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ADVANCE ENERGY TECHNOLOGIES, INC.

Company Details

Name: ADVANCE ENERGY TECHNOLOGIES, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 13 Dec 1965 (59 years ago)
Entity Number: 193397
ZIP code: 12065
County: Saratoga
Place of Formation: New York
Address: ONE SOLAR DRIVE, CLIFTON PARK, NY, United States, 12065
Principal Address: 1 SOLAR DR., CLIFTON PARK, NY, United States, 12065

Shares Details

Shares issued 10000

Share Par Value 0

Type NO PAR VALUE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ADVANCE ENERGY TECHNOLOGIES 401 K PROFIT SHARING PLAN TRUST 2011 141491747 2012-07-28 ADVANCE ENERGY TECHNOLOGIES 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 335900
Sponsor’s telephone number 5183712140
Plan sponsor’s address 1 SOLAR DR, CLIFTON PARK, NY, 120653402

Plan administrator’s name and address

Administrator’s EIN 141491747
Plan administrator’s name ADVANCE ENERGY TECHNOLOGIES
Plan administrator’s address 1 SOLAR DR, CLIFTON PARK, NY, 120653402
Administrator’s telephone number 5183712140

Signature of

Role Plan administrator
Date 2012-07-28
Name of individual signing ADVANCE ENERGY TECHNOLOGIES
ADVANCE ENERGY TECHNOLOGIES 401 K PROFIT SHARING PLAN TRUST 2010 141491747 2011-07-30 ADVANCE ENERGY TECHNOLOGIES 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 335900
Sponsor’s telephone number 5183712140
Plan sponsor’s address 1 SOLAR DR, CLIFTON PARK, NY, 120650000

Plan administrator’s name and address

Administrator’s EIN 141491747
Plan administrator’s name ADVANCE ENERGY TECHNOLOGIES
Plan administrator’s address 1 SOLAR DR, CLIFTON PARK, NY, 120650000
Administrator’s telephone number 5183712140

Signature of

Role Plan administrator
Date 2011-07-30
Name of individual signing ADVANCE ENERGY TECHNOLOGIES
ADVANCE ENERGY TECHNOLOGIES 2009 141491747 2010-07-30 ADVANCE ENERGY TECHNOLOGIES 30
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2000-01-01
Business code 335900
Sponsor’s telephone number 5183712140
Plan sponsor’s address 1 SOLAR DR, CLIFTON PARK, NY, 120650000

Plan administrator’s name and address

Administrator’s EIN 141491747
Plan administrator’s name ADVANCE ENERGY TECHNOLOGIES
Plan administrator’s address 1 SOLAR DR, CLIFTON PARK, NY, 120650000
Administrator’s telephone number 5183712140

Signature of

Role Plan administrator
Date 2010-07-30
Name of individual signing ADVANCE ENERGY TECHNOLOGIES

Chief Executive Officer

Name Role Address
TIMOTHY K CARLO Chief Executive Officer 1 SOLAR DR, CLIFTON PARK, NY, United States, 12065

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent ONE SOLAR DRIVE, CLIFTON PARK, NY, United States, 12065

History

Start date End date Type Value
2000-01-31 2006-03-10 Address 23 MOUNTAIN LAUREL DR., CLIFTON PARK, NY, 12065, USA (Type of address: Chief Executive Officer)
1993-12-07 2000-01-31 Address ONE SOLAR DRIVE, CLIFTON PARK, NY, 12065, USA (Type of address: Chief Executive Officer)
1993-12-07 2000-01-31 Address ONE SOLAR DRIVE, CLIFTON PARK, NY, 12065, USA (Type of address: Principal Executive Office)
1980-02-13 1993-12-07 Address PO BOX 387, CLIFTON PARK, NY, 12065, USA (Type of address: Service of Process)
1965-12-13 1993-06-11 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
1965-12-13 1980-02-13 Address 1919 LAKE AVE., LAKE LUZERNE, NY, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
180615006169 2018-06-15 BIENNIAL STATEMENT 2017-12-01
140116002344 2014-01-16 BIENNIAL STATEMENT 2013-12-01
111229002618 2011-12-29 BIENNIAL STATEMENT 2011-12-01
091216002626 2009-12-16 BIENNIAL STATEMENT 2009-12-01
080310002748 2008-03-10 BIENNIAL STATEMENT 2007-12-01
060310002823 2006-03-10 BIENNIAL STATEMENT 2005-12-01
031202002313 2003-12-02 BIENNIAL STATEMENT 2003-12-01
011120002152 2001-11-20 BIENNIAL STATEMENT 2001-12-01
000131002285 2000-01-31 BIENNIAL STATEMENT 1999-12-01
971223002071 1997-12-23 BIENNIAL STATEMENT 1997-12-01

Trademark

Mark US Serial Number Application Filing Date US Registration Number Registration Date
ZEROENERGY 73287315 1980-11-24 1203570 1982-08-03
Register Principal
Mark Type Trademark
Status Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date 2003-05-10
Publication Date 1982-05-11
Date Cancelled 2003-05-10

Mark Information

Mark Literal Elements ZEROENERGY
Standard Character Claim Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services

For Superinsulated Buildings and Modular Insulated Walls
International Class(es) 019 - Primary Class
U.S Class(es) 012
Class Status SECTION 8 - CANCELLED
Basis 1(a)
First Use 1971
Use in Commerce 1971

Basis Information (Case Level)

Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information

Owner Name Advance Energy Technologies, Inc.
Owner Address P.O. Box 387 Rte. 146 Clifton Park, NEW YORK UNITED STATES 12065
Legal Entity Type CORPORATION
State or Country Where Organized NEW YORK

Attorney/Correspondence Information

Attorney Name Martin Abramson
Correspondent Name/Address MARTIN ABRAMSON, POLLOCK, VANDE SANDE & PRIDDY, STE 800, 1990 M ST NW, WASHINGTON, DISTRICT OF COLUMBIA UNITED STATES 20036

Prosecution History

Date Description
2003-05-10 CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
1988-10-15 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
1988-08-03 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
1982-08-03 REGISTERED-PRINCIPAL REGISTER
1982-05-11 PUBLISHED FOR OPPOSITION

TM Staff and Location Information

Current Location FILE REPOSITORY (FRANCONIA)
Date in Location 2004-11-04
ZEROTHERM 73152189 1977-12-15 1213281 1982-10-19
Register Principal
Mark Type Trademark
Status Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date 2016-12-15
Publication Date 1982-07-27
Date Cancelled 2016-12-15

Mark Information

Mark Literal Elements ZEROTHERM
Standard Character Claim Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services

For Rigid Foam Thermal Insulating Material
International Class(es) 017 - Primary Class
U.S Class(es) 012
Class Status SECTION 8 - CANCELLED
First Use Jun. 08, 1976
Use in Commerce Jun. 15, 1976

Basis Information (Case Level)

Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information

Owner Name ADVANCE ENERGY TECHNOLOGIES, INC.
Owner Address 1 Solar Drive Clifton Park, NEW YORK UNITED STATES 12065
Legal Entity Type CORPORATION
State or Country Where Organized NEW YORK

Attorney/Correspondence Information

Attorney Name MICHAEL L. LOVITZ
Fax 310-861-6566
Phone 323-337-9088
Correspondent e-mail trademarks@lovitziplaw.com
Correspondent Name/Address MICHAEL L LOVITZ UIRE, LOVITZ IP LAW PC, 8335 W. Sunset Blvd., Suite 314, West Hollywood, CALIFORNIA UNITED STATES 90069-1538
Correspondent e-mail Authorized Yes

Prosecution History

Date Description
2016-12-15 CANCELLED SEC. 8 (10-YR)
2015-12-30 TEAS CHANGE OF CORRESPONDENCE RECEIVED
2008-04-01 CASE FILE IN TICRS
2006-03-27 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2006-03-27 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2006-03-07 ASSIGNED TO PARALEGAL
2003-10-31 TEAS CHANGE OF CORRESPONDENCE RECEIVED
2003-04-16 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
2003-04-16 TEAS SECTION 8 & 9 RECEIVED
2003-04-16 FAX RECEIVED
1989-01-12 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
1982-10-19 REGISTERED-PRINCIPAL REGISTER
1982-07-27 PUBLISHED FOR OPPOSITION
1982-07-20 NOTICE OF PUBLICATION
1982-04-26 APPROVED FOR PUB - PRINCIPAL REGISTER
1978-04-26 NON-FINAL ACTION MAILED
1978-02-11 ASSIGNED TO EXAMINER

TM Staff and Location Information

Current Location POST REGISTRATION
Date in Location 2016-12-15

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
311975338 0213100 2008-11-19 1 SOLAR DRIVE, CLIFTON PARK, NY, 12065
Inspection Type Planned
Scope Partial
Safety/Health Safety
Close Conference 2008-12-11
Emphasis N: AMPUTATE, S: AMPUTATIONS, S: ELECTRICAL, S: NOISE, S: POWERED IND VEHICLE
Case Closed 2009-02-25

Violation Items

Citation ID 01001A
Citaton Type Serious
Standard Cited 19100147 C04 I
Issuance Date 2009-01-15
Abatement Due Date 2009-02-19
Current Penalty 1500.0
Initial Penalty 1500.0
Nr Instances 1
Nr Exposed 1
Gravity 10
Citation ID 01001B
Citaton Type Serious
Standard Cited 19100147 C07 IA
Issuance Date 2009-01-15
Abatement Due Date 2009-02-19
Nr Instances 1
Nr Exposed 1
Gravity 10
Citation ID 01001C
Citaton Type Serious
Standard Cited 19100147 C07 IB
Issuance Date 2009-01-15
Abatement Due Date 2009-02-19
Nr Instances 1
Nr Exposed 10
Gravity 10
Citation ID 01002
Citaton Type Serious
Standard Cited 19100213 D01
Issuance Date 2009-01-15
Abatement Due Date 2009-02-04
Current Penalty 1500.0
Initial Penalty 1500.0
Nr Instances 1
Nr Exposed 2
Gravity 10

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
2676917202 2020-04-16 0248 PPP 1 Solar DR, Clifton Park, NY, 12065
Loan Status Date 2021-09-29
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 168700
Loan Approval Amount (current) 168700
Undisbursed Amount 0
Franchise Name -
Lender Location ID 434162
Servicing Lender Name Citizens Bank, National Association
Servicing Lender Address 1 Citizens Plaza, PROVIDENCE, RI, 02903-1344
Rural or Urban Indicator R
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address Clifton Park, SARATOGA, NY, 12065-0001
Project Congressional District NY-20
Number of Employees 11
NAICS code 332311
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 434162
Originating Lender Name Citizens Bank, National Association
Originating Lender Address PROVIDENCE, RI
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 170895.41
Forgiveness Paid Date 2021-08-12
6949068306 2021-01-27 0248 PPS 1 Solar Dr, Halfmoon, NY, 12065-3402
Loan Status Date 2022-08-12
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 168700
Loan Approval Amount (current) 168700
Undisbursed Amount 0
Franchise Name -
Lender Location ID 434162
Servicing Lender Name Citizens Bank, National Association
Servicing Lender Address 1 Citizens Plaza, PROVIDENCE, RI, 02903-1344
Rural or Urban Indicator R
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address Halfmoon, SARATOGA, NY, 12065-3402
Project Congressional District NY-20
Number of Employees 11
NAICS code 332311
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 434162
Originating Lender Name Citizens Bank, National Association
Originating Lender Address PROVIDENCE, RI
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 171191.21
Forgiveness Paid Date 2022-07-25

Motor Carrier Census

USDOT Number Carrier Operation MCS-150 Form Date MCS-150 Mileage MCS-150 Year Power Units Drivers Operation Classification
450061 Interstate 2024-02-12 15038 2019 2 2 Private(Property)
Legal Name ADVANCE ENERGY TECHNOLOGIES
DBA Name -
Physical Address 1 SOLAR DR, CLIFTON PARK, NY, 12065, US
Mailing Address 1 SOLAR DR, CLIFTON PARK, NY, 12065, US
Phone (518) 371-2140
Fax (518) 371-0737
E-mail CARLOT@ADVANCEET.COM

Safety Measurement System - All Transportation

Total Number of Inspections for the measurement period (24 months) 2
Driver Fitness BASIC Serious Violation Indicator No
Vehicle Maintenance BASIC Acute/Critical Indicator No
Unsafe Driving BASIC Acute/Critical Indicator No
Driver Fitness BASIC Roadside Performance measure value 0
Hours-of-Service (HOS) Compliance BASIC Roadside Performance measure value 0
Total Number of Driver Inspections for the measurment period 2
Vehicle Maintenance BASIC Roadside Performance measure value 0
Total Number of Vehicle Inspections for the measurement period 0
Controlled Substances and Alcohol BASIC Roadside Performance measure value 0
Unsafe Driving BASIC Roadside Performance Measure Value 0
Number of inspections with at least one Driver Fitness BASIC violation 0
Number of inspections with at least one Hours-of-Service BASIC violation 0
Total Number of Driver Inspections containing at least one Driver Out-of-Service Violation 0
Number of inspections with at least one Vehicle Maintenance BASIC violation 0
Total Number of Vehicle Inspections containing at least one Vehicle Out-of-Service violation 0
Number of inspections with at least one Controlled Substances and Alcohol BASIC violation 0
Number of inspections with at least one Unsafe Driving BASIC violation 0

Inspections

Unique report number of the inspection SPF3050003
State abbreviation that indicates the state the inspector is from NY
The date of the inspection 2024-09-09
ID that indicates the level of inspection Driver-Only
State abbreviation that indicates where the inspection occurred NY
Time weight of the inspection 3
Number of Out-Of-Service violations related to Driver 0
Number of Out-Of-Service violations related to vehicle 0
Number of violations related to Hazardous Materials 0
Total number of Out-Of-Service violations 0
Total number of Out-Of-Service violations related to Hazardous Materials 0
Description of the type of the main unit STRAIGHT TRUCK
Description of the make of the main unit INTERNATIO
License plate of the main unit 3781246
License state of the main unit IN
Vehicle Identification Number of the main unit 3HAEUMML9SL517059
Unsafe Driving BASIC inspection Y
Hours-of-Service Compliance BASIC inspection Y
Driver Fitness BASIC inspection Y
Controlled Substances/Alcohol BASIC inspection Y
Total number of BASIC violations 0
Number of Unsafe Driving BASIC violations 0
Number of Hours-of-Service Compliance BASIC violations 0
Number of Driver Fitness BASIC violations 0
Number of Controlled Substances/Alcohol BASIC violations 0
Number of Vehicle Maintenance BASIC violations 0
Number of Hazardous Materials Compliance BASIC violations 0
Unique report number of the inspection D102600157
State abbreviation that indicates the state the inspector is from NY
The date of the inspection 2024-01-17
ID that indicates the level of inspection Driver-Only
State abbreviation that indicates where the inspection occurred NY
Time weight of the inspection 2
Number of Out-Of-Service violations related to Driver 0
Number of Out-Of-Service violations related to vehicle 0
Number of violations related to Hazardous Materials 0
Total number of Out-Of-Service violations 0
Total number of Out-Of-Service violations related to Hazardous Materials 0
Description of the type of the main unit STRAIGHT TRUCK
Description of the make of the main unit FREIGHTLIN
License plate of the main unit 3662164
License state of the main unit IN
Vehicle Identification Number of the main unit 1FVACWFC5RHVA7703
Unsafe Driving BASIC inspection Y
Hours-of-Service Compliance BASIC inspection Y
Driver Fitness BASIC inspection Y
Controlled Substances/Alcohol BASIC inspection Y
Total number of BASIC violations 0
Number of Unsafe Driving BASIC violations 0
Number of Hours-of-Service Compliance BASIC violations 0
Number of Driver Fitness BASIC violations 0
Number of Controlled Substances/Alcohol BASIC violations 0
Number of Vehicle Maintenance BASIC violations 0
Number of Hazardous Materials Compliance BASIC violations 0

Date of last update: 18 Mar 2025

Sources: New York Secretary of State