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  5. HAVENS ADVISORS, L.L.C.

HAVENS ADVISORS, L.L.C.

Company Details

Name: HAVENS ADVISORS, L.L.C.
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 20 Oct 1995 (29 years ago)
Entity Number: 1966573
ZIP code: 10022
County: New York
Place of Formation: Delaware
Address: 575 LEXINGTON AVENUE, NEW YORK, NY, United States, 10022

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
HAVENS ADVISORS L L C 401 K PROFIT SHARING PLAN TRUST 2016 133855354 2017-07-06 HAVENS ADVISORS L L C 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 523900
Sponsor’s telephone number 2123505304
Plan sponsor’s address C/O ARTHUR FOX CPA, 420 LEXINGTON AVE SUITE 1733, NEW YORK, NY, 100223613

Signature of
Role Plan administrator
Date 2017-07-06
Name of individual signing ELLEN KESSLER
HAVENS ADVISORS L L C 401 K PROFIT SHARING PLAN TRUST 2015 133855354 2016-06-20 HAVENS ADVISORS L L C 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 523900
Sponsor’s telephone number 2123505304
Plan sponsor’s address C/O ARTHUR FOX CPA, 420 LEXINGTON AVE SUITE 1733, NEW YORK, NY, 100223613

Signature of
Role Plan administrator
Date 2016-06-20
Name of individual signing ELLEN KESSLER
Role Employer/plan sponsor
Date 2016-06-20
Name of individual signing NANCY HAVENS
HAVENS ADVISORS L L C 401 K PROFIT SHARING PLAN TRUST 2014 133855354 2015-07-07 HAVENS ADVISORS L L C 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 523900
Sponsor’s telephone number 2123505304
Plan sponsor’s address C/O ARTHUR FOX CPA, 420 LEXINGTON AVE SUITE 1733, NEW YORK, NY, 100223613

Signature of
Role Plan administrator
Date 2015-07-07
Name of individual signing ELLEN KESSLER
HAVENS ADVISORS L L C 401 K PROFIT SHARING PLAN TRUST 2013 133855354 2014-05-06 HAVENS ADVISORS L L C 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 523900
Sponsor’s telephone number 2123505304
Plan sponsor’s address C/O ARTHUR FOX CPA, 420 LEXINGTON AVE SUITE 1733, NEW YORK, NY, 100223613

Signature of
Role Plan administrator
Date 2014-05-06
Name of individual signing ELLEN KESSLER
HAVENS ADVISORS L L C 401 K PROFIT SHARING PLAN TRUST 2012 133855354 2013-06-19 HAVENS ADVISORS L L C 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 523900
Sponsor’s telephone number 2123505304
Plan sponsor’s address 12TH FLOOR, 126 E 56TH ST, NEW YORK, NY, 100223613

Signature of
Role Plan administrator
Date 2013-06-19
Name of individual signing HAVENS ADVISORS L L C
HAVENS ADVISORS L L C 401 K PROFIT SHARING PLAN TRUST 2011 133855354 2012-05-07 HAVENS ADVISORS L L C 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 523900
Sponsor’s telephone number 2123505304
Plan sponsor’s address 12TH FLOOR, 126 E 56TH ST, NEW YORK, NY, 100223613

Plan administrator’s name and address
Administrator’s EIN 133855354
Plan administrator’s name HAVENS ADVISORS L L C
Plan administrator’s address 12TH FLOOR, 126 E 56TH ST, NEW YORK, NY, 100223613
Administrator’s telephone number 2123505304

Signature of
Role Plan administrator
Date 2012-05-07
Name of individual signing HAVENS ADVISORS L L C

DOS Process Agent

Name Role Address
C/O BEAR, STEARNS & CO., INC. DOS Process Agent 575 LEXINGTON AVENUE, NEW YORK, NY, United States, 10022

Filings

Filing Number Date Filed Type Effective Date
951020000295 1995-10-20 APPLICATION OF AUTHORITY 1995-10-20

Related by officers

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Related by address

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Date of last update: 07 Feb 2025

Sources: New York Secretary of State

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