plan sponsor’s mailing address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019
Plan sponsor’s address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019

Plan administrator’s name and address
Administrator’s EIN 133819359
Plan administrator’s name CONCORDIA ADVISORS, L.L.C.
Plan administrator’s address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019
Administrator’s telephone number 2124219303

Number of participants as of the end of the plan year
Active participants 29
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 14
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 40
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2010-07-06
Name of individual signing KENNETH CARROLL
Valid signature Filed with authorized/valid electronic signature
CONCORDIA ADVISORS, L.L.C. 401K PROFIT SHARING PLAN 2009 133819359 2010-07-06 CONCORDIA ADVISORS, L.L.C. 48
Three-digit plan number (PN) 001
Effective date of plan 2002-01-01
Business code 523900
Sponsor’s telephone number 2124219303
Plan sponsor’s mailing address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019
Plan sponsor’s address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019

Plan administrator’s name and address
Administrator’s EIN 133819359
Plan administrator’s name CONCORDIA ADVISORS, L.L.C.
Plan administrator’s address 1350 AVENUE OF THE AMERICAS, SUITE 3202, NEW YORK, NY, 10019
Administrator’s telephone number 2124219303

Number of participants as of the end of the plan year
Active participants 29
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 14
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 40
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Employer/plan sponsor
Date 2010-07-06
Name of individual signing KENNETH CARROLL
Valid signature Filed with authorized/valid electronic signature

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 685 FIFTH AVENUE SUITE 1100, NEW YORK, NY, United States, 10022

Filings

Filing Number Date Filed Type Effective Date
970709002675 1997-07-09 BIENNIAL STATEMENT 1997-05-01
950810000410 1995-08-10 AFFIDAVIT OF PUBLICATION 1995-08-10
950810000415 1995-08-10 AFFIDAVIT OF PUBLICATION 1995-08-10
950524000444 1995-05-24 APPLICATION OF AUTHORITY 1995-05-24

Related by officers

THE LLC

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Related by address

No related companies by address

Date of last update: 08 Feb 2025

Sources: New York Secretary of State

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